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42 U.S.C. § 280c–6Projects to improve maternal, infant, and child health

submitted 82 years ago by Pub. L. 102-321 to r/title-42-THE-PUBLIC-HEALTH-AND-WELFARE · 2,636 words · no verdicts yet

in plain englishAI-generated · not legal advice

This law funds home visiting programs for pregnant women and young children at risk. Grants pay for prenatal care, child health checkups, parent education, and referrals to other services. States must use case managers, protect confidentiality, and report results to Congress.

(a) In general: (1) Establishment of program: The Secretary, through the Administrator of the Health Resources and Services Administration, must give grants to eligible entities to pay the federal share of providing the services listed in subsection (b). These services go to families where a member is either a pregnant woman at risk of having a baby with a health or developmental problem, or a child under age 3 who is experiencing or at risk of a health or developmental problem, child abuse, or neglect, or who was exposed to a mother's substance abuse before birth. (2) Minimum period of awards; administrative consultations: The Secretary must award these grants for at least three years. The Administrator of the Administration for Children, Youth, and Families and the Director of the National Commission to Prevent Infant Mortality must be consulted when setting program guidelines and funding priorities. (3) Requirement of status as Medicaid provider: (A) Except as described below, the Secretary can give a grant only if — for any service covered under the state's Medicaid plan — either the entity itself has signed a Medicaid participation agreement and can receive Medicaid payments, or the entity has an agreement with an organization that has done so. (B) This Medicaid participation requirement is waived if the organization does not charge patients or accept third-party payment (including insurance or federal or state health benefits) for the health or mental health services it provides. Whether an organization qualifies for this waiver does not depend on whether it accepts voluntary donations for services it gives the public. (b) Home visiting services for eligible families: Each project funded under subsection (a) must make these services available, directly or through arrangements with other public or nonprofit groups, as applicable to each family member: (1) Prenatal and postnatal health care. (2) Primary health care for children, including developmental checkups. (3) Education for parents on infant care and child development, including building and using parent and teacher resource networks where they exist. (4) If a parent asks, giving that same education to other people who help care for the children. (5) Education for parents on behaviors that harm health. (6) Help getting necessary health, mental health, developmental, social, housing, and nutrition services and other help — including through maternal and child health programs, the special supplemental nutrition program for women, infants, and children, section 1786 of this title, titles IV, V, and XIX of the Social Security Act (including early and periodic screening, diagnosis, and treatment services), housing programs, other food assistance programs, and alcohol and drug treatment programs, based on need. (c) Considerations in making grants: When awarding grants, the Secretary must consider: (1) Whether the entity can provide, directly or through connections, a broad range of preventive and primary health care and related social, family support, and developmental services. (2) Whether the program uses different mixes of professional and lay home visitors suited to its target population's needs. (3) How limited the target population's access is to health care and related services. (4) Whether grants are fairly spread between urban and rural areas, and whether groups serving Native American communities are represented among grantees. (d) Federal share: A grant cannot cover more than 90 percent of a project's costs. To get the grant, the applicant must show it will get at least 10 percent of the costs from non-federal funds (cash or in-kind, including facilities and staff). (e) Rule of construction regarding at-risk births: For subsection (a)(1), a pregnant woman is considered at risk of having a baby with a health or developmental problem if, during pregnancy, she: (1) Lacks proper access to, or information about, early and routine prenatal care. (2) Lacks the transportation needed to reach the services in subsection (b). (3) Lacks proper child care help, which stops her from using health and social services. (4) Is afraid to use substance abuse or child and family support services. (5) Is a minor with low income. (f) Delivery of services and case management: (1) Case management model: Home visiting services must be delivered through a case management model. A registered nurse, licensed social worker, or other licensed health care professional experienced in home and community health and social services must be the case manager for each family. (2) Case manager: The case manager is mainly responsible for coordinating and overseeing a plan for each family receiving home visiting services, and for coordinating the delivery of services through the right staff. (3) Appropriate personnel: In deciding which staff to use, the case manager must consider the project's stated goals — after considering gaps in the current service system — and the family's needs, based on the case manager's initial assessment and follow-up contact by other service providers. (4) Family service plan: After the first home visit, the case manager, consulting with the team under paragraph (5), must develop a plan for the family that reflects: an assessment of the family's health and social service needs; a structured plan for delivering home visiting services to meet those needs; how often services will be given; ongoing updates as the family's needs change; and the family's continued voluntary participation. (5) Home visiting services team: The team consulted under paragraph (4) must include, as appropriate, nursing professionals, physician assistants, social workers, child welfare professionals, infant and early childhood specialists, nutritionists, and trained lay home visitors. The case manager must make sure the plan is coordinated with any physician services the mother or child needs. (g) Outreach: Each grantee must do outreach and casefinding to let eligible families know home visiting services are available. (h) Confidentiality: Following state law, a grantee must keep confidential the services it provides to families under this section. (i) Certain assurances: The Secretary can award a grant only if the entity assures the Secretary that: (1) It will provide home visiting services reasonably often — to families with pregnant women, starting as early in pregnancy as practical and continuing until the infant turns at least 2, and to other eligible families for at least 2 years; and (2) It will coordinate with public health and social service agencies to avoid duplicating effort and to improve comprehensive health and social services. (j) Submission to Secretary of certain information: The Secretary can award a grant only if the entity submits: (1) A description of the target population and how it will do outreach and casefinding, including using lay home visitors where appropriate. (2) A description of the types and qualifications of its home visitors and how it will keep training and supporting them. (3) Other information the Secretary decides is appropriate. (k) Limitation regarding administrative expenses: No more than 10 percent of a grant may go to administrative expenses. The cost of training people to work in the project does not count as an administrative expense. (l) Restrictions on use of grant: To qualify for a grant, an entity must agree not to spend the grant to: (1) Provide inpatient hospital services. (2) Give cash payments to people who receive services. (3) Buy or improve land, build or substantially improve any building or facility, or buy major medical equipment. (4) Meet a requirement to spend non-federal funds as a condition of getting federal funds. (5) Give financial help to any entity other than a public or nonprofit private one. (m) Reports to Secretary: To qualify for a grant, an entity must agree to send the Secretary an annual report, in the form the Secretary requires, on services provided. At minimum, it must report on: (1) Characteristics of the families and children served. (2) How, and where, preventive health services (prenatal, primary infant, and child health care) were used. (3) How often low-birthweight and premature babies occurred. (4) How long mothers and children stayed in the hospital before and after birth. (5) How often confirmed child abuse and neglect occurred among participating families. (6) The number of emergency room visits for routine care. (7) Who paid for health care services, and how much using this program reduced use of other health care services (besides routine screening) under Medicaid and other federal, state, and local programs. (8) The number and type of referrals made for health and social services, including alcohol and drug treatment, and how much of those services families actually used. (9) How often developmental disabilities occurred. (n) Requirement of application: The Secretary can award a grant only if: (1) The entity submits an application; (2) The application includes the agreements and assurances this section requires, plus the information required in subsection (j); (3) The application shows the entity coordinated preparing the application with state maternal, child health, and child welfare agencies, and with services under Part C of the Individuals with Disabilities Education Act; and (4) The application is in whatever form, manner, and content the Secretary decides is necessary. (o) Peer review: (1) Requirement: The Secretary must rely on the recommendations of a peer review panel when deciding which grants to award. (2) Composition: This panel must include national experts in maternal and child health, child abuse and neglect, and community-based primary health services, plus representatives from relevant federal agencies — including the Health Resources and Services Administration, the Substance Abuse and Mental Health Services Administration, the Administration for Children, Youth, and Families, the U.S. Advisory Board on Child Abuse and Neglect, and the National Commission to Prevent Infant Mortality. (p) Evaluations: (1) In general: The Secretary must, directly or through contracts, evaluate how effective the funded projects are at reducing babies born with health or developmental problems, such problems among children under 3, and child abuse and neglect. At least once every 3 years, the Secretary must send Congress a report on these evaluation results. (2) Contents: These evaluations must include a summary of the data from the annual reports in subsection (m); assess how effective the projects are in urban versus rural areas and among programs using different mixes of professional and trained lay home visitors; and make recommendations to make the projects more effective. (q) Definitions: In this section: (1) "Eligible entity" includes public and nonprofit groups that provide health or related social services — community-based organizations, visiting nurse organizations, hospitals, local health departments, community health centers, Native Hawaiian health centers, nurse-managed clinics, family service agencies, child welfare agencies, developmental service providers, family resource programs, and resource mothers projects. (2) "Eligible family" means a family described in subsection (a). (3) "Health or developmental complication," for a child, means: being born unhealthy or in a potentially unhealthy state, including premature birth, low birthweight, and prenatal exposure to a mother's substance abuse; a condition that results from that; a physical disability or delay; or a developmental disability or delay. (4) "Home visiting services" means the services in subsection (b), given at the family's home or through arrangements made for the family, including in community settings. (5) "Home visitors" means people who provide home visiting services. (r) Authorization of appropriations: Congress may spend $30,000,000 in each of fiscal years 1993 and 1994 to carry out this section.
the actual law source: uscode.house.gov ↗public domain
(a) In general
(1) Establishment of program

The Secretary, acting through the Administrator of the Health Resources and Services Administration, shall make grants to eligible entities to pay the Federal share of the cost of providing the services specified in subsection (b) to families in which a member is—

(A)

a pregnant woman at risk of delivering an infant with a health or developmental complication; or

(B)

a child less than 3 years of age—

(i)

who is experiencing or is at risk of a health or developmental complication, or of child abuse or neglect; or

(ii)

who has been prenatally exposed to maternal substance abuse.

(2) Minimum period of awards; administrative consultations
(A)

The Secretary shall award grants under paragraph (1) for periods of at least three years.

(B)

The Administrator of the Administration for Children, Youth, and Families and the Director of the National Commission to Prevent Infant Mortality shall be consulted regarding the promulgation of program guidelines and funding priorities under this section.

(3) Requirement of status as medicaid provider
(A)

Subject to subparagraph (B), the Secretary may make a grant under paragraph (1) only if, in the case of any service under such paragraph that is covered in the State plan approved under title XIX of the Social Security Act [42 U.S.C. 1396 et seq.] for the State involved—

(i)

the entity involved will provide the service directly, and the entity has entered into a participation agreement under the State plan and is qualified to receive payments under such plan; or

(ii)

the entity will enter into an agreement with an organization under which the organization will provide the service, and the organization has entered into such a participation agreement and is qualified to receive such payments.

(B)
(i)

In the case of an organization making an agreement under subparagraph (A)(ii) regarding the provision of services under paragraph (1), the requirement established in such subparagraph regarding a participation agreement shall be waived by the Secretary if the organization does not, in providing health or mental health services, impose a charge or accept reimbursement available from any third-party payor, including reimbursement under any insurance policy or under any Federal or State health benefits program.

(ii)

A determination by the Secretary of whether an organization referred to in clause (i) meets the criteria for a waiver under such clause shall be made without regard to whether the organization accepts voluntary donations regarding the provision of services to the public.

(b) Home visiting services for eligible families

With respect to an eligible family, each of the following services shall, directly or through arrangement with other public or nonprofit private entities, be available (as applicable to the family member involved) in each project operated with a grant under subsection (a):

(1)

Prenatal and postnatal health care.

(2)

Primary health care for the children, including developmental assessments.

(3)

Education for the parents concerning infant care and child development, including the development and utilization of parent and teacher resource networks and other family resource and support networks where such networks are available.

(4)

Upon the request of a parent, providing the education described in paragraph (3) to other individuals who have responsibility for caring for the children.

(5)

Education for the parents concerning behaviors that adversely affect health.

(6)

Assistance in obtaining necessary health, mental health, developmental, social, housing, and nutrition services and other assistance, including services and other assistance under maternal and child health programs; the special supplemental nutrition program for women, infants, and children; section 1786 of this title; title V of the Social Security Act [42 U.S.C. 701 et seq.]; title XIX of such Act [42 U.S.C. 1396 et seq.] (including the program for early and periodic screening, diagnostic, and treatment services described in section 1905(r) of such Act [42 U.S.C. 1396d(r)]); titles IV and XIX of the Social Security Act [42 U.S.C. 601 et seq., 1396 et seq.]; housing programs; other food assistance programs; and appropriate alcohol and drug dependency treatment programs, according to need.

(c) Considerations in making grants

In awarding grants under subsection (a), the Secretary shall take into consideration—

(1)

the ability of the entity involved to provide, either directly or through linkages, a broad range of preventive and primary health care services and related social, family support, and developmental services;

(2)

different combinations of professional and lay home visitors utilized within programs that are reflective of the identified service needs and characteristics of target populations;

(3)

the extent to which the population to be targeted has limited access to health care, and related social, family support, and developmental services; and

(4)

whether such grants are equitably distributed among urban and rural settings and whether entities serving Native American communities are represented among the grantees.

(d) Federal share

With respect to the costs of carrying out a project under subsection (a), a grant under such subsection for the project may not exceed 90 percent of such costs. To be eligible to receive such a grant, an applicant must provide assurances that the applicant will obtain at least 10 percent of such costs from non-Federal funds (and such contributions to such costs may be in cash or in-kind, including facilities and personnel).

(e) Rule of construction regarding at-risk births

For purposes of subsection (a)(1), a pregnant woman shall be considered to be at risk of delivering an infant with a health or developmental complication if during the pregnancy the woman—

(1)

lacks appropriate access to, or information concerning, early and routine prenatal care;

(2)

lacks the transportation necessary to gain access to the services described in subsection (b);

(3)

lacks appropriate child care assistance, which results in impeding the ability of such woman to utilize health and related social services;

(4)

is fearful of accessing substance abuse services or child and family support services; or

(5)

is a minor with a low income.

(f) Delivery of services and case management
(1) Case management model

Home visiting services provided under this section shall be delivered according to a case management model, and a registered nurse, licensed social worker, or other licensed health care professional with experience and expertise in providing health and related social services in home and community settings shall be assigned as the case manager for individual cases under such model.

(2) Case manager

A case manager assigned under paragraph (1) shall have primary responsibility for coordinating and overseeing the development of a plan for each family that is to receive home visiting services under this section, and for coordinating the delivery of such services provided through appropriate personnel.

(3) Appropriate personnel

In determining which personnel shall be utilized in the delivery of services, the case manager shall consider—

(A)

the stated objective of the project to be operated with the grant, as determined after considering identified gaps in the current service delivery system; and

(B)

the nature of the needs of the family to be served, as determined at the initial assessment of the family that is conducted by the case manager, and through follow-up contacts by other providers of home visiting services.

(4) Family service plan

A case manager, in consultation with a team established in accordance with paragraph (5) for the family involved, shall develop a plan for the family following the initial visit to the home of the family. Such plan shall reflect—

(A)

an assessment of the health and related social service needs of the family;

(B)

a structured plan for the delivery of home visiting services to meet the identified needs of the family;

(C)

the frequency with which such services are to be provided to the family;

(D)

ongoing revisions made as the needs of family members change; and

(E)

the continuing voluntary participation of the family in the plan.

(5) Home visiting services team

The team to be consulted under paragraph (4) on behalf of a family shall include, as appropriate, other nursing professionals, physician assistants, social workers, child welfare professionals, infant and early childhood specialists, nutritionists, and laypersons trained as home visitors. The case manager shall ensure that the plan is coordinated with those physician services that may be required by the mother or child.

(g) Outreach

Each grantee under subsection (a) shall provide outreach and casefinding services to inform eligible families of the availability of home visiting services from the project.

(h) Confidentiality

In accordance with applicable State law, an entity receiving a grant under subsection (a) shall maintain confidentiality with respect to services provided to families under this section.

(i) Certain assurances

The Secretary may award a grant under subsection (a) only if the entity involved provides assurances satisfactory to the Secretary that—

(1)

the entity will provide home visiting services with reasonable frequency—

(A)

to families with pregnant women, as early in the pregnancy as is practicable, and until the infant reaches at least 2 years of age; and

(B)

to other eligible families, for at least 2 years; and

(2)

the entity will coordinate with public health and related social service agencies to prevent duplication of effort and improve the delivery of comprehensive health and related social services.

(j) Submission to Secretary of certain information

The Secretary may award a grant under subsection (a) only if the entity involved submits to the Secretary—

(1)

a description of the population to be targeted for home visiting services and methods of outreach and casefinding for identifying eligible families, including the use of lay home visitors where appropriate;

(2)

a description of the types and qualifications of home visitors used by the entity and the process by which the entity will provide continuing training and sufficient support to the home visitors; and

(3)

such other information as the Secretary determines to be appropriate.

(k) Limitation regarding administrative expenses

Not more than 10 percent of a grant under subsection (a) may be expended for administrative expenses with respect to the grant. The costs of training individuals to serve in the project involved are not subject to the preceding sentence.

(l) Restrictions on use of grant

To be eligible to receive a grant under this section, an entity must agree that the grant will not be expended—

(1)

to provide inpatient hospital services;

(2)

to make cash payments to intended recipients of services;

(3)

to purchase or improve land, purchase, construct, or permanently improve (other than minor remodeling) any building or other facility, or purchase major medical equipment;

(4)

to satisfy any requirement for the expenditure of non-Federal funds as a condition for the receipt of Federal funds; or

(5)

to provide financial assistance to any entity other than a public or nonprofit private entity.

(m) Reports to Secretary

To be eligible to receive a grant under this section, an entity must agree to submit an annual report on the services provided under this section to the Secretary in such manner and containing such information as the Secretary by regulation requires. At a minimum, the entity shall report information concerning eligible families, including—

(1)

the characteristics of the families and children receiving services under this section;

(2)

the usage, nature, and location of the provider, of preventive health services, including prenatal, primary infant, and child health care;

(3)

the incidence of low birthweight and premature infants;

(4)

the length of hospital stays for pre- and post-partum women and their children;

(5)

the incidence of substantiated child abuse and neglect for all children within participating families;

(6)

the number of emergency room visits for routine health care;

(7)

the source of payment for health care services and the extent to which the utilization of health care services, other than routine screening and medical care, available to the individuals under the program established under title XIX of the Social Security Act [42 U.S.C. 1396 et seq.], and under other Federal, State, and local programs, is reduced;

(8)

the number and type of referrals made for health and related social services, including alcohol and drug treatment services, and the utilization of such services provided by the grantee; and

(9)

the incidence of developmental disabilities.

(n) Requirement of application

The Secretary may make a grant under subsection (a) only if—

(1)

an application for the grant is submitted to the Secretary;

(2)

the application contains the agreements and assurances required in this section, and the information required in subsection (j);

(3)

the application contains evidence that the preparation of the application has been coordinated with the State agencies responsible for maternal and child health and child welfare, and coordinated with services provided under part C of the Individuals with Disabilities Education Act [20 U.S.C. 1431 et seq.]; and

(4)

the application is in such form, is made in such manner, and contains such agreements, assurances, and information as the Secretary determines to be necessary to carry out this section.

(o) Peer review
(1) Requirement

In making determinations for awarding grants under subsection (a), the Secretary shall rely on the recommendations of the peer review panel established under paragraph (2).

(2) Composition

The Secretary shall establish a review panel to make recommendations under paragraph (1) that shall be composed of—

(A)

national experts in the fields of maternal and child health, child abuse and neglect, and the provision of community-based primary health services; and

(B)

representatives of relevant Federal agencies, including the Health Resources and Services Administration, the Substance Abuse and Mental Health Services Administration, the Administration for Children, Youth, and Families, the U.S. Advisory Board on Child Abuse and Neglect, and the National Commission to Prevent Infant Mortality.

(p) Evaluations
(1) In general

The Secretary shall, directly or through contracts with public or private entities—

(A)

conduct evaluations to determine the effectiveness of projects under subsection (a) in reducing the incidence of children born with health or developmental complications, the incidence among children less than 3 years of age of such complications, and the incidence of child abuse and neglect; and

(B)

not less than once during each 3-year period, prepare and submit to the appropriate committees of Congress a report concerning the results of such evaluations.

(2) Contents

The evaluations conducted under paragraph (1) shall—

(A)

include a summary of the data contained in the annual reports submitted under subsection (m);

(B)

assess the relative effectiveness of projects under subsection (a) in urban and rural areas, and among programs utilizing differing combinations of professionals and trained home visitors recruited from the community to meet the needs of defined target service populations; and

(C)

make further recommendations necessary or desirable to increase the effectiveness of such projects.

(q) Definitions

For purposes of this section:

(1)

The term “eligible entity” includes public and nonprofit private entities that provide health or related social services, including community-based organizations, visiting nurse organizations, hospitals, local health departments, community health centers, Native Hawaiian health centers, nurse managed clinics, family service agencies, child welfare agencies, developmental service providers, family resource and support programs, and resource mothers projects.

(2)

The term “eligible family” means a family described in subsection (a).

(3)

The term “health or developmental complication”, with respect to a child, means—

(A)

being born in an unhealthy or potentially unhealthy condition, including premature birth, low birthweight, and prenatal exposure to maternal substance abuse;

(B)

a condition arising from a condition described in subparagraph (A);

(C)

a physical disability or delay; and

(D)

a developmental disability or delay.

(4)

The term “home visiting services” means the services specified in subsection (b), provided at the residence of the eligible family involved or provided pursuant to arrangements made for the family (including arrangements for services in community settings).

(5)

The term “home visitors” means providers of home visiting services.

(r) Authorization of appropriations

For the purpose of carrying out this section, there is authorized to be appropriated $30,000,000 for each of the fiscal years 1993 and 1994.

Source credit: (July 1, 1944, ch. 373, title III, § 399, as added Pub. L. 102–321, title V, § 502(2), July 10, 1992, 106 Stat. 427; amended Pub. L. 103–448, title II, § 204(w)(2)(D), Nov. 2, 1994, 108 Stat. 4746; Pub. L. 108–446, title III, § 305(i)(2), Dec. 3, 2004, 118 Stat. 2806.)

history & why it existsrecord from the source credit
  • 1944Enacted · Pub. L. 102-321 · 106 Stat. 427
  • 1994Amended · Pub. L. 103-448 · 108 Stat. 4746
  • 2004Amended · Pub. L. 108-446 · 118 Stat. 2806

A history note hasn’t been published yet. The record shows enactment by Pub. L. 102-321 on 1944-07-01.

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