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21 U.S.C. § 379iDefinitions

submitted 88 years ago by Pub. L. 107-250 to r/title-21-FOOD-AND-DRUGS · 1,164 words · no verdicts yet

in plain englishAI-generated · not legal advice

This section defines terms for FDA medical device review fees, like "premarket application" and "supplement." It explains different types of supplements, plus terms like "30-day notice" and "de novo classification request." It also defines "affiliate" and other fee-related words.

This section defines terms used for FDA medical device review fees. (1) "Premarket application" means either an application to approve a device under section 360e(c) or under section 262 of title 42, or a "product development protocol" under section 360e(f). It does not include a supplement, a premarket report, or a premarket notification submission — those are defined separately below. (2) "Premarket report" means a report submitted under section 360e(c)(2). (3) "Premarket notification submission" means a report submitted under section 360(k) — the process often called a "510(k)." (4) "Supplement" means a request to the Secretary to approve a change to a device that already has an approved application or report, or an effective notice of completion. There are four kinds. A "panel-track supplement" asks for a major change in the device's design or performance, or a new use for it, and needs real clinical data to prove it's still safe and effective. A "180-day supplement" is a smaller significant change — to parts, materials, design, specs, software, color additives, or labeling — that isn't big enough to be a panel-track supplement. A "real-time supplement" asks for a minor change, like a small design, software, sterilization, or labeling tweak, where the maker asked for and got a joint meeting with the FDA to review it together. An "efficacy supplement" is a change to an approved application under section 262 of title 42 that needs real clinical data. (5) A "30-day notice" is a notice under section 360e(d)(5) that's limited to changes in how or where the device is manufactured, if those changes affect safety or effectiveness. (6) A "request for classification information" is a request under section 360c(g) asking what class a device falls into, or what rules apply to it. (7) An "annual fee," for a Class III device's periodic reports, is the yearly fee tied to the periodic reports required by that device's approval order. (8) A "de novo classification request" is a request under section 360c(f)(2)(A) about how to classify a device. (9) The "process for the review of device applications" covers everything the FDA does to review premarket applications, reports, supplements, notifications, and de novo requests. That includes: the actual review work; sending action letters that clear a device for marketing or list what's missing; inspecting manufacturing plants and other facilities as part of reviewing pending applications; monitoring related research; reviewing device applications tied to section 262 for investigational drug or device exemptions, and preparing for those submissions; writing guidance, policy, and regulations to improve the review process; developing voluntary test methods and safety standards under section 360d; giving manufacturers technical help with their submissions; classifying or reclassifying devices, or setting approval requirements, under sections 360c, 360e(b), and 360e(i); evaluating the follow-up studies required as a condition of approval; and gathering and reviewing device data to spot safety or effectiveness problems. (10) "Costs of resources allocated for the process for the review of device applications" means the money spent on: FDA staff, contractors, and advisory committees connected to this work; managing information and computer systems; leasing, fixing, and equipping facilities; and collecting fees and tracking how review resources are used. (11) "Adjustment factor" for a fiscal year means the Consumer Price Index (all items, all urban consumers) for October of the year before, divided by that index for October 2021. (12) "Person" includes an affiliate of that person. (13) "Affiliate" means a business — inside or outside the U.S. — connected to another business because, directly or indirectly, one controls or has power to control the other, or because a third party controls or has power to control both. (14) An "establishment subject to a registration fee" means a place that's registered — or has to register — with the Secretary under section 360, because it manufactures, prepares, propagates, compounds, or processes a device there.
the actual law source: uscode.house.gov ↗public domain

For purposes of this subpart:

(1)

The term “premarket application” means—

(A)

an application for approval of a device submitted under section 360e(c) of this title or section 262 of title 42; or

(B)

a product development protocol described in section 360e(f) of this title.

Such term does not include a supplement, a premarket report, or a premarket notification submission.

(2)

The term “premarket report” means a report submitted under section 360e(c)(2) of this title.

(3)

The term “premarket notification submission” means a report submitted under section 360(k) of this title.

(4)
(A)

The term “supplement”, with respect to a panel-track supplement, a 180-day supplement, a real-time supplement, or an efficacy supplement, means a request to the Secretary to approve a change in a device for which—

(i)

an application or report has been approved under section 360e(d) of this title, or an application has been approved under section 262 of title 42; or

(ii)

a notice of completion has become effective under section 360e(f) of this title.

(B)

The term “panel-track supplement” means a supplement to an approved premarket application or premarket report under section 360e of this title that requests a significant change in design or performance of the device, or a new indication for use of the device, and for which substantial clinical data are necessary to provide a reasonable assurance of safety and effectiveness.

(C)

The term “180-day supplement” means a supplement to an approved premarket application or premarket report under section 360e of this title that is not a panel-track supplement and requests a significant change in components, materials, design, specification, software, color additives, or labeling.

(D)

The term “real-time supplement” means a supplement to an approved premarket application or premarket report under section 360e of this title that requests a minor change to the device, such as a minor change to the design of the device, software, sterilization, or labeling, and for which the applicant has requested and the agency has granted a meeting or similar forum to jointly review and determine the status of the supplement.

(E)

The term “efficacy supplement” means a supplement to an approved premarket application under section 262 of title 42 that requires substantive clinical data.

(5)

The term “30-day notice” means a notice under section 360e(d)(5) of this title that is limited to a request to make modifications to manufacturing procedures or methods of manufacture affecting the safety and effectiveness of the device.

(6)

The term “request for classification information” means a request made under section 360c(g) of this title for information respecting the class in which a device has been classified or the requirements applicable to a device.

(7)

The term “annual fee”, for periodic reporting concerning a class III device, means the annual fee associated with periodic reports required by a premarket application approval order.

(8)

The term “de novo classification request” means a request made under section 360c(f)(2)(A) of this title with respect to the classification of a device.

(9)

The term “process for the review of device applications” means the following activities of the Secretary with respect to the review of premarket applications, premarket reports, supplements, premarket notification submissions, and de novo classification requests:

(A)

The activities necessary for the review of premarket applications, premarket reports, supplements, and premarket notification submissions.

(B)

The issuance of action letters that allow the marketing of devices or which set forth in detail the specific deficiencies in such applications, reports, supplements, or submissions and, where appropriate, the actions necessary to place them in condition for approval.

(C)

The inspection of manufacturing establishments and other facilities undertaken as part of the Secretary’s review of pending premarket applications, premarket reports, and supplements.

(D)

Monitoring of research conducted in connection with the review of such applications, reports, supplements, submissions, and de novo classification requests.

(E)

Review of device applications subject to section 262 of title 42 for an investigational new drug application under section 355(i) of this title or for an investigational device exemption under section 360j(g) of this title and activities conducted in anticipation of the submission of such applications under section 355(i) or 360j(g) of this title.

(F)

The development of guidance, policy documents, or regulations to improve the process for the review of premarket applications, premarket reports, supplements, premarket notification submissions, and de novo classification requests.

(G)

The development of voluntary test methods, consensus standards, or mandatory performance standards under section 360d of this title in connection with the review of such applications, reports, supplements, submissions, or requests and related activities.

(H)

The provision of technical assistance to device manufacturers in connection with the submission of such applications, reports, supplements, submissions, or requests.

(I)

Any activity undertaken under section 360c or 360e(i) of this title in connection with the initial classification or reclassification of a device or under section 360e(b) of this title in connection with any requirement for approval of a device.

(J)

Evaluation of postmarket studies required as a condition of an approval of a premarket application or premarket report under section 360e of this title or a premarket application under section 262 of title 42.

(K)

Compiling, developing, and reviewing information on relevant devices to identify safety and effectiveness issues for devices subject to premarket applications, premarket reports, supplements, premarket notification submissions, or de novo classification requests.

(10)

The term “costs of resources allocated for the process for the review of device applications” means the expenses in connection with the process for the review of device applications for—

(A)

officers and employees of the Food and Drug Administration, contractors of the Food and Drug Administration, advisory committees, and costs related to such officers, employees, and committees and to contracts with such contractors;

(B)

management of information, and the acquisition, maintenance, and repair of computer resources;

(C)

leasing, maintenance, renovation, and repair of facilities and acquisition, maintenance, and repair of fixtures, furniture, scientific equipment, and other necessary materials and supplies; and

(D)

collecting fees and accounting for resources allocated for the review of premarket applications, premarket reports, supplements, submissions, and de novo classification requests.

(11)

The term “adjustment factor” applicable to a fiscal year is the Consumer Price Index for all urban consumers (all items; United States city average) for October of the preceding fiscal year divided by such Index for October 2021.

(12)

The term “person” includes an affiliate thereof.

(13)

The term “affiliate” means a business entity that has a relationship with a second business entity (whether domestic or international) if, directly or indirectly—

(A)

one business entity controls, or has the power to control, the other business entity; or

(B)

a third party controls, or has power to control, both of the business entities.

(14)

The term “establishment subject to a registration fee” means an establishment that is registered (or is required to register) with the Secretary under section 360 of this title because such establishment is engaged in the manufacture, preparation, propagation, compounding, or processing of a device.

Source credit: (June 25, 1938, ch. 675, § 737, as added Pub. L. 107–250, title I, § 102(a), Oct. 26, 2002, 116 Stat. 1589; amended Pub. L. 108–214, § 2(a)(1), (d)(3)(A), Apr. 1, 2004, 118 Stat. 572, 577; Pub. L. 110–85, title II, § 211, Sept. 27, 2007, 121 Stat. 843; Pub. L. 112–144, title II, § 202, July 9, 2012, 126 Stat. 1002; Pub. L. 114–255, div. A, title III, § 3051(c)(2), Dec. 13, 2016, 130 Stat. 1124; Pub. L. 115–52, title II, § 202(a), Aug. 18, 2017, 131 Stat. 1013; Pub. L. 117–180, div. F, title II, § 2002, Sept. 30, 2022, 136 Stat. 2148.)

history & why it existsrecord from the source credit
  • 1938Enacted · Pub. L. 107-250 · 116 Stat. 1589
  • 2004Amended · Pub. L. 108-214 · 118 Stat. 572, 577
  • 2007Amended · Pub. L. 110-85 · 121 Stat. 843
  • 2012Amended · Pub. L. 112-144 · 126 Stat. 1002
  • 2016Amended · Pub. L. 114-255 · 130 Stat. 1124
  • 2017Amended · Pub. L. 115-52 · 131 Stat. 1013
  • 2022Amended · Pub. L. 117-180 · 136 Stat. 2148

A history note hasn’t been published yet. The record shows enactment by Pub. L. 107-250 on 1938-06-25.

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