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6 U.S.C. § 142Privacy officer

submitted 24 years ago by Pub. L. 107-296 to r/title-6-DOMESTIC-SECURITY · 1,065 words · no verdicts yet

in plain englishAI-generated · not legal advice

The Department of Homeland Security has a senior privacy officer, appointed by the Secretary, in charge of protecting personal information across the Department's programs. This officer can investigate privacy problems, issue subpoenas with the Secretary's approval, and must report to Congress independently, with special rules for coordinating with the Inspector General.

(a) Appointment and responsibilities. The Secretary must appoint a senior Department official — who reports directly to the Secretary — to take primary responsibility for privacy policy. This officer must: (1) make sure new technologies sustain, rather than erode, privacy protections in how personal information is used, collected, and disclosed; (2) make sure personal information in Privacy Act record systems is handled in full compliance with the fair information practices in the Privacy Act of 1974; (3) evaluate proposed legislation and regulations involving the federal government's collection, use, and disclosure of personal information; (4) conduct a privacy impact assessment of proposed Department rules, including what type of personal information is collected and how many people are affected; (5) coordinate with the Officer for Civil Rights and Civil Liberties so that programs, policies, and procedures touching civil rights, civil liberties, and privacy are addressed together, and so Congress gets appropriate reports on them; and (6) prepare an annual report to Congress on Department activities that affect privacy, including complaints of privacy violations, how the Privacy Act of 1974 is being implemented, internal controls, and other related matters. (b) Authority to investigate. (1) The senior official may: (A) access all Department records, reports, audits, reviews, documents, papers, recommendations, and other materials tied to their responsibilities; (B) conduct whatever investigations and reports on the Department's programs and operations the official judges necessary or useful; (C) with the Secretary's approval, subpoena — from anyone other than a federal agency — information, documents, reports, records, and other evidence needed for the official's responsibilities; and (D) administer or take an oath, affirmation, or affidavit whenever needed for those responsibilities. (2) A subpoena issued under paragraph (1)(C) that someone refuses to obey can be enforced by order of an appropriate U.S. district court. (3) An oath, affirmation, or affidavit taken under paragraph (1)(D) by a Privacy Office employee the senior official designates has the same legal force as one taken before an officer holding an office seal. (c) Supervision and coordination. (1) The senior official must: (A) report to, and be under the general supervision of, the Secretary; and (B) coordinate activities with the Department's Inspector General to avoid duplicating work. (2) Coordination with the Inspector General. (A) Except as described below, the senior official may investigate any matter involving possible violations or abuse in the administration of a Department program or operation relevant to this section. (B) Coordination: (i) Before starting such an investigation, the senior official must first refer the matter, along with all related complaints, allegations, and information, to the Inspector General. (ii) Within 30 days of getting that referral, the Inspector General must decide whether to open an audit or investigation and notify the senior official of that decision. If the Inspector General says it intends to but doesn't actually start an audit or investigation within 90 days of that notice, the Inspector General must further notify the senior official that none was started, no later than 3 days after that 90-day period ends. (iii) The senior official may then investigate the referred matter if the Inspector General notified them it doesn't intend to open an audit or investigation, or if the Inspector General gave the further notice that a promised audit or investigation was never started. (iv) Any Office of Inspector General employee who audits or investigates a referred matter must get adequate training on privacy laws, rules, and regulations, from an entity the Inspector General approves in consultation with the senior official. (d) Notification to Congress on removal. If the Secretary removes the senior official or transfers them to a different position or location within the Department, the Secretary must promptly send both Houses of Congress written notice of the removal or transfer, including the reasons for it. (e) Reports by senior official to Congress. The senior official must: (1) submit reports directly to Congress about performing these responsibilities, without any prior comment or edits by the Secretary, Deputy Secretary, any other Department official, or the Office of Management and Budget; and (2) inform the Senate Homeland Security and Governmental Affairs Committee and the House Homeland Security Committee no later than 30 days after the Secretary disapproves the senior official's subpoena request under (b)(1)(C) or substantially modifies it, or no later than 45 days after making that subpoena request if the Secretary still hasn't approved or disapproved it.
the actual law source: uscode.house.gov ↗public domain
(a) Appointment and responsibilities

The Secretary shall appoint a senior official in the Department, who shall report directly to the Secretary, to assume primary responsibility for privacy policy, including—

(1)

assuring that the use of technologies sustain, and do not erode, privacy protections relating to the use, collection, and disclosure of personal information;

(2)

assuring that personal information contained in Privacy Act systems of records is handled in full compliance with fair information practices as set out in the Privacy Act of 1974 [5 U.S.C. 552a];

(3)

evaluating legislative and regulatory proposals involving collection, use, and disclosure of personal information by the Federal Government;

(4)

conducting a privacy impact assessment of proposed rules of the Department or that of the Department on the privacy of personal information, including the type of personal information collected and the number of people affected;

(5)

coordinating with the Officer for Civil Rights and Civil Liberties to ensure that—

(A)

programs, policies, and procedures involving civil rights, civil liberties, and privacy considerations are addressed in an integrated and comprehensive manner; and

(B)

Congress receives appropriate reports on such programs, policies, and procedures; and

(6)

preparing a report to Congress on an annual basis on activities of the Department that affect privacy, including complaints of privacy violations, implementation of the Privacy Act of 1974 [5 U.S.C. 552a], internal controls, and other matters.

(b) Authority to investigate
(1) In general

The senior official appointed under subsection (a) may—

(A)

have access to all records, reports, audits, reviews, documents, papers, recommendations, and other materials available to the Department that relate to programs and operations with respect to the responsibilities of the senior official under this section;

(B)

make such investigations and reports relating to the administration of the programs and operations of the Department as are, in the senior official’s judgment, necessary or desirable;

(C)

subject to the approval of the Secretary, require by subpoena the production, by any person other than a Federal agency, of all information, documents, reports, answers, records, accounts, papers, and other data and documentary evidence necessary to performance of the responsibilities of the senior official under this section; and

(D)

administer to or take from any person an oath, affirmation, or affidavit, whenever necessary to performance of the responsibilities of the senior official under this section.

(2) Enforcement of subpoenas

Any subpoena issued under paragraph (1)(C) shall, in the case of contumacy or refusal to obey, be enforceable by order of any appropriate United States district court.

(3) Effect of oaths

Any oath, affirmation, or affidavit administered or taken under paragraph (1)(D) by or before an employee of the Privacy Office designated for that purpose by the senior official appointed under subsection (a) shall have the same force and effect as if administered or taken by or before an officer having a seal of office.

(c) Supervision and coordination
(1) In general

The senior official appointed under subsection (a) shall—

(A)

report to, and be under the general supervision of, the Secretary; and

(B)

coordinate activities with the Inspector General of the Department in order to avoid duplication of effort.

(2) Coordination with the Inspector General
(A) In general

Except as provided in subparagraph (B), the senior official appointed under subsection (a) may investigate any matter relating to possible violations or abuse concerning the administration of any program or operation of the Department relevant to the purposes under this section.

(B) Coordination
(i) Referral

Before initiating any investigation described under subparagraph (A), the senior official shall refer the matter and all related complaints, allegations, and information to the Inspector General of the Department.

(ii) Determinations and notifications by the Inspector General
(I) In general

Not later than 30 days after the receipt of a matter referred under clause (i), the Inspector General shall—

(aa)

make a determination regarding whether the Inspector General intends to initiate an audit or investigation of the matter referred under clause (i); and

(bb)

notify the senior official of that determination.

(II) Investigation not initiated

If the Inspector General notifies the senior official under subclause (I)(bb) that the Inspector General intended to initiate an audit or investigation, but does not initiate that audit or investigation within 90 days after providing that notification, the Inspector General shall further notify the senior official that an audit or investigation was not initiated. The further notification under this subclause shall be made not later than 3 days after the end of that 90-day period.

(iii) Investigation by senior official

The senior official may investigate a matter referred under clause (i) if—

(I)

the Inspector General notifies the senior official under clause (ii)(I)(bb) that the Inspector General does not intend to initiate an audit or investigation relating to that matter; or

(II)

the Inspector General provides a further notification under clause (ii)(II) relating to that matter.

(iv) Privacy training

Any employee of the Office of Inspector General who audits or investigates any matter referred under clause (i) shall be required to receive adequate training on privacy laws, rules, and regulations, to be provided by an entity approved by the Inspector General in consultation with the senior official appointed under subsection (a).

(d) Notification to Congress on removal

If the Secretary removes the senior official appointed under subsection (a) or transfers that senior official to another position or location within the Department, the Secretary shall—

(1)

promptly submit a written notification of the removal or transfer to Houses of Congress; and

(2)

include in any such notification the reasons for the removal or transfer.

(e) Reports by senior official to Congress

The senior official appointed under subsection (a) shall—

(1)

submit reports directly to the Congress regarding performance of the responsibilities of the senior official under this section, without any prior comment or amendment by the Secretary, Deputy Secretary, or any other officer or employee of the Department or the Office of Management and Budget; and

(2)

inform the Committee on Homeland Security and Governmental Affairs of the Senate and the Committee on Homeland Security of the House of Representatives not later than—

(A)

30 days after the Secretary disapproves the senior official’s request for a subpoena under subsection (b)(1)(C) or the Secretary substantively modifies the requested subpoena; or

(B)

45 days after the senior official’s request for a subpoena under subsection (b)(1)(C), if that subpoena has not either been approved or disapproved by the Secretary.

Source credit: (Pub. L. 107–296, title II, § 222, Nov. 25, 2002, 116 Stat. 2155; Pub. L. 108–458, title VIII, § 8305, Dec. 17, 2004, 118 Stat. 3868; Pub. L. 110–53, title VIII, § 802, Aug. 3, 2007, 121 Stat. 358.)

history & why it existsrecord from the source credit
  • 2002Enacted · Pub. L. 107-296 · 116 Stat. 2155
  • 2004Amended · Pub. L. 108-458 · 118 Stat. 3868
  • 2007Amended · Pub. L. 110-53 · 121 Stat. 358

A history note hasn’t been published yet. The record shows enactment by Pub. L. 107-296 on 2002-11-25.

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