49 U.S.C. § 20153 — Audible warnings at highway-rail grade crossings
submitted 32 years ago by Pub. L. 103-440 to r/title-49-TRANSPORTATION · 975 words · no verdicts yet
The Secretary of Transportation must require trains to sound their horns when approaching public grade crossings. The Secretary can exempt crossings where a horn isn't needed, is impractical, or other measures replace it. Exemption requests need joint approval from the railroad and local traffic authorities. New rules cannot take effect until a year after they're published.
(a) Definitions. As used in this section: (1) "highway-rail grade crossing" includes any street or highway that crosses a railroad line at the same level, not a bridge or tunnel. (2) "locomotive horn" means a train-mounted audible warning device that meets standards the Secretary of Transportation sets. (3) "supplementary safety measure" means a safety system or procedure — put in place by the traffic control or law enforcement authority responsible for that crossing — that the Secretary determines effectively substitutes for the locomotive horn in preventing highway-rail accidents. A traffic arrangement that stops careless movement over the crossing, for example median barriers that block drivers from going around crossing gates that fully span each lane, counts as a supplementary safety measure if it meets the Secretary's standards. Standard devices like reflective crossbucks, stop signs, flashing lights, gates that do not fully block the road, or traffic signals do not count as supplementary safety measures, alone or together.
(b) Requirement. The Secretary must write regulations requiring a locomotive horn to sound as a train approaches and enters any public highway-rail grade crossing.
(c) Exception. (1) In writing those regulations, the Secretary may exempt certain kinds of rail operations or certain crossings, based on train speed or other factors, from the horn requirement if the Secretary decides the crossing does not pose a significant risk of death or serious injury; sounding the horn is not practical there; or supplementary safety measures, in the Secretary's judgment, fully make up for not having the horn. (2) To protect both safety and community quiet, the Secretary can require that supplementary safety measures be used at every crossing within a certain distance along the railroad before any of them can be exempted from the horn rule.
(d) Application for Waiver or Exemption. The Secretary can only consider a waiver or exemption request if the railroad that owns or controls that crossing and the relevant traffic or law enforcement authority apply together. The Secretary can only grant it if the application shows that highway users' safety will not suffer.
(e) Development of Supplementary Safety Measures. (1) To help communities stay quiet and to develop new safety ideas, the Secretary may temporarily order railroads to stop sounding horns at crossings where a new supplementary safety measure is being tested — but only after the measure has been tested, evaluated, and found necessary by the Secretary before it is actually used instead of the horn. (2) The Secretary's regulations can include special procedures for approving new supplementary safety measures that meet the standards in (c)(1), once they have been successfully demonstrated.
(f) Specific Rules. By regulation, the Secretary may apply all or part of these rules to private highway-rail grade crossings; pedestrian crossings; and crossings mainly used by non-motorized or other special vehicles. None of these regulations apply anywhere people are not allowed to cross the railroad at all.
(g) Issuance. The Secretary had to issue regulations for the crossing categories that pose the greatest safety risk within 24 months after November 2, 1994. Regulations for all other crossing categories had to come within 48 months after that date.
(h) Impact of Regulations. Any regulations under this section must include a clear statement of how they affect section 20106, the law requiring nationally uniform railroad safety regulation.
(i) Regulations. In writing these regulations, the Secretary: (1) must consider the interests of communities that already restrict horn-sounding at crossings, or that have not been subject to routine horn-sounding; (2) must work with affected communities, offer technical help, and give them a reasonable amount of time to install supplementary safety measures, factoring in local safety efforts like public-awareness campaigns and traffic-law enforcement, on whatever terms the Secretary thinks are needed to protect public safety; and (3) may waive any requirement of this section, except this subsection or subsection (j), that the Secretary decides would not meaningfully help public safety.
(j) Effective Date of Regulations. Any regulations issued under this section cannot take effect until at least 365 days after the final rule is published.
As used in this section—
the term “highway-rail grade crossing” includes any street or highway crossing over a line of railroad at grade;
the term “locomotive horn” refers to a train-borne audible warning device meeting standards specified by the Secretary of Transportation; and
the term “supplementary safety measure” refers to a safety system or procedure, provided by the appropriate traffic control authority or law enforcement authority responsible for safety at the highway-rail grade crossing, that is determined by the Secretary to be an effective substitute for the locomotive horn in the prevention of highway-rail casualties. A traffic control arrangement that prevents careless movement over the crossing (e.g., as where adequate median barriers prevent movement around crossing gates extending over the full width of the lanes in the particular direction of travel), and that conforms to standards prescribed by the Secretary under this subsection, shall be deemed to constitute a supplementary safety measure. The following do not, individually or in combination, constitute supplementary safety measures within the meaning of this subsection: standard traffic control devices or arrangements such as reflectorized crossbucks, stop signs, flashing lights, flashing lights with gates that do not completely block travel over the line of railroad, or traffic signals.
The Secretary of Transportation shall prescribe regulations requiring that a locomotive horn shall be sounded while each train is approaching and entering upon each public highway-rail grade crossing.
In issuing such regulations, the Secretary may except from the requirement to sound the locomotive horn any categories of rail operations or categories of highway-rail grade crossings (by train speed or other factors specified by regulation)—
that the Secretary determines not to present a significant risk with respect to loss of life or serious personal injury;
for which use of the locomotive horn as a warning measure is impractical; or
for which, in the judgment of the Secretary, supplementary safety measures fully compensate for the absence of the warning provided by the locomotive horn.
In order to provide for safety and the quiet of communities affected by train operations, the Secretary may specify in such regulations that any supplementary safety measures must be applied to all highway-rail grade crossings within a specified distance along the railroad in order to be excepted from the requirement of this section.
Notwithstanding any other provision of this subchapter, the Secretary may not entertain an application for waiver or exemption of the regulations issued under this section unless such application shall have been submitted jointly by the railroad carrier owning, or controlling operations over, the crossing and by the appropriate traffic control authority or law enforcement authority. The Secretary shall not grant any such application unless, in the judgment of the Secretary, the application demonstrates that the safety of highway users will not be diminished.
In order to promote the quiet of communities affected by rail operations and the development of innovative safety measures at highway-rail grade crossings, the Secretary may, in connection with demonstration of proposed new supplementary safety measures, order railroad carriers operating over one or more crossings to cease temporarily the sounding of locomotive horns at such crossings. Any such measures shall have been subject to testing and evaluation and deemed necessary by the Secretary prior to actual use in lieu of the locomotive horn.
The Secretary may include in regulations issued under this subsection special procedures for approval of new supplementary safety measures meeting the requirements of subsection (c)(1) of this section following successful demonstration of those measures.
The Secretary may, by regulation, provide that the following crossings over railroad lines shall be subject, in whole or in part, to the regulations required under this section:
Private highway-rail grade crossings.
Pedestrian crossings.
Crossings utilized primarily by nonmotorized vehicles and other special vehicles.
Regulations issued under this subsection shall not apply to any location where persons are not authorized to cross the railroad.
The Secretary shall issue regulations required by this section pertaining to categories of highway-rail grade crossings that in the judgment of the Secretary pose the greatest safety hazard to rail and highway users not later than 24 months following November 2, 1994. The Secretary shall issue regulations pertaining to any other categories of crossings not later than 48 months following November 2, 1994.
The Secretary shall include in regulations prescribed under this section a concise statement of the impact of such regulations with respect to the operation of section 20106 of this title (national uniformity of regulation).
In issuing regulations under this section, the Secretary—
shall take into account the interest of communities that—
have in effect restrictions on the sounding of a locomotive horn at highway-rail grade crossings; or
have not been subject to the routine (as defined by the Secretary) sounding of a locomotive horn at highway-rail grade crossings;
shall work in partnership with affected communities to provide technical assistance and shall provide a reasonable amount of time for local communities to install supplementary safety measures, taking into account local safety initiatives (such as public awareness initiatives and highway-rail grade crossing traffic law enforcement programs) subject to such terms and conditions as the Secretary deems necessary, to protect public safety; and
may waive (in whole or in part) any requirement of this section (other than a requirement of this subsection or subsection (j)) that the Secretary determines is not likely to contribute significantly to public safety.
Any regulations under this section shall not take effect before the 365th day following the date of publication of the final rule.
Source credit: (Added Pub. L. 103–440, title III, § 302(a), Nov. 2, 1994, 108 Stat. 4626; amended Pub. L. 104–264, title XII, § 1218(a), Oct. 9, 1996, 110 Stat. 3285; Pub. L. 104–287, § 5(51), Oct. 11, 1996, 110 Stat. 3393.)
- 1994Enacted · Pub. L. 103-440 · 108 Stat. 4626
- 1996Amended · Pub. L. 104-264 · 110 Stat. 3285
- 1996Amended · Pub. L. 104-287 · 110 Stat. 3393
A history note hasn’t been published yet. The record shows enactment by Pub. L. 103-440 on 1994-11-02.
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