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21 U.S.C. § 379eListing and certification of color additives for foods, drugs, devices, and cosmetics

submitted 88 years ago by ch. 675 to r/title-21-FOOD-AND-DRUGS · 3,058 words · no verdicts yet

in plain englishAI-generated · not legal advice

A color additive is unsafe unless the FDA lists it for that use. The additive must also come from a certified batch, or have an exemption. The FDA can never list an additive shown to cause cancer. The FDA charges fees for listing and certifying additives.

(a) A color additive counts as "unsafe" for food, drugs, devices, or cosmetics unless certain rules are followed. There must be a rule (issued under part (b)) that lists this additive for this exact use, including any safety conditions attached — and on top of that, either the additive must come from a batch that was certified for this use under part (c), or the Secretary must have excused this use from needing certification. Instead of all that, the additive and its use can be covered by an exemption granted under part (f). As long as these listing, certification, or exemption rules are being followed, an article isn't automatically "adulterated" just because it contains the additive — that's true for food, and also for cosmetics other than hair dye. This section only covers color additives used on devices if the additive touches a person's or animal's body for a significant amount of time, and the Secretary can write regulations spelling out exactly which device uses count. (b) This part explains how the Secretary lists which color additives are allowed. The Secretary must issue regulations separately listing safe color additives for food, for drugs and devices, and for cosmetics. A color additive can be listed for general use in one of those categories if the Secretary finds it's safe for that broad use. If the evidence only supports a narrower use, or if that's all that's being requested, the Secretary can list it only for that narrower use. Whenever needed to keep a use safe, the listing regulation must set conditions — like a maximum allowed amount (called a "tolerance limitation"), rules for how the additive can be added to a product, and labeling or packaging requirements. The Secretary can't list an additive for a use unless the evidence shows that use, under the listed conditions, is safe. One exception: an additive counts as safe for general food use automatically while the Secretary has a separate, published finding that it's exempt from being called a "food additive" because qualified experts generally recognize it as safe. When deciding if a proposed use is safe, the Secretary must weigh several things: how much people will likely eat, drink, or otherwise be exposed to, from the additive itself and from anything it creates when used; whether the additive builds up in the diet along with similar substances; safety standards that experts consider appropriate for judging animal test data; and whether good, workable testing methods exist to identify and measure the pure additive, its impurities, the additive in the finished product, and anything it creates in that product. There's a strict cancer rule. If a color additive is found — after appropriate testing — to cause cancer in people or animals when swallowed, it must be ruled unsafe and can never be listed for any use that leads to swallowing any of it. If it's found to cause cancer through other kinds of exposure, it must be ruled unsafe and can't be listed for any use that doesn't involve swallowing it either. There's one carve-out: the swallowing rule doesn't block using the additive as an ingredient in animal feed, if the Secretary finds that, used and fed the way the label says, it won't hurt the animals, and if tests find no trace of it left in any edible part of the animal after slaughter. People affected by a listing decision can ask for extra scientific review. In any case about issuing, changing, or canceling a listing rule, a petitioner or anyone else who'd be hurt by the Secretary's proposal or order can ask — generally before or within 30 days after the Secretary's order — that the matter be sent to an advisory committee for study, when it involves the kind of scientific judgment covered by the cancer rules above. The Secretary can also send it to the committee on their own initiative. The person who asked, and FDA staff, can both consult with the committee. Within 60 days of the referral (or 90 if the committee needs more time), the committee must give the Secretary a full report and recommendations, including its underlying data and reasoning, and a copy goes to whoever asked for the referral. Within 30 days after that, having considered everything, the Secretary must issue an order — confirming or changing any earlier order, or ruling on the original petition if there wasn't one yet. If the Secretary is trying to remove a color additive from the list because of the cancer rules, and someone has asked for committee review, the Secretary generally can't act until the committee reports back and the Secretary has considered it — unless there's an emergency. The advisory committee itself is picked by the National Academy of Sciences, choosing qualified experts with varied backgrounds; if the Academy won't or can't do this, the Secretary picks the members instead. The Secretary decides how big the committee is. Members get paid for their time — capped at the daily rate for a top federal pay grade (GS-18) — plus travel costs, but they aren't treated as regular federal employees for pay and appointment purposes. The Secretary must give the committee clerical help and set the rules for how it operates. The Secretary also can't list an additive if the evidence shows the listing would let people be deceived, or would otherwise cause a product to be mislabeled or adulterated under this law. If a maximum-amount limit ("tolerance") is needed to keep a use safe, the Secretary can't list the additive unless the evidence shows that, kept under a safe limit, it would still do its intended job — and any limit the Secretary sets can't be higher than what's actually needed to do that job. Finally, if the total amount of a color additive (or related additives) that people would likely eat or apply to their bodies, across all its proposed uses, isn't shown to be safe, the Secretary must decide which uses to allow, or how to split up the total safe amount among competing uses. Safety always comes first, but the Secretary can also weigh how much each use matters to the marketability of the products and the industries that depend on it, how much of the additive each use and its amount would actually add up to, and whether other color additives are available and safe for the same jobs. (c) The Secretary must also make rules for certifying batches of listed color additives — checking them (with or without safe filler substances) to confirm they meet the requirements. The Secretary can excuse a particular additive, listing, or use from needing this certification if it's not necessary to protect public health. One case is automatic: if a food use is already treated as safe because of the exemption finding described in part (b), that use doesn't need certification either. (d) Rules for issuing, changing, or cancelling these regulations generally follow the standard procedure used elsewhere in this law (in section 371(e), (f), and (g)), including for court review — with some special rules here. If the case starts with a petition, the Secretary must publicly announce it within 30 days, and must issue a ruling within 90 days of the petition being filed (unless it's already gone to an advisory committee) — though the Secretary can extend that to up to 180 days total by telling the petitioner in writing before the 90 days are up. Any advisory committee's report, data, and reasoning become part of the official hearing record if relevant, and the committee must send a member to testify about its report at a hearing if the Secretary, the petitioner, or the hearing officer asks — though other committee members can testify too. A Secretary's post-hearing decision must meet the same standard as decisions on food additives under section 348(f)(2). And courts reviewing these decisions use the same review standard used for food additive decisions under section 348(g)(2) and (3). (e) The Secretary can only list and certify color additives after collecting fees, set out in regulations, big enough to pay for running that service properly. (f) The Secretary must also write rules — without going through the special procedure in part (d) — exempting any color additive or specific use, and any product containing it, from this section's requirements, as long as it's meant only for testing by qualified experts and the Secretary believes that's fine for public health.
the actual law source: uscode.house.gov ↗public domain
(a) Unsafe color additives

A color additive shall, with respect to any particular use (for which it is being used or intended to be used or is represented as suitable) in or on food or drugs or devices or cosmetics, be deemed unsafe for the purposes of the application of section 342(c), 351(a)(4), or 361(e) of this title, as the case may be, unless—

(1)
(A)

there is in effect, and such additive and such use are in conformity with, a regulation issued under subsection (b) of this section listing such additive for such use, including any provision of such regulation prescribing the conditions under which such additive may be safely used, and (B) such additive either (i) is from a batch certified, in accordance with regulations issued pursuant to subsection (c), for such use, or (ii) has, with respect to such use, been exempted by the Secretary from the requirement of certification; or

(2)

such additive and such use thereof conform to the terms of an exemption which is in effect pursuant to subsection (f) of this section.

While there are in effect regulations under subsections (b) and (c) of this section relating to a color additive or an exemption pursuant to subsection (f) with respect to such additive, an article shall not, by reason of bearing or containing such additive in all respects in accordance with such regulations or such exemption, be considered adulterated within the meaning of clause (1) of section 342(a) of this title if such article is a food, or within the meaning of section 361(a) of this title if such article is a cosmetic other than a hair dye (as defined in the last sentence of section 361(a) of this title). A color additive for use in or on a device shall be subject to this section only if the color additive comes in direct contact with the body of man or other animals for a significant period of time. The Secretary may by regulation designate the uses of color additives in or on devices which are subject to this section.

(b) Listing of colors; regulations; issuance, amendment or repeal; referral to advisory committee; report and recommendations; appointment and compensation of advisory committee
(1)

The Secretary shall, by regulation, provide for separately listing color additives for use in or on food, color additives for use in or on drugs, or devices, and color additives for use in or on cosmetics, if and to the extent that such additives are suitable and safe for any such use when employed in accordance with such regulations.

(2)
(A)

Such regulations may list any color additive for use generally in or on food, or in or on drugs or devices, or in or on cosmetics, if the Secretary finds that such additive is suitable and may safely be employed for such general use.

(B)

If the data before the Secretary do not establish that the additive satisfies the requirements for listing such additive on the applicable list pursuant to subparagraph (A) of this paragraph, or if the proposal is for listing such additive for a more limited use or uses, such regulations may list such additive only for any more limited use or uses for which it is suitable and may safely be employed.

(3)

Such regulations shall, to the extent deemed necessary by the Secretary to assure the safety of the use or uses for which a particular color additive is listed, prescribe the conditions under which such additive may be safely employed for such use or uses (including, but not limited to, specifications, hereafter in this section referred to as tolerance limitations, as to the maximum quantity or quantities which may be used or permitted to remain in or on the article or articles in or on which it is used; specifications as to the manner in which such additive may be added to or used in or on such article or articles; and directions or other labeling or packaging requirements for such additive).

(4)

The Secretary shall not list a color additive under this section for a proposed use unless the data before him establish that such use, under the conditions of use specified in the regulations, will be safe: Provided, however, That a color additive shall be deemed to be suitable and safe for the purpose of listing under this subsection for use generally in or on food, while there is in effect a published finding of the Secretary declaring such substance exempt from the term “food additive” because of its being generally recognized by qualified experts as safe for its intended use, as provided in section 321(s) of this title.

(5)
(A)

In determining, for the purposes of this section, whether a proposed use of a color additive is safe, the Secretary shall consider, among other relevant factors—

(i)

the probable consumption of, or other relevant exposure from, the additive and of any substance formed in or on food, drugs or devices, or cosmetics because of the use of the additive;

(ii)

the cumulative effect, if any, of such additive in the diet of man or animals, taking into account the same or any chemically or pharmacologically related substance or substances in such diet;

(iii)

safety factors which, in the opinion of experts qualified by scientific training and experience to evaluate the safety of color additives for the use or uses for which the additive is proposed to be listed, are generally recognized as appropriate for the use of animal experimentation data; and

(iv)

the availability of any needed practicable methods of analysis for determining the identity and quantity of (I) the pure dye and all intermediates and other impurities contained in such color additive, (II) such additive in or on any article of food, drug or device, or cosmetic, and (III) any substance formed in or on such article because of the use of such additive.

(B)

A color additive (i) shall be deemed unsafe, and shall not be listed, for any use which will or may result in ingestion of all or part of such additive, if the additive is found by the Secretary to induce cancer when ingested by man or animal, or if it is found by the Secretary, after tests which are appropriate for the evaluation of the safety of additives for use in food, to induce cancer in man or animal, and (ii) shall be deemed unsafe, and shall not be listed, for any use which will not result in ingestion of any part of such additive, if, after tests which are appropriate for the evaluation of the safety of additives for such use, or after other relevant exposure of man or animal to such additive, it is found by the Secretary to induce cancer in man or animal: Provided, That clause (i) of this subparagraph (B) shall not apply with respect to the use of a color additive as an ingredient of feed for animals which are raised for food production, if the Secretary finds that, under the conditions of use and feeding specified in proposed labeling and reasonably certain to be followed in practice, such additive will not adversely affect the animals for which such feed is intended, and that no residue of the additive will be found (by methods of examination prescribed or approved by the Secretary by regulations, which regulations shall not be subject to subsection (d)) in any edible portion of such animals after slaughter or in any food yielded by or derived from the living animal.

(C)
(i)

In any proceeding for the issuance, amendment, or repeal of a regulation listing a color additive, whether commenced by a proposal of the Secretary on his own initiative or by a proposal contained in a petition, the petitioner, or any other person who will be adversely affected by such proposal or by the Secretary’s order issued in accordance with paragraph (1) of section 371(e) of this title if placed in effect, may request, within the time specified in this subparagraph, that the petition or order thereon, or the Secretary’s proposal, be referred to an advisory committee for a report and recommendations with respect to any matter arising under subparagraph (B) of this paragraph, which is involved in such proposal or order and which requires the exercise of scientific judgment. Upon such request, or if the Secretary within such time deems such a referral necessary, the Secretary shall forthwith appoint an advisory committee under subparagraph (D) of this paragraph and shall refer to it, together with all the data before him, such matter arising under subparagraph (B) for study thereof and for a report and recommendations on such matter. A person who has filed a petition or who has requested the referral of a matter to an advisory committee pursuant to this subparagraph (C), as well as representatives of the Department, shall have the right to consult with such advisory committee in connection with the matter referred to it. The request for referral under this subparagraph, or the Secretary’s referral on his own initiative, may be made at any time before, or within thirty days after, publication of an order of the Secretary acting upon the petition or proposal.

(ii)

Within sixty days after the date of such referral, or within an additional thirty days if the committee deems such additional time necessary, the committee shall, after independent study of the data furnished to it by the Secretary and other data before it, certify to the Secretary a report and recommendations, together with all underlying data and a statement of the reasons or basis for the recommendations. A copy of the foregoing shall be promptly supplied by the Secretary to any person who has filed a petition, or who has requested such referral to the advisory committee. Within thirty days after such certification, and after giving due consideration to all data then before him, including such report, recommendations, underlying data, and statement, and to any prior order issued by him in connection with such matter, the Secretary shall by order confirm or modify any order theretofore issued or, if no such prior order has been issued, shall by order act upon the petition or other proposal.

(iii)

Where—

(I)

by reason of subparagraph (B) of this paragraph, the Secretary has initiated a proposal to remove from listing a color additive previously listed pursuant to this section; and

(II)

a request has been made for referral of such proposal to an advisory committee;

the Secretary may not act by order on such proposal until the advisory committee has made a report and recommendations to him under clause (ii) of this subparagraph and he has considered such recommendations, unless the Secretary finds that emergency conditions exist necessitating the issuance of an order notwithstanding this clause.

(D)

The advisory committee referred to in subparagraph (C) of this paragraph shall be composed of experts selected by the National Academy of Sciences, qualified in the subject matter referred to the committee and of adequately diversified professional background, except that in the event of the inability or refusal of the National Academy of Sciences to act, the Secretary shall select the members of the committee. The size of the committee shall be determined by the Secretary. Members of any advisory committee established under this chapter, while attending conferences or meetings of their committees or otherwise serving at the request of the Secretary, shall be entitled to receive compensation at rates to be fixed by the Secretary but at rates not exceeding the daily equivalent of the rate specified at the time of such service for grade GS–18 of the General Schedule, including traveltime; and while away from their homes or regular places of business they may be allowed travel expenses, including per diem in lieu of subsistence, as authorized by section 5703 of title 5 for persons in the Government service employed intermittently. The members shall not be subject to any other provisions of law regarding the appointment and compensation of employees of the United States. The Secretary shall furnish the committee with adequate clerical and other assistance, and shall by rules and regulations prescribe the procedure to be followed by the committee.

(6)

The Secretary shall not list a color additive under this subsection for a proposed use if the data before him show that such proposed use would promote deception of the consumer in violation of this chapter or would otherwise result in misbranding or adulteration within the meaning of this chapter.

(7)

If, in the judgment of the Secretary, a tolerance limitation is required in order to assure that a proposed use of a color additive will be safe, the Secretary—

(A)

shall not list the additive for such use if he finds that the data before him do not establish that such additive, if used within a safe tolerance limitation, would achieve the intended physical or other technical effect; and

(B)

shall not fix such tolerance limitation at a level higher than he finds to be reasonably required to accomplish the intended physical or other technical effect.

(8)

If, having regard to the aggregate quantity of color additive likely to be consumed in the diet or to be applied to the human body, the Secretary finds that the data before him fail to show that it would be safe and otherwise permissible to list a color additive (or pharmacologically related color additives) for all the uses proposed therefor and at the levels of concentration proposed, the Secretary shall, in determining for which use or uses such additive (or such related additives) shall be or remain listed, or how the aggregate allowable safe tolerance for such additive or additives shall be allocated by him among the uses under consideration, take into account, among other relevant factors (and subject to the paramount criterion of safety), (A) the relative marketability of the articles involved as affected by the proposed uses of the color additive (or of such related additives) in or on such articles, and the relative dependence of the industries concerned on such uses; (B) the relative aggregate amounts of such color additive which he estimates would be consumed in the diet or applied to the human body by reason of the various uses and levels of concentration proposed; and (C) the availability, if any, of other color additives suitable and safe for one or more of the uses proposed.

(c) Certification of colors

The Secretary shall further, by regulation, provide (1) for the certification, with safe dil­uents or without diluents, of batches of color additives listed pursuant to subsection (b) and conforming to the requirements for such additives established by regulations under such subsection and this subsection, and (2) for exemption from the requirement of certification in the case of any such additive, or any listing or use thereof, for which he finds such requirement not to be necessary in the interest of the protection of the public health: Provided, That, with respect to any use in or on food for which a listed color additive is deemed to be safe by reason of the proviso to paragraph (4) of subsection (b), the requirement of certification shall be deemed not to be necessary in the interest of public health protection.

(d) Procedure for issuance, amendment, or repeal of regulations

The provisions of section 371(e), (f), and (g) of this title shall, subject to the provisions of subparagraph (C) of subsection (b)(5) of this section, apply to and in all respects govern proceedings for the issuance, amendment, or repeal of regulations under subsection (b) or (c) of this section (including judicial review of the Secretary’s action in such proceedings) and the admissibility of transcripts of the record of such proceedings in other proceedings, except that—

(1)

if the proceeding is commenced by the filing of a petition, notice of the proposal made by the petition shall be published in general terms by the Secretary within thirty days after such filing, and the Secretary’s order (required by paragraph (1) of section 371(e) of this title) acting upon such proposal shall, in the absence of prior referral (or request for referral) to an advisory committee, be issued within ninety days after the date of such filing, except that the Secretary may (prior to such ninetieth day), by written notice to the petitioner, extend such ninety-day period to such time (not more than one hundred and eighty days after the date of filing of the petition) as the Secretary deems necessary to enable him to study and investigate the petition;

(2)

any report, recommendations, underlying data, and reasons certified to the Secretary by an advisory committee appointed pursuant to subparagraph (D) of subsection (b)(5) of this section, shall be made a part of the record of any hearing if relevant and material, subject to the provisions of section 556(d) of title 5. The advisory committee shall designate a member to appear and testify at any such hearing with respect to the report and recommendations of such committee upon request of the Secretary, the petitioner, or the officer conducting the hearing, but this shall not preclude any other member of the advisory committee from appearing and testifying at such hearing;

(3)

the Secretary’s order after public hearing (acting upon objections filed to an order made prior to hearing) shall be subject to the requirements of section 348(f)(2) of this title; and

(4)

the scope of judicial review of such order shall be in accordance with the fourth sentence of paragraph (2), and with the provisions of paragraph (3), of section 348(g) of this title.

(e) Fees

The admitting to listing and certification of color additives, in accordance with regulations prescribed under this chapter, shall be performed only upon payment of such fees, which shall be specified in such regulations, as may be necessary to provide, maintain, and equip an adequate service for such purposes.

(f) Exemptions

The Secretary shall by regulations (issued without regard to subsection (d)) provide for exempting from the requirements of this section any color additive or any specific type of use thereof, and any article of food, drug, or device, or cosmetic bearing or containing such additive, intended solely for investigational use by qualified experts when in his opinion such exemption is consistent with the public health.

Source credit: (June 25, 1938, ch. 675, § 721, formerly § 706, 52 Stat. 1058; Pub. L. 86–618, title I, § 103(b), July 12, 1960, 74 Stat. 399; Pub. L. 87–781, title I, § 104(f)(2), Oct. 10, 1962, 76 Stat. 785; Pub. L. 91–515, title VI, § 601(d)(2), Oct. 30, 1970, 84 Stat. 1311; Pub. L. 94–295, § 9(a), May 28, 1976, 90 Stat. 583; Pub. L. 96–88, title V, § 509(b), Oct. 17, 1979, 93 Stat. 695; Pub. L. 102–300, § 6(b)(2), June 16, 1992, 106 Stat. 240; renumbered § 721, Pub. L. 102–571, title I, § 106(4), Oct. 29, 1992, 106 Stat. 4498; Pub. L. 103–80, § 3(bb), Aug. 13, 1993, 107 Stat. 778.)

history & why it existsrecord from the source credit
  • 1938Enacted · Act of June 25, 1938, ch. 675 · 52 Stat. 1058
  • 1960Amended · Pub. L. 86-618 · 74 Stat. 399
  • 1962Amended · Pub. L. 87-781 · 76 Stat. 785
  • 1970Amended · Pub. L. 91-515 · 84 Stat. 1311
  • 1976Amended · Pub. L. 94-295 · 90 Stat. 583
  • 1979Amended · Pub. L. 96-88 · 93 Stat. 695
  • 1992Amended · Pub. L. 102-300 · 106 Stat. 240
  • 1992Amended · Pub. L. 102-571 · 106 Stat. 4498
  • 1993Amended · Pub. L. 103-80 · 107 Stat. 778

A history note hasn’t been published yet. The record shows enactment by ch. 675 on 1938-06-25.

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