31 U.S.C. § 1108 — Preparation and submission of appropriations requests to the President
submitted 44 years ago by Pub. L. 97-258 to r/title-31-MONEY-AND-FINANCE · 535 words · no verdicts yet
This section sets how agencies prepare and submit appropriation requests and related certifications. It also limits when agency personnel may send budget requests to Congress, protects the Interstate Commerce Commission’s communication with Congress, and permits field examinations of appropriation estimates.
(a) In this section, except subsections (b)(1) and (e), “agency” means a department, agency, or instrumentality of the United States Government. This section does not otherwise define that quoted term.
(b) (1) The head of each agency must prepare and send the President each appropriation request for the agency. The request must use the form the President prescribes under this chapter and be sent by the date the President sets. If the agency head does not send it by that date, the President must prepare the request for inclusion in the budget, a budget change, or deficiency and supplemental appropriations. The President may change agency requests. Agency requests must be developed from cost-based budgets in the way and at the times the President prescribes. The agency head must use the cost-based budget to administer the agency and divide appropriations or amounts. (2) An executive-branch agency officer or employee may ask the President or Congress for legislation authorizing deficiency or supplemental appropriations for the agency only with the agency head’s approval.
(c) With an appropriation request sent to the President, the agency head must include a report stating that the accompanying statement of obligations contains obligations consistent with section 1501 of this title. The head must support the report with a certification of consistency and support the certification with records showing that the amounts were obligated. The head must designate officials to make the certifications, and those officials may not delegate that duty. The agency must keep the certifications and records (1) in a form that makes audits and reconciliations easy and (2) for the time needed to perform audits and reconciliations.
(d) To the extent practicable, the agency head must (1) provide information supporting the agency’s budget request for its missions by function and subfunction, including each organizational unit’s mission, and (2) connect the agency’s programs to its missions.
(e) Unless subsection (f) provides otherwise, an agency officer or employee, as defined in section 1101 of this title, may send Congress or a congressional committee an appropriation estimate or request, a request to increase one, or a recommendation for meeting the Government’s financial needs only when either House of Congress asks for it.
(f) The Interstate Commerce Commission must send Congress copies of budget estimates, requests, and information, including personnel needs, legislative recommendations, prepared testimony for congressional hearings, and comments on legislation at the same time those materials are sent to the President or the Office of Management and Budget. An agency officer may not place conditions on, or impair, the Commission’s communication with Congress, a congressional committee, or a Member of Congress about the information.
(g) Amounts available under law may be used for field examinations of appropriation estimates. Their use is subject only to regulations issued by the appropriate standing congressional committees.
In this section (except subsections (b)(1) and (e)), “agency” means a department, agency, or instrumentality of the United States Government.
The head of each agency shall prepare and submit to the President each appropriation request for the agency. The request shall be prepared and submitted in the form prescribed by the President under this chapter and by the date established by the President. When the head of an agency does not submit a request by that date, the President shall prepare the request for the agency to be included in the budget or changes in the budget or as deficiency and supplemental appropriations. The President may change agency appropriation requests. Agency appropriation requests shall be developed from cost-based budgets in the way and at times prescribed by the President. The head of the agency shall use the cost-based budget to administer the agency and to divide appropriations or amounts.
An officer or employee of an agency in the executive branch may submit to the President or Congress a request for legislation authorizing deficiency or supplemental appropriations for the agency only with the approval of the head of the agency.
The head of an agency shall include with an appropriation request submitted to the President a report that the statement of obligations submitted with the request contains obligations consistent with section 1501 of this title. The head of the agency shall support the report with a certification of the consistency and shall support the certification with records showing that the amounts have been obligated. The head of the agency shall designate officials to make the certifications, and those officials may not delegate the duty to make the certifications. The certifications and records shall be kept in the agency—
in a form that makes audits and reconciliations easy; and
for a period necessary to carry out audits and reconciliations.
To the extent practicable, the head of an agency shall—
provide information supporting the agency’s budget request for its missions by function and subfunction (including the mission of each organizational unit of the agency); and
relate the agency’s programs to its missions.
Except as provided in subsection (f) of this section, an officer or employee of an agency (as defined in section 1101 of this title) may submit to Congress or a committee of Congress an appropriations estimate or request, a request for an increase in that estimate or request, or a recommendation on meeting the financial needs of the Government only when requested by either House of Congress.
The Interstate Commerce Commission shall submit to Congress copies of budget estimates, requests, and information (including personnel needs), legislative recommendations, prepared testimony for congressional hearings, and comments on legislation at the same time they are sent to the President or the Office of Management and Budget. An officer of an agency may not impose conditions on or impair communication by the Commission with Congress, or a committee or member of Congress, about the information.
Amounts available under law are available for field examinations of appropriation estimates. The use of the amounts is subject only to regulations prescribed by the appropriate standing committees of Congress.
Source credit: (Pub. L. 97–258, Sept. 13, 1982, 96 Stat. 912.)
- 1982Enacted · Pub. L. 97-258 · 96 Stat. 912
A history note hasn’t been published yet. The record shows enactment by Pub. L. 97-258 on 1982-09-13.
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