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42 U.S.C. § 290jjRequirement relating to the rights of residents of certain non-medical, community-based facilities for children and youth

submitted 82 years ago by Pub. L. 106-310 to r/title-42-THE-PUBLIC-HEALTH-AND-WELFARE · 907 words · no verdicts yet

in plain englishAI-generated · not legal advice

Facilities that care for children outside a hospital, and get government funding, must protect residents from abuse and misuse of restraints. Restraints and seclusion are allowed only in emergencies, by trained staff, under strict limits.

(a) Protection of rights: (1) In general: A non-medical, community-based facility for children and youth — the Secretary will define this term by regulation — that gets any support from a program funded under this chapter must protect and promote each resident's rights. That includes the right to be free from physical or mental abuse, corporal punishment, and any restraint or seclusion used for discipline or convenience rather than safety. (2) Nonapplicability: A facility that provides inpatient psychiatric treatment for people under 21, as defined elsewhere in the Social Security Act, follows a different set of rules (part H) instead of this section. (3) Applicability of Medicaid provisions: A facility funded through Medicaid must still meet all of Medicaid's existing participation rules, except where this part changes them. (b) Requirements: (1) In general: Staff may only physically restrain or seclude a resident if two things are both true. First, it's an emergency — the restraint or seclusion is the only way to protect the immediate physical safety of the resident, a staff member, or someone else, and less restrictive options have already been tried and found not to work. Second, only a staff member trained and certified by a state-recognized body, following a state-approved process, may impose it. That training must cover a long list of topics: the needs and behaviors of the people the facility serves, building relationships, alternatives to restraint and seclusion, de-escalation methods, avoiding power struggles, when restraint is and isn't appropriate, the physical and mental effects of restraint and seclusion, watching for signs of physical distress and getting medical help, legal issues, the danger of positional asphyxia (being restrained in a way that stops breathing), escape and evasion techniques, time limits, how to get approval to continue a restraint, how to handle restraints that go wrong, paperwork, how to process the experience with the children involved, following up with staff afterward, and investigating injuries and complaints. (2) Interim procedures relating to training and certification: Until a state sets up its own process to properly train and certify staff, the facility itself must create a temporary procedure that meets the requirements below. (A) That procedure must ensure a supervisory or senior staff member trained in restraint and seclusion personally checks on the child's mental and physical well-being face to face, and confirms the restraint or seclusion is being done safely. (B) This check must happen as soon as possible, and no later than one hour after the restraint or seclusion begins. (C) The same supervisory or senior staff member must keep monitoring the situation for as long as the restraint or seclusion continues. (3) Limitations: Facilities cannot use a drug or medication as a restraint to control behavior or limit movement, unless it is a standard treatment for that resident's actual medical or psychiatric condition — using medication just to restrain someone is banned. Mechanical restraints — physical devices used to limit movement — are completely banned in these facilities. Seclusion may only be used when a staff member is continuously watching the resident face to face, and only where strong licensing, accreditation, and internal controls are in place. (c) Rule of construction: (1) In general: Nothing in this section stops facilities from using restraints for medical reasons — to keep someone still for treatment, to support them physically, or to protect them medically. (2) Current law: This part doesn't cancel out or weaken any other federal or state law that already gives residents stronger protection against seclusion and restraint. (d) Definitions: "Mechanical restraint" means using a device to limit how freely a resident can move. "Physical escort" means briefly touching or holding a resident's hand, wrist, arm, shoulder, or back to guide someone who is acting out to a safe place — this does not count as a restraint. "Physical restraint" means physically limiting a resident's ability to move their arms, legs, or head; it does not include a physical escort. "Seclusion" means locking a resident in isolation as a way to control behavior; it does not include a time out. "Time out" means a calming technique, part of an approved treatment plan, where a resident is separated from the group in an unlocked space — this is not the same as seclusion.
the actual law source: uscode.house.gov ↗public domain
(a) Protection of rights
(1) In general

A public or private non-medical, community-based facility for children and youth (as defined in regulations to be promulgated by the Secretary) that receives support in any form from any program supported in whole or in part with funds appropriated under this chapter shall protect and promote the rights of each resident of the facility, including the right to be free from physical or mental abuse, corporal punishment, and any restraints or involuntary seclusions imposed for purposes of discipline or convenience.

(2) Nonapplicability

Notwithstanding this part, a facility that provides inpatient psychiatric treatment services for individuals under the age of 21, as authorized and defined in subsections (a)(16) and (h) of section 1905 of the Social Security Act [42 U.S.C. 1396d], shall comply with the requirements of part H.

(3) Applicability of Medicaid provisions

A non-medical, community-based facility for children and youth funded under the Medicaid program under title XIX of the Social Security Act [42 U.S.C. 1396 et seq.] shall continue to meet all existing requirements for participation in such program that are not affected by this part.

(b) Requirements
(1) In general

Physical restraints and seclusion may only be imposed on a resident of a facility described in subsection (a) if—

(A)

the restraints or seclusion are imposed only in emergency circumstances and only to ensure the immediate physical safety of the resident, a staff member, or others and less restrictive interventions have been determined to be ineffective; and

(B)

the restraints or seclusion are imposed only by an individual trained and certified, by a State-recognized body (as defined in regulation promulgated by the Secretary) and pursuant to a process determined appropriate by the State and approved by the Secretary, in the prevention and use of physical restraint and seclusion, including the needs and behaviors of the population served, relationship building, alternatives to restraint and seclusion, de-escalation methods, avoiding power struggles, thresholds for restraints and seclusion, the physiological and psychological impact of restraint and seclusion, monitoring physical signs of distress and obtaining medical assistance, legal issues, position asphyxia, escape and evasion techniques, time limits, the process for obtaining approval for continued restraints, procedures to address problematic restraints, documentation, processing with children, and follow-up with staff, and investigation of injuries and complaints.

(2) Interim procedures relating to training and certification
(A) In general

Until such time as the State develops a process to assure the proper training and certification of facility personnel in the skills and competencies referred 1 in paragraph (1)(B), the facility involved shall develop and implement an interim procedure that meets the requirements of subparagraph (B).

(B) Requirements

A procedure developed under subparagraph (A) shall—

(i)

ensure that a supervisory or senior staff person with training in restraint and seclusion who is competent to conduct a face-to-face assessment (as defined in regulations promulgated by the Secretary), will assess the mental and physical well-being of the child or youth being restrained or secluded and assure that the restraint or seclusion is being done in a safe manner;

(ii)

ensure that the assessment required under clause (i) take place as soon as practicable, but in no case later than 1 hour after the initiation of the restraint or seclusion; and

(iii)

ensure that the supervisory or senior staff person continues to monitor the situation for the duration of the restraint and seclusion.

(3) Limitations
(A) In general

The use of a drug or medication that is used as a restraint to control behavior or restrict the resident’s freedom of movement that is not a standard treatment for the resident’s medical or psychiatric condition in nonmedical community-based facilities for children and youth described in subsection (a)(1) is prohibited.

(B) Prohibition

The use of mechanical restraints in non-medical, community-based facilities for children and youth described in subsection (a)(1) is prohibited.

(C) Limitation

A non-medical, community-based facility for children and youth described in subsection (a)(1) may only use seclusion when a staff member is continuously face-to-face monitoring the resident and when strong licensing or accreditation and internal controls are in place.

(c) Rule of construction
(1) In general

Nothing in this section shall be construed as prohibiting the use of restraints for medical immobilization, adaptive support, or medical protection.

(2) Current law

This part shall not be construed to affect or impede any Federal or State law or regulations that provide greater protections than this part regarding seclusion and restraint.

(d) Definitions

In this section:

(1) Mechanical restraint

The term “mechanical restraint” means the use of devices as a means of restricting a resident’s freedom of movement.

(2) Physical escort

The term “physical escort” means the temporary touching or holding of the hand, wrist, arm, shoulder or back for the purpose of inducing a resident who is acting out to walk to a safe location.

(3) Physical restraint

The term “physical restraint” means a personal restriction that immobilizes or reduces the ability of an individual to move his or her arms, legs, or head freely. Such term does not include a physical escort.

(4) Seclusion

The term “seclusion” means a behavior control technique involving locked isolation. Such term does not include a time out.

(5) Time out

The term “time out” means a behavior management technique that is part of an approved treatment program and may involve the separation of the resident from the group, in a non-locked setting, for the purpose of calming. Time out is not seclusion.

Source credit: (July 1, 1944, ch. 373, title V, § 595, as added Pub. L. 106–310, div. B, title XXXII, § 3208, Oct. 17, 2000, 114 Stat. 1197.)

history & why it existsrecord from the source credit
  • 1944Enacted · Pub. L. 106-310 · 114 Stat. 1197

A history note hasn’t been published yet. The record shows enactment by Pub. L. 106-310 on 1944-07-01.

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