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21 U.S.C. § 364aAdverse events

submitted 88 years ago by Pub. L. 117-328 to r/title-21-FOOD-AND-DRUGS · 958 words · no verdicts yet

in plain englishAI-generated · not legal advice

Cosmetics makers must report serious adverse events to the FDA within 15 business days and keep related records. The FDA can ask for fragrance or flavor ingredient lists tied to a serious event. These reports are protected, generally confidential, and can be shared with state health officials only under strict limits.

(a) Serious adverse event reporting requirements: The responsible person must send the Secretary any report they receive of a serious adverse event linked to using, in the United States, a cosmetic product they manufactured, packed, or distributed. (b) Submission of reports: (1) A serious adverse event report must go to the Secretary along with a copy of the product's retail label, no later than 15 business days after the responsible person receives the report. (2) If the responsible person later gets new, material medical information about that same event, within one year of the first report, they must send it to the Secretary within 15 business days of getting it. (3) The Secretary must build a system letting responsible persons submit one combined report instead of duplicates, when reports repeat or add new medical information about the same event. (c) Exemptions: The Secretary can create, by regulation, an exemption from any requirement in this section, if the Secretary finds the exemption would not significantly hurt public health. (d) Contact information: The responsible person must receive adverse event reports through the domestic address, phone number, or electronic contact listed on the product's label under section 364e(a). (e) Maintenance and inspection of adverse event records: (1) The responsible person must keep records of every adverse event report they receive for 6 years. Small businesses, as defined in section 364h, that do not manufacture or process the higher-risk cosmetics listed in section 364h(b), only need to keep these records for 3 years. (2)(A) The responsible person must let an authorized inspector see these records during an inspection under section 374. (B) An "authorized person" is a Department of Health and Human Services officer or employee who has proper credentials, as the Secretary decides, and whom the Secretary has specifically assigned to access these records. (f) Fragrance and flavor ingredients: If the Secretary reasonably believes an ingredient in a fragrance or flavor caused or contributed to a reportable serious adverse event, the Secretary can request, in writing, a list of the ingredients or ingredient categories in that fragrance or flavor from the responsible person. The responsible person must submit that list within 30 days. If someone requests this information under the Freedom of Information Act, section 552 of title 5, it must be withheld under section 552(b)(3) of title 5. (g) Protected information: A serious adverse event report, including new medical information, or any adverse event report or new information voluntarily submitted, counts as: (1) a "safety report" under section 379v, which may come with a statement, that becomes part of any publicly released report, denying that the report admits the product caused the event; and (2) a protected record under the Privacy Act, section 552a of title 5, and a medical file protected from disclosure under the Freedom of Information Act, section 552 of title 5, meaning it cannot be publicly released unless all personally identifiable information is blacked out. (h) Effect of section: (1) This section does not limit the Secretary's power to share adverse event reports and information with state, territory, or local health, food, or drug officials under a formal agreement. (2) But personally identifiable information the Secretary shares that way cannot be made public under any state disclosure law, and cannot otherwise be shared further without written consent from both the Secretary and the person who originally submitted it. (3) A state or locality cannot use a safety report it gets from the Secretary in a way that conflicts with this section. (4) Submitting a report as this section requires is not an admission that the cosmetic product caused or contributed to the adverse event.
the actual law source: uscode.house.gov ↗public domain
(a) Serious adverse event reporting requirements

The responsible person shall submit to the Secretary any report received of a serious adverse event associated with the use, in the United States, of a cosmetic product manufactured, packed, or distributed by such person.

(b) Submission of reports
(1) Serious adverse event report

The responsible person shall submit to the Secretary a serious adverse event report accompanied by a copy of the label on or within the retail packaging of such cosmetic product no later than 15 business days after the report is received by the responsible person.

(2) New medical information

The responsible person shall submit to the Secretary any new and material medical information, related to a serious adverse event report submitted to the Secretary in accordance with paragraph (1), that is received by the responsible person within 1 year of the initial report to the Secretary, no later than 15 business days after such information is received by such responsible person.

(3) Consolidation of reports

The Secretary shall develop systems to enable responsible persons to submit a single report that includes duplicate reports of, or new medical information related to, a serious adverse event.

(c) Exemptions

The Secretary may establish by regulation an exemption to any of the requirements of this section if the Secretary determines that such exemption would have no significant adverse effect on public health.

(d) Contact information

The responsible person shall receive reports of adverse events through the domestic address, domestic telephone number, or electronic contact information included on the label in accordance with section 364e(a) of this title.

(e) Maintenance and inspection of adverse event records
(1) Maintenance

The responsible person shall maintain records related to each report of an adverse event associated with the use, in the United States, of a cosmetic product manufactured or distributed by such person received by such person, for a period of 6 years, except that a responsible person that is considered a small business for the purposes of section 364h of this title, who does not engage in the manufacturing or processing of the cosmetic products described in subsection 364h(b) of this title, shall maintain such records for a period of 3 years.

(2) Inspection
(A) In general

The responsible person shall permit an authorized person to have access to records required to be maintained under this section during an inspection pursuant to section 374 of this title.

(B) Authorized person

For purposes of this paragraph, the term “authorized person” means an officer or employee of the Department of Health and Human Services who has—

(i)

appropriate credentials, as determined by the Secretary; and

(ii)

been duly designated by the Secretary to have access to the records required under this section.

(f) Fragrance and flavor ingredients

If the Secretary has reasonable grounds to believe that an ingredient or combination of ingredients in a fragrance or flavor has caused or contributed to a serious adverse event required to be reported under this section, the Secretary may request in writing a list of such ingredients or categories of ingredients in the specific fragrances or flavors in the cosmetic product, from the responsible person. The responsible person shall ensure that the requested information is submitted to the Secretary within 30 days of such request. In response to a request under section 552 of title 5, information submitted to the Secretary under this subsection shall be withheld under section 552(b)(3) of title 5.

(g) Protected information

A serious adverse event report submitted to the Secretary under this section, including any new medical information submitted under subsection (b)(2), or an adverse event report, or any new information, voluntarily submitted to the Secretary shall be considered to be—

(1)

a safety report under section 379v of this title and may be accompanied by a statement, which shall be a part of any report that is released for public disclosure, that denies that the report or the records constitute an admission that the product involved caused or contributed to the adverse event; and

(2)

a record about an individual under section 552a of title 5 (commonly referred to as the “Privacy Act of 1974”) and a medical or similar file the disclosure of which would constitute a violation of section 552 of such title 5 (commonly referred to as the “Freedom of Information Act”), and shall not be publicly disclosed unless all personally identifiable information is redacted.

(h) Effect of section
(1) In general

Nothing in this section shall affect the authority of the Secretary to provide adverse event reports and information to any health, food, or drug officer or employee of any State, territory, or political subdivision of a State or territory, under a memorandum of understanding between the Secretary and such State, territory, or political subdivision.

(2) Personally identifiable information

Notwithstanding any other provision of law, personally-identifiable information in adverse event reports provided by the Secretary to any health, food, or drug officer or employee of any State, territory, or political subdivision of a State or territory, shall not—

(A)

be made publicly available pursuant to any State or other law requiring disclosure of information or records; or

(B)

otherwise be disclosed or distributed to any party without the written consent of the Secretary and the person submitting such information to the Secretary.

(3) Use of reports

Nothing in this section shall permit a State, territory, or political subdivision of a State or territory, to use any safety report received from the Secretary in a manner inconsistent with this section.

(4) Rule of construction

The submission of any report in compliance with this section shall not be construed as an admission that the cosmetic product involved caused or contributed to the relevant adverse event.

Source credit: (June 25, 1938, ch. 675, § 605, as added Pub. L. 117–328, div. FF, title III, § 3502, Dec. 29, 2022, 136 Stat. 5848.)

history & why it existsrecord from the source credit
  • 1938Enacted · Pub. L. 117-328 · 136 Stat. 5848

A history note hasn’t been published yet. The record shows enactment by Pub. L. 117-328 on 1938-06-25.

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