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42 U.S.C. § 289a–2Inclusion of women and minorities in clinical research

submitted 82 years ago by Pub. L. 103-43 to r/title-42-THE-PUBLIC-HEALTH-AND-WELFARE · 1,273 words · no verdicts yet

in plain englishAI-generated · not legal advice

NIH's Director generally must make sure that clinical research it funds or runs includes women and minority groups as subjects, and must run outreach to recruit them. Institute leaders must meet at least once a year with the minority-health and women's-health research offices to make sure future work considers women and minorities and reduces health disparities. This inclusion rule doesn't apply if including these groups would be inappropriate for their health, for the research's purpose, or under other conditions the Director sets. Where women or minorities are included, trials must be designed so researchers can properly check whether results differ for them, and certain trial results must be reported to a public registry. The Director must issue guidelines spelling out when exclusion is allowed, how trials must be designed, and how outreach works — and cost alone usually cannot justify leaving these groups out. Research institutes must also report periodically on how well they're including women and minorities.

(a) Requirement to include women and minorities. (1) General rule. When conducting or supporting clinical research under this subchapter, the Director of NIH must, subject to subsection (b), make sure that women are included as subjects in every such research project, and that members of minority groups are included as subjects too. (2) Outreach. The Director, working with the Directors of the Office of Research on Women's Health and the Office of Research on Minority Health, must run or support outreach programs to recruit women and minority group members as research subjects. (3) Strategic planning. The directors of the national institutes and centers must meet at least once a year with the Director of the National Institute on Minority Health and Health Disparities and the Director of the Office of Research on Women's Health, to make sure future activities account for women and minorities and focus on reducing health disparities; any strategic plan an institute or center issues must include details on this. (b) When the requirement doesn't apply. Subsection (a)'s inclusion requirement does not apply to a clinical research project if including women or minority group members, respectively, as subjects would be inappropriate for the subjects' health, inappropriate for the research's purpose, or inappropriate under other circumstances the Director of NIH sets. (c) Designing trials and reporting results. (1) Valid analysis required. For any clinical trial where women or minority group members are included as subjects under subsection (a), the Director must make sure the trial is designed and run so it can validly analyze whether the variables being studied affect women or minority group members differently than other subjects. (2) Reporting. For clinical research subject to this section that gets a new grant award one year or more after December 13, 2016, and for which such a valid analysis exists: if it is an "applicable clinical trial" under section 282(j) of this title, the entity running it must submit that analysis's results to the expanded clinical trial registry under section 282(j)(3), and the Director must, as appropriate, consider the entity's compliance with this reporting requirement when awarding it future grants; and the Director must also encourage reporting these results through any other appropriate means. (d) Guidelines. (1) General. Subject to paragraph (2), the Director, working with the Directors of the Office of Research on Women's Health and the Office of Research on Minority Health, must set guidelines covering: when excluding women and minorities under subsection (b) is appropriate; how trials must be designed and run under subsection (c); and how the outreach programs under subsection (a) work. (2) Cost rules. For clinical trials, the guidelines must say that the cost of including women or minorities is never a valid reason to exclude them. For other clinical research projects, cost also cannot justify exclusion, unless comparable-quality data about those groups is already being obtained some other way. For clinical trials, the guidelines may say that inclusion isn't required if solid scientific evidence shows no meaningful difference between how the studied variables affect women or minority group members versus other likely subjects. (e) Deadline and when this kicks in. The guidelines required under subsection (d) had to be published in the Federal Register within 180 days of June 10, 1993. Starting in fiscal year 1995, the Director cannot approve any NIH clinical research proposal unless it explains how the research will follow this section. (f) Reporting by advisory councils. Each national research institute's advisory council must write triennial (every-three-year) reports on how the institute has followed this section, and submit them to the institute's Director for inclusion in the triennial report under section 283 of this title. Each report must include: the number and proportion of women included as subjects, broken down by research area, condition, or disease, and accounting for single-sex studies; the same information for minority group members, accounting for single-race and single-ethnicity studies; the number of research projects, during the reporting period, that include women and minorities and that were either finished or still ongoing; and the number of studies finished in that period that reported results as required under subsection (c)(2)(A). (g) Definitions. "Project of clinical research" includes a clinical trial. "Minority group" includes subpopulations of minority groups, and the Director must define both "minority group" and "subpopulation," through the subsection (d) guidelines.
the actual law source: uscode.house.gov ↗public domain
(a) Requirement of inclusion
(1) In general

In conducting or supporting clinical research for purposes of this subchapter, the Director of NIH shall, subject to subsection (b), ensure that—

(A)

women are included as subjects in each project of such research; and

(B)

members of minority groups are included as subjects in such research.

(2) Outreach regarding participation as subjects

The Director of NIH, in consultation with the Director of the Office of Research on Women’s Health and the Director of the Office of Research on Minority Health, shall conduct or support outreach programs for the recruitment of women and members of minority groups as subjects in projects of clinical research.

(3) Strategic planning
(A) In general

The directors of the national institutes and national centers shall consult at least once annually with the Director of the National Institute on Minority Health and Health Disparities and the Director of the Office of Research on Women’s Health regarding objectives of the national institutes and national centers to ensure that future activities by such institutes and centers take into account women and minorities and are focused on reducing health disparities.

(B) Strategic plans

Any strategic plan issued by a national institute or national center shall include details on the objectives described in subparagraph (A).

(b) Inapplicability of requirement

The requirement established in subsection (a) regarding women and members of minority groups shall not apply to a project of clinical research if the inclusion, as subjects in the project, of women and members of minority groups, respectively—

(1)

is inappropriate with respect to the health of the subjects;

(2)

is inappropriate with respect to the purpose of the research; or

(3)

is inappropriate under such other circumstances as the Director of NIH may designate.

(c) Design of clinical trials
(1) In general

In the case of any clinical trial in which women or members of minority groups will under subsection (a) be included as subjects, the Director of NIH shall ensure that the trial is designed and carried out in a manner sufficient to provide for a valid analysis of whether the variables being studied in the trial affect women or members of minority groups, as the case may be, differently than other subjects in the trial.

(2) Reporting requirements

For any new and competing project of clinical research subject to the requirements under this section that receives a grant award 1 year after December 13, 2016, or any date thereafter, for which a valid analysis is provided under paragraph (1)—

(A)

and which is an applicable clinical trial as defined in section 282(j) of this title, the entity conducting such clinical research shall submit the results of such valid analysis to the clinical trial registry data bank expanded under section 282(j)(3) of this title, and the Director of the National Institutes of Health shall, as appropriate, consider whether such entity has complied with the reporting requirement described in this subparagraph in awarding any future grant to such entity, including pursuant to section 282(j)(5)(A)(ii) of this title when applicable; and

(B)

the Director of the National Institutes of Health shall encourage the reporting of the results of such valid analysis described in paragraph (1) through any additional means determined appropriate by the Director.

(d) Guidelines
(1) In general

Subject to paragraph (2), the Director of NIH, in consultation with the Director of the Office of Research on Women’s Health and the Director of the Office of Research on Minority Health, shall establish guidelines regarding the requirements of this section. The guidelines shall include guidelines regarding—

(A)

the circumstances under which the inclusion of women and minorities as subjects in projects of clinical research is inappropriate for purposes of subsection (b);

(B)

the manner in which clinical trials are required to be designed and carried out for purposes of subsection (c); and

(C)

the operation of outreach programs under subsection (a).

(2) Certain provisions

With respect to the circumstances under which the inclusion of women or members of minority groups (as the case may be) as subjects in a project of clinical research is inappropriate for purposes of subsection (b), the following applies to guidelines under paragraph (1):

(A)
(i)

In the case of a clinical trial, the guidelines shall provide that the costs of such inclusion in the trial is not a permissible consideration in determining whether such inclusion is inappropriate.

(ii)

In the case of other projects of clinical research, the guidelines shall provide that the costs of such inclusion in the project is not a permissible consideration in determining whether such inclusion is inappropriate unless the data regarding women or members of minority groups, respectively, that would be obtained in such project (in the event that such inclusion were required) have been or are being obtained through other means that provide data of comparable quality.

(B)

In the case of a clinical trial, the guidelines may provide that such inclusion in the trial is not required if there is substantial scientific data demonstrating that there is no significant difference between—

(i)

the effects that the variables to be studied in the trial have on women or members of minority groups, respectively; and

(ii)

the effects that the variables have on the individuals who would serve as subjects in the trial in the event that such inclusion were not required.

(e) Date certain for guidelines; applicability
(1) Date certain

The guidelines required in subsection (d) shall be established and published in the Federal Register not later than 180 days after June 10, 1993.

(2) Applicability

For fiscal year 1995 and subsequent fiscal years, the Director of NIH may not approve any proposal of clinical research to be conducted or supported by any agency of the National Institutes of Health unless the proposal specifies the manner in which the research will comply with this section.

(f) Reports by advisory councils
(1) In general

The advisory council of each national research institute shall prepare triennial reports describing the manner in which the institute has complied with this section. Each such report shall be submitted to the Director of the institute involved for inclusion in the triennial report under section 283 of this title.

(2) Contents

Each triennial report prepared by an advisory council of each national research institute as described in paragraph (1) shall include each of the following:

(A)

The number of women included as subjects, and the proportion of subjects that are women, in any project of clinical research conducted during the applicable reporting period, disaggregated by categories of research area, condition, or disease, and accounting for single-sex studies.

(B)

The number of members of minority groups included as subjects, and the proportion of subjects that are members of minority groups, in any project of clinical research conducted during the applicable reporting period, disaggregated by categories of research area, condition, or disease and accounting for single-race and single-ethnicity studies.

(C)

For the applicable reporting period, the number of projects of clinical research that include women and members of minority groups and that—

(i)

have been completed during such reporting period; and

(ii)

are being carried out during such reporting period and have not been completed.

(D)

The number of studies completed during the applicable reporting period for which reporting has been submitted in accordance with subsection (c)(2)(A).

(g) Definitions

For purposes of this section:

(1)

The term “project of clinical research” includes a clinical trial.

(2)

The term “minority group” includes subpopulations of minority groups. The Director of NIH shall, through the guidelines established under subsection (d), define the terms “minority group” and “subpopulation” for purposes of the preceding sentence.

Source credit: (July 1, 1944, ch. 373, title IV, § 492B, as added Pub. L. 103–43, title I, § 131, June 10, 1993, 107 Stat. 133; amended Pub. L. 114–255, div. A, title II, §§ 2031(c), 2038(b), 2053, Dec. 13, 2016, 130 Stat. 1056, 1065, 1076.)

history & why it existsrecord from the source credit
  • 1944Enacted · Pub. L. 103-43 · 107 Stat. 133
  • 2016Amended · Pub. L. 114-255 · 130 Stat. 1056, 1065, 1076

A history note hasn’t been published yet. The record shows enactment by Pub. L. 103-43 on 1944-07-01.

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