15 U.S.C. § 80a–44 — Disclosure of information filed with Commission; copies
submitted 86 years ago by ch. 686 to r/title-15-COMMERCE-AND-TRADE · 212 words · no verdicts yet
Information investment companies file with the SEC must generally be made public. SEC staff can't use non-public filed information for personal gain, or share it outside official government use. The SEC must sell copies of public filings for a reasonable fee.
The information contained in any registration statement, application, report, or other document filed with the Commission pursuant to any provision of this subchapter or of any rule or regulation thereunder (as distinguished from any information or document transmitted to the Commission) shall be made available to the public, unless and except insofar as the Commission, by rules and regulations upon its own motion, or by order upon application, finds that public disclosure is neither necessary nor appropriate in the public interest or for the protection of investors. Except as provided in section 78x(c) of this title, it shall be unlawful for any member, officer, or employee of the Commission to use for personal benefit, or to disclose to any person other than an official or employee of the United States or of a State, for official use, or for any such official or employee to use for personal benefit, any information contained in any document so filed or transmitted, if such information is not available to the public.
Photostatic or other copies of information contained in documents filed with the Commission under this subchapter and made available to the public shall be furnished any person at such reasonable charge and under such reasonable limitations as the Commission shall prescribe.
Source credit: (Aug. 22, 1940, ch. 686, title I, § 45, 54 Stat. 845; Pub. L. 101–550, title II, § 202(b)(1), Nov. 15, 1990, 104 Stat. 2715.)
- 1940Enacted · Act of Aug. 22, 1940, ch. 686 · 54 Stat. 845
- 1990Amended · Pub. L. 101-550 · 104 Stat. 2715
A history note hasn’t been published yet. The record shows enactment by ch. 686 on 1940-08-22.
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