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21 U.S.C. § 387fGeneral provisions respecting control of tobacco products

submitted 88 years ago by Pub. L. 111-31 to r/title-21-FOOD-AND-DRUGS · 1,779 words · no verdicts yet

in plain englishAI-generated · not legal advice

This law sets ground rules for FDA control over tobacco products. The FDA can restrict how tobacco is sold, advertised, and manufactured to protect public health. But it can't ban all cigarettes, raise the sale age above 21, or require a doctor's prescription.

(a) In general: Rules made under sections 387b, 387c, 387e, or 387i keep applying to a tobacco product until they're changed by action taken under section 387g (product standards), 387j (equivalence review), 387k (modified risk products), or subsection (d) below. If one of those older rules conflicts with a newer requirement imposed under 387g, 387j, 387k, or (d), the older rule stops applying to that product. (b) Information on public access and comment: Any proposed rule or other notice published under sections 387g, 387h, 387i, 387j, or 387k, or under this section — and any other Federal Register notice explaining the reasons for an action taken under those sections — must state: (1) how interested people can review the underlying data, and (2) how long they have to comment, orally or in writing — at least 60 days and no more than 90, unless the Secretary extends it for good cause explained in a Federal Register notice. (c) Limited confidentiality of information: Information the Secretary collects under several tobacco-related sections that qualifies as exempt from public disclosure as a trade secret or confidential commercial information must be kept confidential. It may be shared only with other officers or employees working on this subchapter, or when relevant to a proceeding under this subchapter. (d) Restrictions: (1) In general — The Secretary may, by regulation, restrict how a tobacco product is sold and distributed, including limiting access to it and its advertising and promotion, if that restriction would protect public health. Advertising and promotion restrictions must stay within First Amendment limits. Whether a restriction protects public health is judged by weighing the risks and benefits to the whole population, users and non-users alike, including (A) whether it makes existing users more or less likely to quit, and (B) whether it makes non-users more or less likely to start. No such restriction may require that a tobacco product be sold only with a prescription from a licensed medical practitioner. (2) Label statements — The tobacco product's label must carry any restriction-related statements the Secretary requires by regulation. (3) Limitations — (A) No restriction under paragraph (1) may ban face-to-face sales of a tobacco product by a specific category of retail outlet, or set a minimum sale age above 21. (B) Ordinary matchbooks (20 or fewer paper matches, customarily given away free with a tobacco purchase) count as "adult-written publications" that may carry advertising — unless the Secretary decides by regulation that this treatment isn't appropriate for public health. (4) Remote sales — (A) The Secretary must, within 18 months of June 22, 2009, issue regulations on sales and distribution that don't happen face-to-face (to prevent underage sales, including age-verification requirements), and within 2 years, issue regulations on how such remote sales are promoted and marketed, to protect people under the legal purchase age. (B) This doesn't limit the Secretary's other powers under this subsection. (5) Minimum age of sale — No retailer may sell a tobacco product to anyone younger than 21. (e) Good manufacturing practice requirements: (1) Methods, facilities, and controls to conform — (A) The Secretary must issue regulations (which may differ by product type) requiring that tobacco manufacturing methods, facilities, and controls — covering manufacture, preproduction design testing, packing, and storage — follow current good manufacturing practice or similar hazard-control methods, to protect public health and ensure compliance with this subchapter; these regulations may require testing raw tobacco for pesticide residue. (B) Before issuing such a regulation, the Secretary must let the Tobacco Products Scientific Advisory Committee submit recommendations and give it reasonable time to do so, hold an oral hearing, set an effective date that accounts for how different tobacco products have historically been made and manufacturers' resources (giving them reasonable time to comply), and exempt small manufacturers from compliance for at least 4 years after the regulation's effective date. (2) Exemptions; variances — Anyone subject to a manufacturing requirement may petition the Secretary for a permanent or temporary exemption (arguing compliance isn't needed for safety) or a variance (proposing different methods, facilities, and controls that still ensure safety). The Secretary may refer the petition to the Advisory Committee, which must report back within 60 days of referral. The Secretary must then approve or deny the petition within 60 days of either the filing date or the Committee's report, whichever is later. The Secretary may approve an exemption if compliance isn't needed for safety, or a variance if the proposed alternative is good enough; a variance approval must set the conditions needed to ensure safety. The petitioner may request an informal hearing after the Secretary's decision. (3) Compliance — No one has to comply with these manufacturing-practice rules before the end of the 3-year period following June 22, 2009. (f) Research and development: The Secretary may contract for research, testing, and demonstrations on tobacco products, and may obtain tobacco products for those purposes.
the actual law source: uscode.house.gov ↗public domain
(a) In general

Any requirement established by or under section 387b, 387c, 387e, or 387i of this title applicable to a tobacco product shall apply to such tobacco product until the applicability of the requirement to the tobacco product has been changed by action taken under section 387g of this title, section 387j of this title, section 387k of this title, or subsection (d) of this section, and any requirement established by or under section 387b, 387c, 387e, or 387i of this title which is inconsistent with a requirement imposed on such tobacco product under section 387g of this title, section 387j of this title, section 387k of this title, or subsection (d) of this section shall not apply to such tobacco product.

(b) Information on public access and comment

Each notice of proposed rulemaking or other notification under section 387g, 387h, 387i, 387j, or 387k of this title or under this section, any other notice which is published in the Federal Register with respect to any other action taken under any such section and which states the reasons for such action, and each publication of findings required to be made in connection with rulemaking under any such section shall set forth—

(1)

the manner in which interested persons may examine data and other information on which the notice or findings is 1 based; and

(2)

the period within which interested persons may present their comments on the notice or findings (including the need therefore) orally or in writing, which period shall be at least 60 days but may not exceed 90 days unless the time is extended by the Secretary by a notice published in the Federal Register stating good cause therefore.

(c) Limited confidentiality of information

Any information reported to or otherwise obtained by the Secretary or the Secretary’s representative under section 387c, 387d, 387g, 387h, 387i, 387j, 387k, or 374 of this title, or under subsection (e) or (f) of this section, which is exempt from disclosure under subsection (a) of section 552 of title 5 by reason of subsection (b)(4) of that section shall be considered confidential and shall not be disclosed, except that the information may be disclosed to other officers or employees concerned with carrying out this subchapter, or when relevant in any proceeding under this subchapter.

(d) Restrictions
(1) In general

The Secretary may by regulation require restrictions on the sale and distribution of a tobacco product, including restrictions on the access to, and the advertising and promotion of, the tobacco product, if the Secretary determines that such regulation would be appropriate for the protection of the public health. The Secretary may by regulation impose restrictions on the advertising and promotion of a tobacco product consistent with and to full extent permitted by the first amendment to the Constitution. The finding as to whether such regulation would be appropriate for the protection of the public health shall be determined with respect to the risks and benefits to the population as a whole, including users and nonusers of the tobacco product, and taking into account—

(A)

the increased or decreased likelihood that existing users of tobacco products will stop using such products; and

(B)

the increased or decreased likelihood that those who do not use tobacco products will start using such products.

No such regulation may require that the sale or distribution of a tobacco product be limited to the written or oral authorization of a practitioner licensed by law to prescribe medical products.

(2) Label statements

The label of a tobacco product shall bear such appropriate statements of the restrictions required by a regulation under subsection (a) as the Secretary may in such regulation prescribe.

(3) Limitations
(A) In general

No restrictions under paragraph (1) may—

(i)

prohibit the sale of any tobacco product in face-to-face transactions by a specific category of retail outlets; or

(ii)

establish a minimum age of sale of tobacco products to any person older than 21 years of age.

(B) Matchbooks

For purposes of any regulations issued by the Secretary, matchbooks of conventional size containing not more than 20 paper matches, and which are customarily given away for free with the purchase of tobacco products, shall be considered as adult-written publications which shall be permitted to contain advertising. Notwithstanding the preceding sentence, if the Secretary finds that such treatment of matchbooks is not appropriate for the protection of the public health, the Secretary may determine by regulation that matchbooks shall not be considered adult-written publications.

(4) Remote sales
(A) In general

The Secretary shall—

(i)

within 18 months after June 22, 2009, promulgate regulations regarding the sale and distribution of tobacco products that occur through means other than a direct, face-to-face exchange between a retailer and a consumer in order to prevent the sale and distribution of tobacco products to individuals who have not attained the minimum age established by applicable law for the purchase of such products, including requirements for age verification; and

(ii)

within 2 years after June 22, 2009, issue regulations to address the promotion and marketing of tobacco products that are sold or distributed through means other than a direct, face-to-face exchange between a retailer and a consumer in order to protect individuals who have not attained the minimum age established by applicable law for the purchase of such products.

(B) Relation to other authority

Nothing in this paragraph limits the authority of the Secretary to take additional actions under the other paragraphs of this subsection.

(5) Minimum age of sale

It shall be unlawful for any retailer to sell a tobacco product to any person younger than 21 years of age.

(e) Good manufacturing practice requirements
(1) Methods, facilities, and controls to conform
(A) In general

In applying manufacturing restrictions to tobacco, the Secretary shall, in accordance with subparagraph (B), prescribe regulations (which may differ based on the type of tobacco product involved) requiring that the methods used in, and the facilities and controls used for, the manufacture, preproduction design validation (including a process to assess the performance of a tobacco product), packing, and storage of a tobacco product conform to current good manufacturing practice, or hazard analysis and critical control point methodology, as prescribed in such regulations to assure that the public health is protected and that the tobacco product is in compliance with this subchapter. Such regulations may provide for the testing of raw tobacco for pesticide chemical residues regardless of whether a tolerance for such chemical residues has been established.

(B) Requirements

The Secretary shall—

(i)

before promulgating any regulation under subparagraph (A), afford the Tobacco Products Scientific Advisory Committee an opportunity to submit recommendations with respect to the regulation proposed to be promulgated;

(ii)

before promulgating any regulation under subparagraph (A), afford opportunity for an oral hearing;

(iii)

provide the Tobacco Products Scientific Advisory Committee a reasonable time to make its recommendation with respect to proposed regulations under subparagraph (A);

(iv)

in establishing the effective date of a regulation promulgated under this subsection, take into account the differences in the manner in which the different types of tobacco products have historically been produced, the financial resources of the different tobacco product manufacturers, and the state of their existing manufacturing facilities, and shall provide for a reasonable period of time for such manufacturers to conform to good manufacturing practices; and

(v)

not require any small tobacco product manufacturer to comply with a regulation under subparagraph (A) for at least 4 years following the effective date established by the Secretary for such regulation.

(2) Exemptions; variances
(A) Petition

Any person subject to any requirement prescribed under paragraph (1) may petition the Secretary for a permanent or temporary exemption or variance from such requirement. Such a petition shall be submitted to the Secretary in such form and manner as the Secretary shall prescribe and shall—

(i)

in the case of a petition for an exemption from a requirement, set forth the basis for the petitioner’s determination that compliance with the requirement is not required to assure that the tobacco product will be in compliance with this subchapter;

(ii)

in the case of a petition for a variance from a requirement, set forth the methods proposed to be used in, and the facilities and controls proposed to be used for, the manufacture, packing, and storage of the tobacco product in lieu of the methods, facilities, and controls prescribed by the requirement; and

(iii)

contain such other information as the Secretary shall prescribe.

(B) Referral to the Tobacco Products Scientific Advisory Committee

The Secretary may refer to the Tobacco Products Scientific Advisory Committee any petition submitted under subparagraph (A). The Tobacco Products Scientific Advisory Committee shall report its recommendations to the Secretary with respect to a petition referred to it within 60 days after the date of the petition’s referral. Within 60 days after—

(i)

the date the petition was submitted to the Secretary under subparagraph (A); or

(ii)

the day after the petition was referred to the Tobacco Products Scientific Advisory Committee,

whichever occurs later, the Secretary shall by order either deny the petition or approve it.

(C) Approval

The Secretary may approve—

(i)

a petition for an exemption for a tobacco product from a requirement if the Secretary determines that compliance with such requirement is not required to assure that the tobacco product will be in compliance with this subchapter; and

(ii)

a petition for a variance for a tobacco product from a requirement if the Secretary determines that the methods to be used in, and the facilities and controls to be used for, the manufacture, packing, and storage of the tobacco product in lieu of the methods, facilities, and controls prescribed by the requirement are sufficient to assure that the tobacco product will be in compliance with this subchapter.

(D) Conditions

An order of the Secretary approving a petition for a variance shall prescribe such conditions respecting the methods used in, and the facilities and controls used for, the manufacture, packing, and storage of the tobacco product to be granted the variance under the petition as may be necessary to assure that the tobacco product will be in compliance with this subchapter.

(E) Hearing

After the issuance of an order under subparagraph (B) respecting a petition, the petitioner shall have an opportunity for an informal hearing on such order.

(3) Compliance

Compliance with requirements under this subsection shall not be required before the end of the 3-year period following June 22, 2009.

(f) Research and development

The Secretary may enter into contracts for research, testing, and demonstrations respecting tobacco products and may obtain tobacco products for research, testing, and demonstration purposes.

Source credit: (June 25, 1938, ch. 675, § 906, as added Pub. L. 111–31, div. A, title I, § 101(b)(3), June 22, 2009, 123 Stat. 1795; amended Pub. L. 116–94, div. N, title I, § 603(a), Dec. 20, 2019, 133 Stat. 3123.)

history & why it existsrecord from the source credit
  • 1938Enacted · Pub. L. 111-31 · 123 Stat. 1795
  • 2019Amended · Pub. L. 116-94 · 133 Stat. 3123

A history note hasn’t been published yet. The record shows enactment by Pub. L. 111-31 on 1938-06-25.

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