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6 U.S.C. § 321mVoluntary private sector preparedness accreditation and certification program

submitted 19 years ago by Pub. L. 107-296 to r/title-6-DOMESTIC-SECURITY · 1,847 words · no verdicts yet

in plain englishAI-generated · not legal advice

This law creates a voluntary program letting private businesses get certified for disaster preparedness. The Secretary of Homeland Security picks an officer to run it, who works with outside standards groups and accredited third parties to certify companies. Certification is optional, and it does not replace any other law a business must follow.

(a) Establishment. (1) In general. The Secretary must create and run a voluntary program that lets private-sector businesses become accredited and certified for disaster preparedness. An officer picked by the Secretary runs the program. (2) Designation of officer. The Secretary must pick one of three officials to run the program: the Administrator (FEMA), chosen for expertise in emergency management and the role as the President's main emergency-management adviser; the Assistant Secretary for Infrastructure Protection, chosen for expertise in protecting critical infrastructure, risk-assessment methods, and working with the private sector; or the Under Secretary for Science and Technology, chosen for expertise in standards. (3) Coordination. Whichever official is picked (the "designated officer") must coordinate with the other two officials named above, using their expertise, and with the Special Assistant to the Secretary for the Private Sector, who has expertise working with private businesses. (b) Voluntary standards; accreditation and certification program. (1) Accreditation and certification program. By March 1, 2008 (210 days after August 3, 2007), the designated officer must start supporting the creation and updating of voluntary preparedness standards through organizations that develop consensus standards. Working with standards organizations, the private-sector advisory councils set up under section 112(f)(4), state and local emergency officials, and private groups like sector coordinating councils, the officer must also develop and promote a program that certifies businesses that choose to seek certification, and put that program into action through an outside entity chosen under paragraph (3) — that entity will then accredit third parties to actually do the certifying. (2) Program elements. The program checks whether a business follows the voluntary preparedness standards, and the designated officer must write guidelines for how accreditation and certification work. Working with the same standards organizations, advisory councils, and government and private-sector representatives listed above, the officer must adopt one or more voluntary preparedness standards — which can be tailored to different industries — for use in the program, and may later add, change, or drop standards as needed. The officer may accept recommendations for standards, including industry-specific ones, from these groups. The officer and the outside accrediting entity must create separate certification categories and methods for small businesses (as defined in 15 U.S.C. § 632). In building the program, the officer must consider standards and best practices that already exist under other federal laws or that were set by a Sector Risk Management Agency (as defined under Homeland Security Presidential Directive-7), and must coordinate the program with other Department of Homeland Security private-sector programs and with similar programs at other federal agencies. (3) Accreditation and certification processes. By March 1, 2008, the designated officer must sign an agreement with one or more qualified outside nonprofit or private organizations — called "selected entities" — that have experience developing consensus standards and running accreditation and certification programs. A selected entity manages accreditation and oversees certification but may not itself certify businesses; instead, it accredits qualified third parties to do the certifying. If there is more than one selected entity, they must work together to create procedures and requirements for accreditation and certification that are reasonably consistent with each other, and the designated officer resolves any disagreements between them. A selected entity may accredit any qualified third party to do certifications, and must try, as much as practical, to include qualified small, minority-owned, women-owned, or otherwise disadvantaged businesses among those accredited third parties — a "disadvantaged business concern" is a small business owned and controlled by people who are socially and economically disadvantaged, as defined by federal regulation. If a business seeking certification already holds other relevant certifications, the selected entity may give it credit for those, so the business does not have to duplicate work. To become accredited, a third party must show it can certify businesses under the established procedures, agree to follow those procedures, agree it has no ownership stake or control over any business it certifies or over any firm that sells preparedness consulting, agree it has no other conflict of interest, carry the required liability insurance, and agree to protect any confidential information it learns about a business during certification. The designated officer and the selected entities must regularly monitor and inspect third parties to make sure they are following the rules; if a third party is not, the selected entity must revoke its accreditation and review any certifications that third party already issued. (4) Annual review. Each year, the designated officer, working with the same standards organizations, advisory councils, and government representatives, must review the whole program — including how well the selected entities are managing it and including disadvantaged businesses — and make improvements as needed. Each review must also assess the preparedness standards themselves. (5) Voluntary participation. No business is ever required to get certified under this program. (6) Public listing. The designated officer must keep and publish a list of businesses that have been certified, but only for businesses that agree to be listed. (c) Rule of construction. Nothing in this section requires replacing any preparedness, emergency-response, or business-continuity standards that already exist under other federal law or that were set by a Sector Risk Management Agency. And getting certified — or trying to — does not excuse a business from following every other law, regulation, directive, policy, or industry code that applies to it.
the actual law source: uscode.house.gov ↗public domain
(a) Establishment
(1) In general

The Secretary, acting through the officer designated under paragraph (2), shall establish and implement the voluntary private sector preparedness accreditation and certification program in accordance with this section.

(2) Designation of officer

The Secretary shall designate an officer responsible for the accreditation and certification program under this section. Such officer (hereinafter referred to in this section as the “designated officer”) shall be one of the following:

(A)

The Administrator, based on consideration of—

(i)

the expertise of the Administrator in emergency management and preparedness in the United States; and

(ii)

the responsibilities of the Administrator as the principal advisor to the President for all matters relating to emergency management in the United States.

(B)

The Assistant Secretary for Infrastructure Protection,1 based on consideration of the expertise of the Assistant Secretary in, and responsibilities for—

(i)

protection of critical infrastructure;

(ii)

risk assessment methodologies; and

(iii)

interacting with the private sector on the issues described in clauses (i) and (ii).

(C)

The Under Secretary for Science and Technology, based on consideration of the expertise of the Under Secretary in, and responsibilities associated with, standards.

(3) Coordination

In carrying out the accreditation and certification program under this section, the designated officer shall coordinate with—

(A)

the other officers of the Department referred to in paragraph (2), using the expertise and responsibilities of such officers; and

(B)

the Special Assistant to the Secretary for the Private Sector, based on consideration of the expertise of the Special Assistant in, and responsibilities for, interacting with the private sector.

(b) Voluntary private sector preparedness standards; voluntary accreditation and certification program for the private sector
(1) Accreditation and certification program

Not later than 210 days after August 3, 2007, the designated officer shall—

(A)

begin supporting the development and updating, as necessary, of voluntary preparedness standards through appropriate organizations that coordinate or facilitate the development and use of voluntary consensus standards and voluntary consensus standards development organizations; and

(B)

in consultation with representatives of appropriate organizations that coordinate or facilitate the development and use of voluntary consensus standards, appropriate voluntary consensus standards development organizations, each private sector advisory council created under section 112(f)(4) of this title, appropriate representatives of State and local governments, including emergency management officials, and appropriate private sector advisory groups, such as sector coordinating councils and information sharing and analysis centers—

(i)

develop and promote a program to certify the preparedness of private sector entities that voluntarily choose to seek certification under the program; and

(ii)

implement the program under this subsection through any entity with which the designated officer enters into an agreement under paragraph (3)(A), which shall accredit third parties to carry out the certification process under this section.

(2) Program elements
(A) In general
(i) Program

The program developed and implemented under this subsection shall assess whether a private sector entity complies with voluntary preparedness standards.

(ii) Guidelines

In developing the program under this subsection, the designated officer shall develop guidelines for the accreditation and certification processes established under this subsection.

(B) Standards

The designated officer, in consultation with representatives of appropriate organizations that coordinate or facilitate the development and use of voluntary consensus standards, representatives of appropriate voluntary consensus standards development organizations, each private sector advisory council created under section 112(f)(4) of this title, appropriate representatives of State and local governments, including emergency management officials, and appropriate private sector advisory groups such as sector coordinating councils and information sharing and analysis centers—

(i)

shall adopt one or more appropriate voluntary preparedness standards that promote preparedness, which may be tailored to address the unique nature of various sectors within the private sector, as necessary and appropriate, that shall be used in the accreditation and certification program under this subsection; and

(ii)

after the adoption of one or more standards under clause (i), may adopt additional voluntary preparedness standards or modify or discontinue the use of voluntary preparedness standards for the accreditation and certification program, as necessary and appropriate to promote preparedness.

(C) Submission of recommendations

In adopting one or more standards under subparagraph (B), the designated officer may receive recommendations from any entity described in that subparagraph relating to appropriate voluntary preparedness standards, including appropriate sector specific standards, for adoption in the program.

(D) Small business concerns

The designated officer and any entity with which the designated officer enters into an agreement under paragraph (3)(A) shall establish separate classifications and methods of certification for small business concerns (under the meaning given that term in section 632 of title 15) for the program under this subsection.

(E) Considerations

In developing and implementing the program under this subsection, the designated officer shall—

(i)

consider the unique nature of various sectors within the private sector, including preparedness standards, business continuity standards, or best practices, established—

(I)

under any other provision of Federal law; or

(II)

by any Sector Risk Management Agency, as defined under Homeland Security Presidential Directive–7; and

(ii)

coordinate the program, as appropriate, with—

(I)

other Department private sector related programs; and

(II)

preparedness and business continuity programs in other Federal agencies.

(3) Accreditation and certification processes
(A) Agreement
(i) In general

Not later than 210 days after August 3, 2007, the designated officer shall enter into one or more agreements with a highly qualified nongovernmental entity with experience or expertise in coordinating and facilitating the development and use of voluntary consensus standards and in managing or implementing accreditation and certification programs for voluntary consensus standards, or a similarly qualified private sector entity, to carry out accreditations and oversee the certification process under this subsection. An entity entering into an agreement with the designated officer under this clause (hereinafter referred to in this section as a “selected entity”) shall not perform certifications under this subsection.

(ii) Contents

A selected entity shall manage the accreditation process and oversee the certification process in accordance with the program established under this subsection and accredit qualified third parties to carry out the certification program established under this subsection.

(B) Procedures and requirements for accreditation and certification
(i) In general

Any selected entity shall collaborate to develop procedures and requirements for the accreditation and certification processes under this subsection, in accordance with the program established under this subsection and guidelines developed under paragraph (2)(A)(ii).

(ii) Contents and use

The procedures and requirements developed under clause (i) shall—

(I)

ensure reasonable uniformity in any accreditation and certification processes if there is more than one selected entity; and

(II)

be used by any selected entity in conducting accreditations and overseeing the certification process under this subsection.

(iii) Disagreement

Any disagreement among selected entities in developing procedures under clause (i) shall be resolved by the designated officer.

(C) Designation

A selected entity may accredit any qualified third party to carry out the certification process under this subsection.

(D) Disadvantaged business involvement

In accrediting qualified third parties to carry out the certification process under this subsection, a selected entity shall ensure, to the extent practicable, that the third parties include qualified small, minority, women-owned, or disadvantaged business concerns when appropriate. The term “disadvantaged business concern” means a small business that is owned and controlled by socially and economically disadvantaged individuals, as defined in section 124 of title 13, United States Code of Federal Regulations.

(E) Treatment of other certifications

At the request of any entity seeking certification, any selected entity may consider, as appropriate, other relevant certifications acquired by the entity seeking certification. If the selected entity determines that such other certifications are sufficient to meet the certification requirement or aspects of the certification requirement under this section, the selected entity may give credit to the entity seeking certification, as appropriate, to avoid unnecessarily duplicative certification requirements.

(F) Third parties

To be accredited under subparagraph (C), a third party shall—

(i)

demonstrate that the third party has the ability to certify private sector entities in accordance with the procedures and requirements developed under subparagraph (B);

(ii)

agree to perform certifications in accordance with such procedures and requirements;

(iii)

agree not to have any beneficial interest in or any direct or indirect control over—

(I)

a private sector entity for which that third party conducts a certification under this subsection; or

(II)

any organization that provides preparedness consulting services to private sector entities;

(iv)

agree not to have any other conflict of interest with respect to any private sector entity for which that third party conducts a certification under this subsection;

(v)

maintain liability insurance coverage at policy limits in accordance with the requirements developed under subparagraph (B); and

(vi)

enter into an agreement with the selected entity accrediting that third party to protect any proprietary information of a private sector entity obtained under this subsection.

(G) Monitoring
(i) In general

The designated officer and any selected entity shall regularly monitor and inspect the operations of any third party conducting certifications under this subsection to ensure that the third party is complying with the procedures and requirements established under subparagraph (B) and all other applicable requirements.

(ii) Revocation

If the designated officer or any selected entity determines that a third party is not meeting the procedures or requirements established under subparagraph (B), the selected entity shall—

(I)

revoke the accreditation of that third party to conduct certifications under this subsection; and

(II)

review any certification conducted by that third party, as necessary and appropriate.

(4) Annual review
(A) In general

The designated officer, in consultation with representatives of appropriate organizations that coordinate or facilitate the development and use of voluntary consensus standards, appropriate voluntary consensus standards development organizations, appropriate representatives of State and local governments, including emergency management officials, and each private sector advisory council created under section 112(f)(4) of this title, shall annually review the voluntary accreditation and certification program established under this subsection to ensure the effectiveness of such program (including the operations and management of such program by any selected entity and the selected entity’s inclusion of qualified disadvantaged business concerns under paragraph (3)(D)) and make improvements and adjustments to the program as necessary and appropriate.

(B) Review of standards

Each review under subparagraph (A) shall include an assessment of the voluntary preparedness standard or standards used in the program under this subsection.

(5) Voluntary participation

Certification under this subsection shall be voluntary for any private sector entity.

(6) Public listing

The designated officer shall maintain and make public a listing of any private sector entity certified as being in compliance with the program established under this subsection, if that private sector entity consents to such listing.

(c) Rule of construction

Nothing in this section may be construed as—

(1)

a requirement to replace any preparedness, emergency response, or business continuity standards, requirements, or best practices established—

(A)

under any other provision of federal law; or

(B)

by any Sector Risk Management Agency, as those agencies are defined under Homeland Security Presidential Directive–7; or

(2)

exempting any private sector entity seeking certification or meeting certification requirements under subsection (b) from compliance with all applicable statutes, regulations, directives, policies, and industry codes of practice.

Source credit: (Pub. L. 107–296, title V, § 524, as added Pub. L. 110–53, title IX, § 901(a), Aug. 3, 2007, 121 Stat. 365; amended Pub. L. 116–283, div. H, title XC, § 9002(c)(2)(B), Jan. 1, 2021, 134 Stat. 4772.)

history & why it existsrecord from the source credit
  • 2007Enacted · Pub. L. 107-296 · 121 Stat. 365
  • 2021Amended · Pub. L. 116-283 · 134 Stat. 4772

A history note hasn’t been published yet. The record shows enactment by Pub. L. 107-296 on 2007-08-03.

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