42 U.S.C. § 6939g — Hazardous waste electronic manifest system
submitted 14 years ago by Pub. L. 89-272 to r/title-42-THE-PUBLIC-HEALTH-AND-WELFARE · 2,233 words · no verdicts yet
This section creates a national electronic system for hazardous-waste manifests. It governs users, fees, the Fund, contracts, an advisory board, regulations, facility duties, and start-up funding.
(a) Definitions. (1) "Board" means the advisory board created by (f). (2) "Fund" means the fund created by (d). (3) "Person" includes an individual, corporation (including a Government corporation), company, association, firm, partnership, society, joint-stock company, trust, municipality, commission, Federal agency*, State*, State subdivision, or interstate body. (4) "System" means the electronic manifest* system created by (b). (5) "User" means a hazardous-waste generator or transporter, a treatment*, storage, recycling, or disposal* facility owner* or operator, or another person who must use a manifest to track shipment, transport, and receipt of hazardous waste* or other material sent offsite, and who either (A)(i) chooses the system to complete and send an electronic manifest, or (ii) submits a paper manifest or its data for processing under Administrator* regulations. This section does not define "manifest," "hazardous waste," or "other material." (b) Establishment. Within 3 years after October 5, 2012, the Administrator must establish a system usable by any user. (c) User fees. (1) Consistent with (4), the Administrator may charge reasonable service fees needed to pay development, operation, maintenance, and upgrade costs, including processing paper-manifest data after operation begins. (2) The Administrator must collect fees before service or as reimbursement and deposit them in the Fund. (3)(A) With information-technology vendors, the Administrator must set a fee structure through the contract process in (e) that recovers full system-service costs, including contractor costs for materials, consulting, overhead, information technology, information management, fee collection, reporting, accounting, and project* management, plus direct and indirect Government personnel costs. (B) With the Board, the Administrator must raise or lower fees so Fund collections are sufficient but no more than reasonably needed for current and projected costs and, as practicable, unused balances do not accumulate. The second requirement does not apply to up to $2 million accumulating during the first 3 years of operation. Adjustments occur after development costs are recovered, to remove that fee component, and periodically after accepted annual accounting or audit findings show a significant fiscal-year difference between fees and service expenditures. (4) Fees may be collected and obligated only to the extent provided beforehand in appropriations Acts. (d) Fund. (1) The Treasury revolving fund consists of amounts deposited under (c)(2)(B). (2) Only as appropriations allow, the Treasury Secretary* must transfer requested appropriated amounts to the Administrator for system costs. Fees are available, subject to appropriations Acts, without fiscal-year limitation. The Administrator must ensure the Fund is used only for establishing, operating, maintaining, upgrading, managing, supporting, and overseeing the system. (3) Every 2 fiscal years the Administrator must report to the four listed House and Senate committees an accounting of fees paid and disbursed, financial statements required by the Chief Financial Officers Act and Government Management Reform Act, and actual Fund expenditures for (c)(1) costs. The Fund is treated as an Executive-agency component for 31 U.S.C. 3515(c). The annual audit must examine fees collected and disbursed, whether the fee structure meets current and projected costs, user use, and whether the system is self-supporting and improves shipment tracking and data transmission. EPA’s Inspector General must conduct the audit and report findings and recommendations to the Administrator. (e) Contracts. After consulting Transportation, the Administrator may contract with suitable entities for system services. A contract may last no more than 10 years. To the maximum practicable extent, it must be performance-based, state objective outcomes, and set standards measuring success and payment entitlement, with success primarily measured by a system that meets users’ needs, attracts enough participation and fees to remain viable, lowers administrative burden, and supplies waste-receipt data for section 6922(a)(6) reports. Each contract must state the contractor fee structure and fixed share of monthly fee revenue used to repay development, operation, and maintenance costs. If future-year funding is insufficient, the Administrator may cancel or terminate the contract; the cancellation amount must be negotiated when awarded. The Federal Government owns the system whether or not there is a contract. (f) Advisory Board. Within 3 years after October 5, 2012, the Administrator must establish a 9-member board: the Administrator or designee chairs it, and 8 members appointed by the Administrator include at least 2 information-technology experts, at least 3 experienced users or user representatives, and at least 3 State representatives responsible for processing manifests. The Board meets yearly to discuss and evaluate the system and advise the Administrator. (g) Regulations. Within 1 year after October 5, 2012, after consulting Transportation, the Administrator must issue regulations. They may ease the change from paper to electronic manifests and require paper copies or data for processing. They must preserve paper-manifest-level ability to track legal accountability of the person certifying accuracy and the person acknowledging receipt; State access to printed copies when electronically submitted; and access to publicly available manifest information. Electronic-manifest regulations take effect in each State on their stated date. The Administrator carries them out unless a fully authorized State program does so instead. (h) Certain States. If the generating State or destination State requires manifest tracking, the receiving facility must complete its facility section, sign and date its certification, and send the final manifest copy for processing, regardless of where the facility is located. (i) Start-up. $2 million is authorized for each fiscal year 2013–2015 for start-up work, offset by user-fee collections so appropriated amounts are fully offset.
In this section:
The term “Board” means the Hazardous Waste* Electronic Manifest* System Advisory Board established under subsection (f).
The term “Fund” means the Hazardous Waste Electronic Manifest System Fund established by subsection (d).
The term “person” includes an individual, corporation (including a Government corporation), company, association, firm, partnership, society, joint stock company, trust, municipality, commission, Federal agency*, State*, political subdivision of a State, or interstate body.
The term “system” means the hazardous waste electronic manifest system established under subsection (b).
The term “user” means a hazardous waste generator, a hazardous waste transporter, an owner* or operator of a hazardous waste treatment*, storage, recycling, or disposal* facility, or any other person that—
is required to use a manifest to comply with any Federal or State requirement to track the shipment, transportation, and receipt of hazardous waste or other material that is shipped from the site of generation to an off-site facility for treatment, storage, disposal, or recycling; and
elects to use the system to complete and transmit an electronic manifest format; or
submits to the system for data processing purposes a paper copy of the manifest (or data from such a paper copy), in accordance with such regulations as the Administrator* may promulgate to require such a submission.
Not later than 3 years after October 5, 2012, the Administrator shall establish a hazardous waste electronic manifest system that may be used by any user.
In accordance with paragraph (4), the Administrator may impose on users such reasonable service fees as the Administrator determines to be necessary to pay costs incurred in developing, operating, maintaining, and upgrading the system, including any costs incurred in collecting and processing data from any paper manifest submitted to the system after the date on which the system enters operation.
The Administrator shall—
collect the fees described in paragraph (1) from the users in advance of, or as reimbursement for, the provision by the Administrator of system-related services; and
deposit the fees in the Fund.
The Administrator, in consultation with information technology vendors, shall determine through the contract award process described in subsection (e) the fee structure that is necessary to recover the full cost to the Administrator of providing system-related services, including—
contractor costs relating to—
materials and supplies;
contracting and consulting;
overhead;
information technology (including costs of hardware, software, and related services);
information management;
collection of service fees;
reporting and accounting; and
project* management; and
costs of employment of direct and indirect Government personnel dedicated to establishing, managing, and maintaining the system.
The Administrator, in consultation with the Board, shall increase or decrease the amount of a service fee determined under the fee structure described in subparagraph (A) to a level that will—
result in the collection of an aggregate amount for deposit in the Fund that is sufficient and not more than reasonably necessary to cover current and projected system-related costs (including any necessary system upgrades); and
minimize, to the maximum extent practicable, the accumulation of unused amounts in the Fund.
The requirement described in clause (i)(II) shall not apply to any additional fees that accumulate in the Fund, in an amount that does not exceed $2,000,000, during the 3-year period beginning on the date on which the system enters operation.
Adjustments to service fees described in clause (i) shall be made—
initially, at the time at which initial development costs of the system have been recovered by the Administrator such that the service fee may be reduced to reflect the elimination of the system development component of the fee; and
periodically thereafter, upon receipt and acceptance of the findings of any annual accounting or auditing report under subsection (d)(3), if the report discloses a significant disparity for a fiscal year between the funds collected from service fees under this subsection for the fiscal year and expenditures made for the fiscal year to provide system-related services.
Fees authorized under this section shall be collected and available for obligation only to the extent and in the amount provided in advance in appropriations Acts.
There is established in the Treasury of the United States a revolving fund, to be known as the “Hazardous Waste Electronic Manifest System Fund”, consisting of such amounts as are deposited in the Fund under subsection (c)(2)(B).
Only to the extent provided in advance in appropriations Acts, on request by the Administrator, the Secretary* of the Treasury shall transfer from the Fund to the Administrator amounts appropriated to pay costs incurred in developing, operating, maintaining, and upgrading the system under subsection (c).
Fees collected by the Administrator and deposited in the Fund under this section shall be available to the Administrator subject to appropriations Acts for use in accordance with this section without fiscal year limitation.
The Administrator shall carry out all necessary measures to ensure that amounts in the Fund are used only to carry out the goals of establishing, operating, maintaining, upgrading, managing, supporting, and overseeing the system.
For each 2-fiscal-year period, the Administrator shall prepare and submit to the Committee on Environment and Public Works and the Committee on Appropriations of the Senate and the Committee on Energy and Commerce and the Committee on Appropriations of the House of Representatives a report that includes—
an accounting of the fees paid to the Administrator under subsection (c) and disbursed from the Fund for the period covered by the report, as reflected by financial statements provided in accordance with—
the Chief Financial Officers Act of 1990 (Public Law 101–576; 104 Stat. 2838) and amendments made by that Act; and
the Government Management Reform Act of 1994 (Public Law 103–356; 108 Stat. 3410) and amendments made by that Act; and
an accounting describing actual expenditures from the Fund for the period covered by the report for costs described in subsection (c)(1).
For the purpose of section 3515(c) of title 31, the Fund shall be considered a component of an Executive agency.
The annual audit required in accordance with sections 3515(b) and 3521 of title 31 of the financial statements of activities carried out using amounts from the Fund shall include an analysis of—
the fees collected and disbursed under this section;
the reasonableness of the fee structure in place as of the date of the audit to meet current and projected costs of the system;
the level of use of the system by users; and
the success to date of the system in operating on a self-sustaining basis and improving the efficiency of tracking waste shipments and transmitting waste shipment data.
The Inspector General of the Environmental Protection Agency shall—
conduct the annual audit described in clause (ii); and
submit to the Administrator a report that describes the findings and recommendations of the Inspector General resulting from the audit.
After consultation with the Secretary of Transportation, the Administrator may enter into 1 or more information technology contracts with entities determined to be appropriate by the Administrator (referred to in this subsection as “contractors”) for the provision of system-related services.
A contract awarded under this subsection shall have a term of not more than 10 years.
The Administrator shall ensure, to the maximum extent practicable, that a contract awarded under this subsection—
is performance-based;
identifies objective outcomes; and
contains performance standards that may be used to measure achievement and goals to evaluate the success of a contractor in performing under the contract and the right of the contractor to payment for services under the contract, taking into consideration that a primary measure of successful performance shall be the development of a hazardous waste electronic manifest system that—
meets the needs of the user community (including States that rely on data contained in manifests);
attracts sufficient user participation and service fee revenues to ensure the viability of the system;
decreases the administrative burden on the user community; and
provides the waste receipt data applicable to the biennial reports required by section 6922(a)(6) of this title.
Each contract awarded under this subsection shall include a provision that specifies—
the service fee structure of the contractor that will form the basis for payments to the contractor; and
the fixed-share ratio of monthly service fee revenues from which the Administrator shall reimburse the contractor for system-related development, operation, and maintenance costs.
If the Administrator determines that sufficient funds are not made available for the continuation in a subsequent fiscal year of a contract entered into under this subsection, the Administrator may cancel or terminate the contract.
The amount payable in the event of cancellation or termination of a contract entered into under this subsection shall be negotiated with the contractor at the time at which the contract is awarded.
Regardless of whether the Administrator enters into a contract under this subsection, the system shall be owned by the Federal Government.
Not later than 3 years after October 5, 2012, the Administrator shall establish a board to be known as the “Hazardous Waste Electronic Manifest System Advisory Board”.
The Board shall be composed of 9 members, of which—
1 member shall be the Administrator (or a designee), who shall serve as Chairperson of the Board; and
8 members shall be individuals appointed by the Administrator—
at least 2 of whom shall have expertise in information technology;
at least 3 of whom shall have experience in using or represent users of the manifest system to track the transportation of hazardous waste under this subchapter (or an equivalent State program); and
at least 3 of whom shall be a State representative responsible for processing those manifests.
The Board shall meet annually to discuss, evaluate the effectiveness of, and provide recommendations to the Administrator relating to, the system.
Not later than 1 year after October 5, 2012, after consultation with the Secretary of Transportation, the Administrator shall promulgate regulations to carry out this section.
The regulations promulgated pursuant to subparagraph (A) may include such requirements as the Administrator determines to be necessary to facilitate the transition from the use of paper manifests to the use of electronic manifests, or to accommodate the processing of data from paper manifests in the electronic manifest system, including a requirement that users of paper manifests submit to the system copies of the paper manifests for data processing purposes.
The regulations promulgated pursuant to subparagraph (A) shall ensure that each electronic manifest provides, to the same extent as paper manifests under applicable Federal and State law, for—
the ability to track and maintain legal accountability of—
the person that certifies that the information provided in the manifest is accurately described; and
the person that acknowledges receipt of the manifest;
if the manifest is electronically submitted, State authority* to access paper printout copies of the manifest from the system; and
access to all publicly available information contained in the manifest.
Any regulation promulgated by the Administrator under paragraph (1) and in accordance with section 6923 of this title relating to electronic manifesting of hazardous waste shall take effect in each State as of the effective date specified in the regulation.
The Administrator shall carry out regulations promulgated under this subsection in each State unless the State program is fully authorized to carry out such regulations in lieu of the Administrator.
In any case in which the State in which waste is generated, or the State in which waste will be transported to a designated facility, requires that the waste be tracked through a hazardous waste manifest, the designated facility that receives the waste shall, regardless of the State in which the facility is located—
complete the facility portion of the applicable manifest;
sign and date the facility certification; and
submit to the system a final copy of the manifest for data processing purposes.
There are authorized to be appropriated $2,000,000 for each of fiscal years 2013 through 2015 for start-up activities to carry out this section, to be offset by collection of user fees under subsection (c) such that all such appropriated funds are offset by fees as provided in subsection (c).
Source credit: (Pub. L. 89–272, title II, § 3024, as added Pub. L. 112–195, § 2(a), Oct. 5, 2012, 126 Stat. 1452.)
- 2012Enacted · Pub. L. 89-272 · 126 Stat. 1452
A history note hasn’t been published yet. The record shows enactment by Pub. L. 89-272 on 2012-10-05.
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