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18 U.S.C. § 3121General prohibition on pen register and trap and trace device use; exception

submitted 40 years ago by Pub. L. 99-508 to r/title-18-CRIMES-AND-CRIMINAL-PROCEDURE · 319 words · no verdicts yet

in plain englishAI-generated · not legal advice

No one may use a pen register or trap and trace device without a court order. Providers may use them for maintenance, fraud protection, or with user consent. Agencies must limit recording to routing information, not call content. Knowing violations bring a fine, up to a year in prison, or both.

(a) No one may install or use a pen register or a trap and trace device without first getting a court order. That order must come under section 3123, the Foreign Intelligence Surveillance Act, or a certified agreement with a foreign government. (b) This ban does not apply to phone or internet providers in three situations. First, when they use these devices for their own operation, maintenance, or testing, or to protect their rights, property, or users from abuse. Second, when they record that a communication happened, to protect themselves, another provider, or a user from fraud or abuse. Third, when the user has consented to it. (c) A government agency that is allowed to use these devices must use available technology to limit what it records. It may capture only dialing, routing, addressing, and signaling information. It may not capture the actual content of any communication. (d) Anyone who knowingly violates the ban in subsection (a) faces a fine, up to one year in prison, or both.

facts

- Codified at: 18 U.S.C. § 3121, titled "General prohibition on pen register and trap and trace device use; exception." - Enacted: Added by Pub. L. 99–508, title III, § 301(a), on October 21, 1986 (100 Stat. 1868). - Length: Comprises 319 words across four subsections (a)–(d). - Amendments: Amended three times after enactment, for a total of four source-credit references (1986, 1994, 2001, 2018). - Latest amendment: Pub. L. 115–141, div. V, § 104(3)(A), enacted March 23, 2018.
the actual law source: uscode.house.gov ↗public domain
(a)In General.—

Except as provided in this section, no person may install or use a pen register or a trap and trace device without first obtaining a court order under section 3123 of this title or under the Foreign Intelligence Surveillance Act of 1978 (50 U.S.C. 1801 et seq.) or an order from a foreign government that is subject to an executive agreement that the Attorney General has determined and certified to Congress satisfies section 2523.

(b)Exception.—

The prohibition of subsection (a) does not apply with respect to the use of a pen register or a trap and trace device by a provider of electronic or wire communication service—

(1)

relating to the operation, maintenance, and testing of a wire or electronic communication service or to the protection of the rights or property of such provider, or to the protection of users of that service from abuse of service or unlawful use of service; or

(2)

to record the fact that a wire or electronic communication was initiated or completed in order to protect such provider, another provider furnishing service toward the completion of the wire communication, or a user of that service, from fraudulent, unlawful or abusive use of service; or (3) where the consent of the user of that service has been obtained.

(c)Limitation.—

A government agency authorized to install and use a pen register or trap and trace device under this chapter or under State law shall use technology reasonably available to it that restricts the recording or decoding of electronic or other impulses to the dialing, routing, addressing, and signaling information utilized in the processing and transmitting of wire or electronic communications so as not to include the contents of any wire or electronic communications.

(d)Penalty.—

Whoever knowingly violates subsection (a) shall be fined under this title or imprisoned not more than one year, or both.

Source credit: (Added Pub. L. 99–508, title III, § 301(a), Oct. 21, 1986, 100 Stat. 1868; amended Pub. L. 103–414, title II, § 207(b), Oct. 25, 1994, 108 Stat. 4292; Pub. L. 107–56, title II, § 216(a), Oct. 26, 2001, 115 Stat. 288; Pub. L. 115–141, div. V, § 104(3)(A), Mar. 23, 2018, 132 Stat. 1217.)

history & why it existsrecord from the source credit
  • 1986Enacted · Pub. L. 99-508 · 100 Stat. 1868
  • 1994Amended · Pub. L. 103-414 · 108 Stat. 4292
  • 2001Amended · Pub. L. 107-56 · 115 Stat. 288
  • 2018Amended · Pub. L. 115-141 · 132 Stat. 1217
The source credit indicates that this section was added by Public Law 99-508, title III, § 301(a), enacted October 21, 1986, and published at 100 Stat. 1868. The credit further shows that the section has been amended on three subsequent occasions: by Public Law 103-414 in 1994, Public Law 107-56 in 2001, and Public Law 115-141 in 2018. Each amendment is cited with its corresponding Statutes at Large reference, but the source credit does not itself describe the substance of these changes beyond what appears in the current text. Public Law 99-508 is commonly known as the Electronic Communications Privacy Act of 1986. This Act is generally understood to have updated federal wiretap and surveillance law to address technological developments in electronic communications, including computer transmissions and pen register/trap and trace devices, which earlier statutes had not contemplated. The broader legislative effort of that era is often described as an attempt to balance law enforcement's investigative needs with privacy protections in an evolving communications landscape. The record does not establish the specific legislative intent behind this particular section's provisions—such as the exceptions in subsection (b) or the technology limitation in subsection (c)—beyond what the statutory text itself conveys. Similarly, the specific purposes behind the 1994, 2001, and 2018 amendments are not detailed in the source credit provided, and no legislative history is available here to explain those changes with certainty.

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