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35 U.S.C. § 315Relation to other proceedings or actions

submitted 27 years ago by Pub. L. 106-113 to r/title-35-PATENTS · 587 words · no verdicts yet

in plain englishAI-generated · not legal advice

This section controls how inter partes patent reviews interact with lawsuits. Filing a validity lawsuit first blocks a later review; filing a review pauses a later lawsuit. Once a review ends, the challenger can't reuse the same arguments in other cases.

(a) Infringer's civil action. (1) An inter partes review cannot be started if, before the review petition is filed, the petitioner (or the real party in interest) already filed a civil lawsuit challenging the validity of a claim in that patent. (2) But if the petitioner or real party in interest files that kind of lawsuit on or after the date they filed the review petition, the lawsuit is automatically paused. It stays paused until one of three things happens: (A) the patent owner asks the court to lift the pause; (B) the patent owner files a lawsuit or counterclaim accusing the petitioner or real party in interest of infringing the patent; or (C) the petitioner or real party in interest asks the court to dismiss the lawsuit. (3) A counterclaim that challenges a patent claim's validity does not count as a "civil action" for purposes of this subsection. (b) Patent owner's action. An inter partes review cannot be started if the petition is filed more than one year after the petitioner, the real party in interest, or someone in privity with the petitioner was served with a complaint alleging they infringed the patent. That one-year deadline does not apply to a request to join an existing review under subsection (c). (c) Joinder. If the Director starts an inter partes review, the Director may, at their discretion, let another person join that review as a party. That person must have properly filed their own petition under section 311, and the Director must decide — after getting a preliminary response under section 313, or after the time to file one runs out — that this second petition also deserves review under section 314. (d) Multiple proceedings. Despite what sections 135(a), 251, and 252, and chapter 30 say, if another proceeding about the same patent is also before the Patent Office while the review is pending, the Director may decide how both the review and the other proceeding should move forward — including staying, transferring, combining, or ending either one. (e) Estoppel. (1) If a petitioner's inter partes review of a patent claim ends in a final written decision under section 318(a), then that petitioner — or the real party in interest or someone in privity with them — cannot later ask the Patent Office to reconsider that same claim on any ground they raised, or reasonably could have raised, during the review. (2) The same petitioner, real party in interest, or privy also cannot argue, in a federal court case under section 1338 of title 28 or in an International Trade Commission case under section 337 of the Tariff Act of 1930, that the claim is invalid on any ground they raised or reasonably could have raised during the review.
the actual law source: uscode.house.gov ↗public domain
(a)Infringer’s Civil Action.—
(1)Inter partes review barred by civil action.—

An inter partes review may not be instituted if, before the date on which the petition for such a review is filed, the petitioner or real party in interest filed a civil action challenging the validity of a claim of the patent.

(2)Stay of civil action.—

If the petitioner or real party in interest files a civil action challenging the validity of a claim of the patent on or after the date on which the petitioner files a petition for inter partes review of the patent, that civil action shall be automatically stayed until either—

(A)

the patent owner moves the court to lift the stay;

(B)

the patent owner files a civil action or counterclaim alleging that the petitioner or real party in interest has infringed the patent; or

(C)

the petitioner or real party in interest moves the court to dismiss the civil action.

(3)Treatment of counterclaim.—

A counterclaim challenging the validity of a claim of a patent does not constitute a civil action challenging the validity of a claim of a patent for purposes of this subsection.

(b)Patent Owner’s Action.—

An inter partes review may not be instituted if the petition requesting the proceeding is filed more than 1 year after the date on which the petitioner, real party in interest, or privy of the petitioner is served with a complaint alleging infringement of the patent. The time limitation set forth in the preceding sentence shall not apply to a request for joinder under subsection (c).

(c)Joinder.—

If the Director institutes an inter partes review, the Director, in his or her discretion, may join as a party to that inter partes review any person who properly files a petition under section 311 that the Director, after receiving a preliminary response under section 313 or the expiration of the time for filing such a response, determines warrants the institution of an inter partes review under section 314.

(d)Multiple Proceedings.—

Notwithstanding sections 135(a), 251, and 252, and chapter 30, during the pendency of an inter partes review, if another proceeding or matter involving the patent is before the Office, the Director may determine the manner in which the inter partes review or other proceeding or matter may proceed, including providing for stay, transfer, consolidation, or termination of any such matter or proceeding.

(e)Estoppel.—
(1)Proceedings before the office.—

The petitioner in an inter partes review of a claim in a patent under this chapter that results in a final written decision under section 318(a), or the real party in interest or privy of the petitioner, may not request or maintain a proceeding before the Office with respect to that claim on any ground that the petitioner raised or reasonably could have raised during that inter partes review.

(2)Civil actions and other proceedings.—

The petitioner in an inter partes review of a claim in a patent under this chapter that results in a final written decision under section 318(a), or the real party in interest or privy of the petitioner, may not assert either in a civil action arising in whole or in part under section 1338 of title 28 or in a proceeding before the International Trade Commission under section 337 of the Tariff Act of 1930 that the claim is invalid on any ground that the petitioner raised or reasonably could have raised during that inter partes review.

Source credit: (Added Pub. L. 106–113, div. B, § 1000(a)(9) [title IV, § 4604(a)], Nov. 29, 1999, 113 Stat. 1536, 1501A–569; amended Pub. L. 107–273, div. C, title III, §§ 13106(a), 13202(a)(4), (c)(1), Nov. 2, 2002, 116 Stat. 1900–1902; Pub. L. 112–29, § 6(a), Sept. 16, 2011, 125 Stat. 300.)

history & why it existsrecord from the source credit
  • 1999Enacted · Pub. L. 106-113 · 113 Stat. 1536, 1501
  • 2002Amended · Pub. L. 107-273 · 116 Stat. 1900
  • 2011Amended · Pub. L. 112-29 · 125 Stat. 300

A history note hasn’t been published yet. The record shows enactment by Pub. L. 106-113 on 1999-11-29.

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