ALLcrimesfood&drugstaxestelecomcommercehealthconservationtransportationagricultureveteransbrowse all titles »
0

35 U.S.C. § 41Patent fees; patent and trademark search systems

submitted 74 years ago by ch. 950 to r/title-35-PATENTS · 2,406 words · no verdicts yet

in plain englishAI-generated · not legal advice

This law sets the fees the Patent Office charges to file, examine, issue, and maintain patents. Small businesses, independent inventors, and nonprofits pay much lower fees, especially online. Falsely claiming that discount can lead to a fine.

(a) General Fees. The Director must charge these fees: (1) Filing and basic national fees — filing an original patent application (not a design, plant, or provisional one) costs $330; a design patent application costs $220; a plant patent application costs $220; a provisional application costs $220; a reissue application costs $330; and the basic fee for an international application entering the U.S. national stage costs $330. On top of that, if an application's specification and drawings run over 100 pages (not counting electronic sequence or program listings), there's an extra $270 for each additional 50 pages or part of 50 pages. (2) Excess claims fees — in addition to the fees above: $220 for each independent claim beyond 3; $52 for each claim, dependent or independent, beyond 20; and $390 extra if the application has a "multiple dependent claim" (a claim that refers back to more than one earlier claim). For this fee, a multiple dependent claim counts as several separate dependent claims, one for each claim it refers to. The Director can refund part of this fee for a claim that's canceled before the application is examined, and can fix payment mistakes by regulation. (3) Examination fees — examining an original patent application (not design, plant, provisional, or international) costs $220; a design application costs $140; a plant application costs $170; the national stage of an international application costs $220; and a reissue application costs $650. The same rules that govern paying the basic filing fee also govern paying these examination fees. (4) Issue fees — issuing an original patent (not design or plant) costs $1,510; a design patent costs $860; a plant patent costs $1,190; and a reissued patent costs $1,510. (5) Disclaimer fee — filing a disclaimer costs $140. (6) Appeal fees — appealing an examiner's decision to the Patent Trial and Appeal Board costs $540; filing a brief supporting that appeal costs another $540; and asking for an oral hearing costs $1,080 more. (7) Revival fees — filing a petition to revive an abandoned application, pay a late patent-issue fee, respond late in a reexamination, pay a maintenance fee late, submit a late priority claim, or extend the 12-month filing window costs $1,700. The Director may refund part of this fee in unusual circumstances. (8) Extension fees — asking for a one-month extension of time costs $130 for a first request, $360 for a second, and $620 for a third or later request. (b) Maintenance Fees. (1) For patents from applications filed on or after December 12, 1980, the owner must pay to keep the patent in force: $980 at three and a half years after the patent is granted; $2,480 at seven and a half years; and $4,110 at eleven and a half years. (2) If a maintenance fee isn't paid by its due date, there's a six-month grace period to pay it late. If it still isn't paid by the end of that grace period, the patent expires. The Director can require a surcharge to accept a late payment during that grace period. (3) Design and plant patents never have a maintenance fee. (c) Delays in Paying Maintenance Fees. (1) Even after the six-month grace period ends, the Director can still accept a late maintenance fee if the patent owner shows the delay was unintentional, and may require the revival fee from (a)(7) as a condition. If accepted, the patent is treated as if it never expired. (2) But this doesn't take away rights from anyone who, during the gap between the grace period ending and the late payment being accepted, already made, bought, offered to sell, used, or imported the patented item — or made real preparations to. Those people (and their business successors) can keep doing what they were already doing. A court deciding a dispute over this can set fair terms to protect investments or business started during that gap, including letting someone keep using a patented process. (d) Patent Search and Other Fees. (1) The Director charges a search fee for every application except provisional ones, set to roughly cover the Patent Office's average cost of searching: $540 for an original patent application (not design, plant, provisional, or international); $100 for a design application; $330 for a plant application; $540 for the national stage of an international application; and $540 for a reissue application. The same payment-timing rules that apply to filing fees apply to these. The Director can refund part of this fee if an applicant formally abandons the application before it's examined. (2) For other patent-related services not otherwise listed, the Director sets fees to cover the Office's average cost — except three fees are fixed by this law: $40 per property to record a document affecting title, $0.25 per page for photocopies, and $3 for a black-and-white copy of a patent. Libraries that keep patent copies for the public get a full yearly set of printed patents for $50. (e) Waiving Fees. The Director can waive any patent fee for an occasional or one-time request from a government department, agency, or official. The Director can also give someone named in a section 132 notice free copies of the patents mentioned in that notice. (f) Adjusting Fees. Starting October 1, 1992, and every year after that, the Director can adjust the fees in (a) and (b) to keep up with changes in the Consumer Price Index over the past year. Changes smaller than 1% can be ignored. (g) Repealed. (h) Fees for Small Entities. (1) Fees under (a), (b), and (d)(1) are cut by 60% for qualifying small businesses, independent inventors, and nonprofit organizations, as the Director defines them by regulation. (2) But any surcharge or fee under (c) or (d) charged to these smaller filers can't be higher than what anyone else pays in the same situation. (3) The basic filing fee in (a)(1)(A) is cut by an extra 80% for these smaller filers if they file electronically. (i) Electronic Patent and Trademark Data. (1) The Director must keep public collections — on paper, microform, or electronically — of U.S. patents, foreign patent documents, and U.S. trademark registrations, organized so people can search and retrieve them. The Director cannot charge a fee just for using these collections or the public search rooms and libraries. (2) The Director must fully roll out the Patent Office's automated search systems for public use, and must make sure the public can fully access and receive patent and trademark information through tools like electronic bulletin boards and remote database access. (3) The Director can set reasonable fees for public access to the automated search systems, but must offer some free access for education and training. The Director can waive an individual's fee if that person shows need or hardship and the waiver serves the public interest. (4) The Director must report to Congress every year on these automated search systems and how the public is using them, publish that report in the Federal Register, and let interested people submit comments on it. (j) Penalty for False Claims. Beyond any other legal penalty, someone who falsely claims they qualify for a small-entity fee reduction must pay a fine — set by the Director, but at least three times the amount they underpaid — unless they can show the claim was made in good faith. This applies whether the false claim is caught before or after the patent is granted.
the actual law source: uscode.house.gov ↗public domain
(a)General Fees.—

The Director shall charge the following fees:

(1)Filing and basic national fees.—
(A)

On filing each application for an original patent, except for design, plant, or provisional applications, $330.

(B)

On filing each application for an original design patent, $220.

(C)

On filing each application for an original plant patent, $220.

(D)

On filing each provisional application for an original patent, $220.

(E)

On filing each application for the reissue of a patent, $330.

(F)

The basic national fee for each international application filed under the treaty defined in section 351(a) entering the national stage under section 371, $330.

(G)

In addition, excluding any sequence listing or computer program listing filed in an electronic medium as prescribed by the Director, for any application the specification and drawings of which exceed 100 sheets of paper (or equivalent as prescribed by the Director if filed in an electronic medium), $270 for each additional 50 sheets of paper (or equivalent as prescribed by the Director if filed in an electronic medium) or fraction thereof.

(2)Excess claims fees.—
(A)In general.—

In addition to the fee specified in paragraph (1)—

(i)

on filing or on presentation at any other time, $220 for each claim in independent form in excess of 3;

(ii)

on filing or on presentation at any other time, $52 for each claim (whether dependent or independent) in excess of 20; and

(iii)

for each application containing a multiple dependent claim, $390.

(B)Multiple dependent claims.—

For the purpose of computing fees under subparagraph (A), a multiple dependent claim referred to in section 112 or any claim depending therefrom shall be considered as separate dependent claims in accordance with the number of claims to which reference is made.

(C)Refunds; errors in payment.—

The Director may by regulation provide for a refund of any part of the fee specified in subparagraph (A) for any claim that is canceled before an examination on the merits, as prescribed by the Director, has been made of the application under section 131. Errors in payment of the additional fees under this paragraph may be rectified in accordance with regulations prescribed by the Director.

(3)Examination fees.—
(A)In general.—
(i)

For examination of each application for an original patent, except for design, plant, provisional, or international applications, $220.

(ii)

For examination of each application for an original design patent, $140.

(iii)

For examination of each application for an original plant patent, $170.

(iv)

For examination of the national stage of each international application, $220.

(v)

For examination of each application for the reissue of a patent, $650.

(B)Applicability of other fee provisions.—

The provisions of paragraphs (3) and (4) of section 111(a) relating to the payment of the fee for filing the application shall apply to the payment of the fee specified in subparagraph (A) with respect to an application filed under section 111(a). The provisions of section 371(d) relating to the payment of the national fee shall apply to the payment of the fee specified in subparagraph (A) with respect to an international application.

(4)Issue fees.—
(A)

For issuing each original patent, except for design or plant patents, $1,510.

(B)

For issuing each original design patent, $860.

(C)

For issuing each original plant patent, $1,190.

(D)

For issuing each reissue patent, $1,510.

(5)Disclaimer fee.—

On filing each disclaimer, $140.

(6)Appeal fees.—
(A)

On filing an appeal from the examiner to the Patent Trial and Appeal Board, $540.

(B)

In addition, on filing a brief in support of the appeal, $540, and on requesting an oral hearing in the appeal before the Patent Trial and Appeal Board, $1,080.

(7)Revival fees.—

On filing each petition for the revival of an abandoned application for a patent, for the delayed payment of the fee for issuing each patent, for the delayed response by the patent owner in any reexamination proceeding, for the delayed payment of the fee for maintaining a patent in force, for the delayed submission of a priority or benefit claim, or for the extension of the 12-month period for filing a subsequent application, $1,700.00. The Director may refund any part of the fee specified in this paragraph, in exceptional circumstances as determined by the Director 1

(8)Extension fees.—

For petitions for 1-month extensions of time to take actions required by the Director in an application—

(A)

on filing a first petition, $130;

(B)

on filing a second petition, $360; and

(C)

on filing a third or subsequent petition, $620.

(b)Maintenance Fees.—
(1)In general.—

The Director shall charge the following fees for maintaining in force all patents based on applications filed on or after December 12, 1980:

(A)

Three years and 6 months after grant, $980.

(B)

Seven years and 6 months after grant, $2,480.

(C)

Eleven years and 6 months after grant, $4,110.

(2)Grace period; surcharge.—

Unless payment of the applicable maintenance fee under paragraph (1) is received in the Office on or before the date the fee is due or within a grace period of 6 months thereafter, the patent shall expire as of the end of such grace period. The Director may require the payment of a surcharge as a condition of accepting within such 6-month grace period the payment of an applicable maintenance fee.

(3)No maintenance fee for design or plant patent.—

No fee may be established for maintaining a design or plant patent in force.

(c)Delays in Payment of Maintenance Fees.—
(1)Acceptance.—

The Director may accept the payment of any maintenance fee required by subsection (b) after the 6-month grace period if the delay is shown to the satisfaction of the Director to have been unintentional. The Director may require the payment of the fee specified in subsection (a)(7) as a condition of accepting payment of any maintenance fee after the 6-month grace period. If the Director accepts payment of a maintenance fee after the 6-month grace period, the patent shall be considered as not having expired at the end of the grace period.

(2)Effect on rights of others.—

A patent, the term of which has been maintained as a result of the acceptance of a payment of a maintenance fee under this subsection, shall not abridge or affect the right of any person or that person’s successors in business who made, purchased, offered to sell, or used anything protected by the patent within the United States, or imported anything protected by the patent into the United States after the 6-month grace period but prior to the acceptance of a maintenance fee under this subsection, to continue the use of, to offer for sale, or to sell to others to be used, offered for sale, or sold, the specific thing so made, purchased, offered for sale, used, or imported. The court before which such matter is in question may provide for the continued manufacture, use, offer for sale, or sale of the thing made, purchased, offered for sale, or used within the United States, or imported into the United States, as specified, or for the manufacture, use, offer for sale, or sale in the United States of which substantial preparation was made after the 6-month grace period but before the acceptance of a maintenance fee under this subsection, and the court may also provide for the continued practice of any process that is practiced, or for the practice of which substantial preparation was made, after the 6-month grace period but before the acceptance of a maintenance fee under this subsection, to the extent and under such terms as the court deems equitable for the protection of investments made or business commenced after the 6-month grace period but before the acceptance of a maintenance fee under this subsection.

(d)Patent Search and Other Fees.—
(1)Patent search fees.—
(A)In general.—

The Director shall charge the fees specified under subparagraph (B) for the search of each application for a patent, except for provisional applications. The Director shall adjust the fees charged under this paragraph to ensure that the fees recover an amount not to exceed the estimated average cost to the Office of searching applications for patent by Office personnel.

(B)Specific fees.—

The fees referred to in subparagraph (A) are—

(i)

$540 for each application for an original patent, except for design, plant, provisional, or international applications;

(ii)

$100 for each application for an original design patent;

(iii)

$330 for each application for an original plant patent;

(iv)

$540 for the national stage of each international application; and

(v)

$540 for each application for the reissue of a patent.

(C)Applicability of other provisions.—

The provisions of paragraphs (3) and (4) of section 111(a) relating to the payment of the fee for filing the application shall apply to the payment of the fee specified in this paragraph with respect to an application filed under section 111(a). The provisions of section 371(d) relating to the payment of the national fee shall apply to the payment of the fee specified in this paragraph with respect to an international application.

(D)Refunds.—

The Director may by regulation provide for a refund of any part of the fee specified in this paragraph for any applicant who files a written declaration of express abandonment as prescribed by the Director before an examination has been made of the application under section 131.

(2)Other fees.—
(A)In general.—

The Director shall establish fees for all other processing, services, or materials relating to patents not specified in this section to recover the estimated average cost to the Office of such processing, services, or materials, except that the Director shall charge the following fees for the following services:

(i)

For recording a document affecting title, $40 per property.

(ii)

For each photocopy, $.25 per page.

(iii)

For each black and white copy of a patent, $3.

(B)Copies for libraries.—

The yearly fee for providing a library specified in section 12 with uncertified printed copies of the specifications and drawings for all patents in that year shall be $50.

(e)Waiver of Fees; Copies Regarding Notice.—

The Director may waive the payment of any fee for any service or material related to patents in connection with an occasional or incidental request made by a department or agency of the Government, or any officer thereof. The Director may provide any applicant issued a notice under section 132 with a copy of the specifications and drawings for all patents referred to in that notice without charge.

(f)Adjustment of Fees.—

The fees established in subsections (a) and (b) of this section may be adjusted by the Director on October 1, 1992, and every year thereafter, to reflect any fluctuations occurring during the previous 12 months in the Consumer Price Index, as determined by the Secretary of Labor. Changes of less than 1 per centum may be ignored.

[(g)

Repealed. Pub. L. 112–29, § 11(e)(3), Sept. 16, 2011, 125 Stat. 323.]

(h)Fees for Small Entities.—
(1)Reductions in fees.—

Subject to paragraph (3), fees charged under subsections (a), (b), and (d)(1) shall be reduced by 60 percent with respect to their application to any small business concern as defined under section 3 of the Small Business Act, and to any independent inventor or nonprofit organization as defined in regulations issued by the Director.

(2)Surcharges and other fees.—

With respect to its application to any entity described in paragraph (1), any surcharge or fee charged under subsection (c) or (d) shall not be higher than the surcharge or fee required of any other entity under the same or substantially similar circumstances.

(3)Reduction for electronic filing.—

The fee charged under subsection (a)(1)(A) shall be reduced by 80 percent with respect to its application to any entity to which paragraph (1) applies, if the application is filed by electronic means as prescribed by the Director.

(i)Electronic Patent and Trademark Data.—
(1)Maintenance of collections.—

The Director shall maintain, for use by the public, paper, microform, or electronic collections of United States patents, foreign patent documents, and United States trademark registrations arranged to permit search for and retrieval of information. The Director may not impose fees directly for the use of such collections, or for the use of the public patent or trademark search rooms or libraries.

(2)Availability of automated search systems.—

The Director shall provide for the full deployment of the automated search systems of the Patent and Trademark Office so that such systems are available for use by the public, and shall assure full access by the public to, and dissemination of, patent and trademark information, using a variety of automated methods, including electronic bulletin boards and remote access by users to mass storage and retrieval systems.

(3)Access fees.—

The Director may establish reasonable fees for access by the public to the automated search systems of the Patent and Trademark Office. If such fees are established, a limited amount of free access shall be made available to users of the systems for purposes of education and training. The Director may waive the payment by an individual of fees authorized by this subsection upon a showing of need or hardship, and if such a waiver is in the public interest.

(4)Annual report to congress.—

The Director shall submit to the Congress an annual report on the automated search systems of the Patent and Trademark Office and the access by the public to such systems. The Director shall also publish such report in the Federal Register. The Director shall provide an opportunity for the submission of comments by interested persons on each such report.

(j)Penalty for False Assertions.—

In addition to any other penalty available under law, an entity that is found to have falsely asserted entitlement to a fee reduction under this section shall, unless the entity shows that the assertion was made in good faith, be subject to a fine, to be determined by the Director, the amount of which shall be not less than 3 times the amount that the entity failed to pay as a result of the false assertion, whether the Director discovers the false assertion before or after the date on which a patent has been issued.

Source credit: (July 19, 1952, ch. 950, 66 Stat. 796; Pub. L. 89–83, §§ 1, 2, July 24, 1965, 79 Stat. 259; Pub. L. 93–596, § 1, Jan. 2, 1975, 88 Stat. 1949; Pub. L. 94–131, § 3, Nov. 14, 1975, 89 Stat. 690; Pub. L. 96–517, § 2, Dec. 12, 1980, 94 Stat. 3017; Pub. L. 97–247, § 3(a)–(e), Aug. 27, 1982, 96 Stat. 317–319; Pub. L. 97–256, title I, § 101(1)–(4), Sept. 8, 1982, 96 Stat. 816; Pub. L. 98–622, title II, § 204(a), Nov. 8, 1984, 98 Stat. 3388; Pub. L. 99–607, § 1(b)(2), Nov. 6, 1986, 100 Stat. 3470; Pub. L. 102–204, § 5(a)–(c)(1), (d)(1), (2)(A), Dec. 10, 1991, 105 Stat. 1637–1639; Pub. L. 102–444, § 1, Oct. 23, 1992, 106 Stat. 2245; Pub. L. 103–465, title V, §§ 532(b)(2), 533(b)(1), Dec. 8, 1994, 108 Stat. 4986, 4988; Pub. L. 105–358, § 3, Nov. 10, 1998, 112 Stat. 3272; Pub. L. 106–113, div. B, § 1000(a)(9) [title IV, §§ 4202, 4605(a), 4732(a)(5), (10)(A), 4804(d)(1)], Nov. 29, 1999, 113 Stat. 1536, 1501A–554, 1501A–570, 1501A–582, 1501A–589; Pub. L. 107–273, div. C, title III, § 13206(b)(1)(B), Nov. 2, 2002, 116 Stat. 1906; Pub. L. 112–29, §§ 11(a)–(e), 20(j), Sept. 16, 2011, 125 Stat. 320–323, 335; Pub. L. 112–211, title II, § 202(b)(1), Dec. 18, 2012, 126 Stat. 1535; Pub. L. 117–328, div. W, § 107(a), (b)(1), Dec. 29, 2022, 136 Stat. 5521; Pub. L. 118–151, § 1(1), Dec. 17, 2024, 138 Stat. 1685.)

history & why it existsrecord from the source credit
  • 1952Enacted · Act of July 19, 1952, ch. 950 · 66 Stat. 796
  • 1965Amended · Pub. L. 89-83 · 79 Stat. 259
  • 1975Amended · Pub. L. 93-596 · 88 Stat. 1949
  • 1975Amended · Pub. L. 94-131 · 89 Stat. 690
  • 1980Amended · Pub. L. 96-517 · 94 Stat. 3017
  • 1982Amended · Pub. L. 97-247 · 96 Stat. 317
  • 1982Amended · Pub. L. 97-256 · 96 Stat. 816
  • 1984Amended · Pub. L. 98-622 · 98 Stat. 3388
  • 1986Amended · Pub. L. 99-607 · 100 Stat. 3470
  • 1991Amended · Pub. L. 102-204 · 105 Stat. 1637
  • 1992Amended · Pub. L. 102-444 · 106 Stat. 2245
  • 1994Amended · Pub. L. 103-465 · 108 Stat. 4986, 4988
  • 1998Amended · Pub. L. 105-358 · 112 Stat. 3272
  • 1999Amended · Pub. L. 106-113 · 113 Stat. 1536, 1501
  • 2002Amended · Pub. L. 107-273 · 116 Stat. 1906
  • 2011Amended · Pub. L. 112-29 · 125 Stat. 320
  • 2012Amended · Pub. L. 112-211 · 126 Stat. 1535
  • 2022Amended · Pub. L. 117-328 · 136 Stat. 5521
  • 2024Amended · Pub. L. 118-151 · 138 Stat. 1685

A history note hasn’t been published yet. The record shows enactment by ch. 950 on 1952-07-19.

all 0 arguments · sorted by: best

0/280

no arguments yet — make the first case