ALLcrimesfood&drugstaxestelecomcommercehealthconservationtransportationagricultureveteransbrowse all titles »
0

15 U.S.C. § 56Commencement, defense, intervention and supervision of litigation and appeal by Commission or Attorney General

submitted 112 years ago by ch. 311 to r/title-15-COMMERCE-AND-TRADE · 950 words · no verdicts yet

in plain englishAI-generated · not legal advice

This law splits authority to sue over FTC Act matters between the Commission and the Attorney General. The Commission usually gives the Attorney General 45 days to act first. But it has exclusive control over certain cases, like injunctions and consumer redress, and can litigate abroad.

(a) Procedure for exercise of authority to litigate or appeal: This subsection decides who, the Federal Trade Commission or the Attorney General, gets to handle a lawsuit under this subchapter. (1) The general rule: Before starting, defending, or joining a civil action under this subchapter (including one to collect a civil penalty), the Commission must give the Attorney General written notice and try to consult with the Attorney General about it. If the Attorney General doesn't start, defend, or join the case within 45 days of getting that notice, the Commission can handle the case itself, including supervising it and any appeal, through its own designated attorneys. (2) For certain kinds of cases, though, the Commission has exclusive control from the start (unless it chooses to let the Attorney General handle it instead). These are: actions under section 53 for injunctive relief; actions under section 57b for consumer redress; actions to get judicial review of a Commission rule or a cease-and-desist order under section 45; actions to enforce a subpoena or compel compliance, under the second and fourth paragraphs of section 49; and actions under section 57b-2a. The Commission must tell the Attorney General when it uses this exclusive authority. Even so, the Attorney General can still intervene on the United States' behalf in the case, if some other law allows it. (3) Special rules apply for taking a case to the Supreme Court. If the Commission handled a case itself under (1) or (2) and wants to represent itself before the Supreme Court too, it can make a written request to the Attorney General within 10 days after judgment. The Commission may then represent itself if the Attorney General agrees, or if the Attorney General, within 60 days of the judgment, either refuses to appeal or seek Supreme Court review (and explains why in writing within that 60 days), or simply doesn't respond to the Commission's request. If the Attorney General does end up representing the Commission before the Supreme Court in a case the Commission previously ran itself, the Attorney General can't settle, compromise, dismiss, or concede the case without the Commission's agreement. For this paragraph, "Attorney General" also includes the Solicitor General. (4) If a court deadline (for filing pleadings, a notice of appeal, or similar) would otherwise cut off the Commission's or Attorney General's window to act, before the 45-day period in (1) or the 60-day period in (3) runs out, the Attorney General gets only half of whatever time the court's procedural rule allows, for deciding whether to step in under (1), or whether to refuse an appeal/certiorari petition under (3). (5) All these rules in subsection (a) apply regardless of chapter 31 of title 28 (the general rule about DOJ representing federal agencies) or any other law. (b) Certification by Commission to Attorney General for criminal proceedings: If the Commission has reason to believe a person, partnership, or corporation may be criminally liable under this subchapter, the Commission must send the facts to the Attorney General. The Attorney General then has a duty to bring the appropriate criminal charges. (c) Foreign litigation: This subsection lets the Commission help with lawsuits in foreign courts. (1) With the Attorney General's agreement, the Commission can assign its own attorneys to help the Attorney General with litigation in foreign courts on matters the Commission cares about. (2) The Commission can spend its appropriated funds, if it agrees with the Attorney General, to reimburse the Attorney General for hiring foreign lawyers and for other expenses tied to that foreign litigation. (3) This subsection doesn't let anyone pay claims or judgments from any funding source except the permanent, indefinite appropriation described in section 1304 of title 31. (4) The authority given in this subsection is on top of, not instead of, any other authority the Commission or the Attorney General already has.
the actual law source: uscode.house.gov ↗public domain
(a) Procedure for exercise of authority to litigate or appeal
(1)

Except as otherwise provided in paragraph (2) or (3), if—

(A)

before commencing, defending, or intervening in, any civil action involving this subchapter (including an action to collect a civil penalty) which the Commission, or the Attorney General on behalf of the Commission, is authorized to commence, defend, or intervene in, the Commission gives written notification and undertakes to consult with the Attorney General with respect to such action; and

(B)

the Attorney General fails within 45 days after receipt of such notification to commence, defend, or intervene in, such action;

the Commission may commence, defend, or intervene in, and supervise the litigation of, such action and any appeal of such action in its own name by any of its attorneys designated by it for such purpose.

(2)

Except as otherwise provided in paragraph (3), in any civil action—

(A)

under section 53 of this title (relating to injunctive relief);

(B)

under section 57b of this title (relating to consumer redress);

(C)

to obtain judicial review of a rule prescribed by the Commission, or a cease and desist order issued under section 45 of this title;

(D)

under the second paragraph of section 49 of this title (relating to enforcement of a subpena) and under the fourth paragraph of such section (relating to compliance with section 46 of this title); or

(E)

under section 57b–2a of this title;

the Commission shall have exclusive authority to commence or defend, and supervise the litigation of, such action and any appeal of such action in its own name by any of its attorneys designated by it for such purpose, unless the Commission authorizes the Attorney General to do so. The Commission shall inform the Attorney General of the exercise of such authority and such exercise shall not preclude the Attorney General from intervening on behalf of the United States in such action and any appeal of such action as may be otherwise provided by law.

(3)
(A)

If the Commission makes a written request to the Attorney General, within the 10-day period which begins on the date of the entry of the judgment in any civil action in which the Commission represented itself pursuant to paragraph (1) or (2), to represent itself through any of its attorneys designated by it for such purpose before the Supreme Court in such action, it may do so, if—

(i)

the Attorney General concurs with such request; or

(ii)

the Attorney General, within the 60-day period which begins on the date of the entry of such judgment—

(a)

refuses to appeal or file a petition for writ of certiorari with respect to such civil action, in which case he shall give written notification to the Commission of the reasons for such refusal within such 60-day period; or

(b)

the Attorney General fails to take any action with respect to the Commission’s request.

(B)

In any case where the Attorney General represents the Commission before the Supreme Court in any civil action in which the Commission represented itself pursuant to paragraph (1) or (2), the Attorney General may not agree to any settlement, compromise, or dismissal of such action, or confess error in the Supreme Court with respect to such action, unless the Commission concurs.

(C)

For purposes of this paragraph (with respect to representation before the Supreme Court), the term “Attorney General” includes the Solicitor General.

(4)

If, prior to the expiration of the 45-day period specified in paragraph (1) of this section or a 60-day period specified in paragraph (3), any right of the Commission to commence, defend, or intervene in, any such action or appeal may be extinguished due to any procedural requirement of any court with respect to the time in which any pleadings, notice of appeal, or other acts pertaining to such action or appeal may be taken, the Attorney General shall have one-half of the time required to comply with any such procedural requirement of the court (including any extension of such time granted by the court) for the purpose of commencing, defending, or intervening in the civil action pursuant to paragraph (1) or for the purpose of refusing to appeal or file a petition for writ of certiorari and the written notification or failing to take any action pursuant to paragraph 3(A)(ii).

(5)

The provisions of this subsection shall apply notwithstanding chapter 31 of title 28, or any other provision of law.

(b) Certification by Commission to Attorney General for criminal proceedings

Whenever the Commission has reason to believe that any person, partnership, or corporation is liable for a criminal penalty under this subchapter, the Commission shall certify the facts to the Attorney General, whose duty it shall be to cause appropriate criminal proceedings to be brought.

(c) Foreign litigation
(1) Commission attorneys

With the concurrence of the Attorney General, the Commission may designate Commission attorneys to assist the Attorney General in connection with litigation in foreign courts on particular matters in which the Commission has an interest.

(2) Reimbursement for foreign counsel

The Commission is authorized to expend appropriated funds, upon agreement with the Attorney General, to reimburse the Attorney General for the retention of foreign counsel for litigation in foreign courts and for expenses related to litigation in foreign courts in which the Commission has an interest.

(3) Limitation on use of funds

Nothing in this subsection authorizes the payment of claims or judgments from any source other than the permanent and indefinite appropriation authorized by section 1304 of title 31.

(4) Other authority

The authority provided by this subsection is in addition to any other authority of the Commission or the Attorney General.

Source credit: (Sept. 26, 1914, ch. 311, § 16, as added Mar. 21, 1938, ch. 49, § 4, 52 Stat. 114; amended Pub. L. 93–153, title IV, § 408(g), Nov. 16, 1973, 87 Stat. 592; Pub. L. 93–637, title II, § 204(a), Jan. 4, 1975, 88 Stat. 2199; Pub. L. 109–455, §§ 5, 7(b), 13, Dec. 22, 2006, 120 Stat. 3375, 3379, 3382; Pub. L. 112–203, § 1, Dec. 4, 2012, 126 Stat. 1484.)

history & why it existsrecord from the source credit
  • 1914Enacted · Act of Sept. 26, 1914, ch. 311 · 52 Stat. 114
  • 1973Amended · Pub. L. 93-153 · 87 Stat. 592
  • 1975Amended · Pub. L. 93-637 · 88 Stat. 2199
  • 2006Amended · Pub. L. 109-455 · 120 Stat. 3375, 3379, 3382
  • 2012Amended · Pub. L. 112-203 · 126 Stat. 1484

A history note hasn’t been published yet. The record shows enactment by ch. 311 on 1914-09-26.

all 0 arguments · sorted by: best

0/280

no arguments yet — make the first case