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21 U.S.C. § 356cDiscontinuance or interruption in the production of life-saving drugs

submitted 88 years ago by Pub. L. 105-115 to r/title-21-FOOD-AND-DRUGS · 1,479 words · no verdicts yet

in plain englishAI-generated · not legal advice

Makers of critical drugs must warn the FDA before they stop making a drug or expect a shortage, and explain why. The FDA shares this information with health groups, may involve the DEA for controlled substances, and can fast-track reviews or inspections to fix shortages. Drug makers must also keep a written plan for managing supply risks.

(a) In general. A manufacturer of a drug that is (1) life-supporting, life-sustaining, or intended for preventing or treating a debilitating disease or condition — including drugs used in emergency care, during surgery, or critical to public health during a declared public health emergency — and that (2) isn't a radiopharmaceutical or other product the Secretary designates as excluded, must notify the Secretary of a permanent discontinuance in making the drug, or an interruption likely to cause a meaningful disruption in the U.S. supply of the drug or its active pharmaceutical ingredient, and the reasons for it. The notice must disclose those reasons, including — if an active pharmaceutical ingredient is a cause — its source and any known alternative sources; whether a device used to prepare or give the drug is a cause; the interruption's expected duration; and any other information the Secretary requires. (b) Timing. Notice must be submitted at least 6 months before the discontinuance or interruption, or if that's not possible, as soon as practicable. (c) Distribution. To the maximum extent practicable, the Secretary must distribute information on these discontinuances or interruptions to appropriate organizations — including physician, health provider, and patient organizations — as described in section 356e. (d) Confidentiality. Nothing in this section authorizes the Secretary to disclose trade secrets or confidential information protected under section 552(b)(4) of title 5 or section 1905 of title 18. (e) Coordination with Attorney General. Within 30 days of receiving a notification, the Secretary must determine whether it involves a controlled substance subject to a production quota under section 826, and if necessary: notify the Attorney General of the notification; ask the Attorney General to raise the aggregate and individual production quotas for that substance and any of its ingredients to whatever level the Secretary deems necessary based on the best available market data; and if the Attorney General decides the requested level isn't necessary, the Attorney General must give the Secretary a written explanation, which the Secretary must post publicly on the FDA's website. (f) Failure to meet requirements. If a person fails to submit required information on time, the Secretary must send that person a letter about the failure. Within 30 calendar days of that letter, the person must submit a written response explaining the noncompliance and providing the missing information. Within 45 calendar days of the letter, the Secretary must post the letter and any response online, with appropriate redactions to protect confidential information — unless the Secretary determines the letter was issued in error, or after reviewing the response decides the person had a reasonable basis for not notifying, in which case posting isn't required. (g) Expedited inspections and reviews. If, based on notifications or other relevant information, the Secretary concludes a drug shortage exists or is likely, the Secretary must, as appropriate: prioritize and expedite review of a related supplement or application that could help prevent or mitigate the shortage; or prioritize and expedite an inspection or reinspection of an establishment that could help. (h) Definitions. "Drug" means a drug (as defined in section 321(g)) intended for human use and subject to section 353(b)(1); it doesn't include biological products, unless the Secretary provides otherwise by regulation under subsection (i). "Drug shortage" or "shortage" means a period when U.S. demand or projected demand for a drug exceeds its supply. "Meaningful disruption" means a production change reasonably likely to cause a more-than-negligible reduction in a manufacturer's supply of a drug, affecting the manufacturer's ability to fill orders or meet expected demand — but doesn't include interruptions from routine maintenance or insignificant changes, so long as the manufacturer expects to resume operations quickly. (i) Regulations. Within 18 months of July 9, 2012, the Secretary had to adopt a final regulation implementing this section, defining "life-supporting," "life-sustaining," and "intended for use in the prevention or treatment of a debilitating disease or condition." The Secretary may, by regulation, extend this section to biological products — including plasma-derived products and their recombinant versions — if that would benefit public health, taking into account existing supply-reporting programs and aiming to reduce duplicate notification; if the Secretary applies this to vaccines, the Secretary must consider whether notifying the Centers for Disease Control and Prevention under its vaccine shortage program can satisfy this section's notice requirement, and explain that determination in the regulation. To issue any implementing regulation, the Secretary must: publish a notice of proposed rulemaking; allow at least 60 days for comments; and publish the final regulation at least 30 days before its effective date. Despite any other federal law, the Secretary may only issue regulations under this section following that process. (j) Risk management plans. Each manufacturer of a drug described in subsection (a), or of its active pharmaceutical ingredient or an associated medical device used to prepare or give it, must develop, maintain, and implement, as appropriate, a redundancy risk management plan identifying and evaluating supply risks, for each establishment where the drug or its active ingredient is made. The Secretary may inspect and copy this plan.
the actual law source: uscode.house.gov ↗public domain
(a) In general

A manufacturer of a drug—

(1)

that is—

(A)

life-supporting;

(B)

life-sustaining; or

(C)

intended for use in the prevention or treatment of a debilitating disease or condition, including any such drug used in emergency medical care or during surgery or any such drug that is critical to the public health during a public health emergency declared by the Secretary under section 247d of title 42; and

(2)

that is not a radio pharmaceutical drug product or any other product as designated by the Secretary,

shall notify the Secretary, in accordance with subsection (b), of a permanent discontinuance in the manufacture of the drug or an interruption of the manufacture of the drug that is likely to lead to a meaningful disruption in the supply of that drug in the United States, or a permanent discontinuance in the manufacture of an active pharmaceutical ingredient or an interruption in the manufacture of the active pharmaceutical ingredient of such drug that is likely to lead to a meaningful disruption in the supply of the active pharmaceutical ingredient of such drug, and the reasons for such discontinuance or interruption. Notification under this subsection shall include disclosure of reasons for the discontinuation or interruption, and if applicable, an active pharmaceutical ingredient is a reason for, or risk factor in, such discontinuation or interruption, the source of the active pharmaceutical ingredient and any alternative sources for the active pharmaceutical ingredient known by the manufacturer; whether any associated device used for preparation or administration included in the drug is a reason for, or a risk factor in, such discontinuation or interruption; the expected duration of the interruption; and such other information as the Secretary may require.

(b) Timing

A notice required under subsection (a) shall be submitted to the Secretary—

(1)

at least 6 months prior to the date of the discontinuance or interruption; or

(2)

if compliance with paragraph (1) is not possible, as soon as practicable.

(c) Distribution

To the maximum extent practicable, the Secretary shall distribute, through such means as the Secretary deems appropriate, information on the discontinuance or interruption of the manufacture of the drugs described in subsection (a) to appropriate organizations, including physician, health provider, and patient organizations, as described in section 356e of this title.

(d) Confidentiality

Nothing in this section shall be construed as authorizing the Secretary to disclose any information that is a trade secret or confidential information subject to section 552(b)(4) of title 5 or section 1905 of title 18.

(e) Coordination with Attorney General

Not later than 30 days after the receipt of a notification described in subsection (a), the Secretary shall—

(1)

determine whether the notification pertains to a controlled substance subject to a production quota under section 826 of this title; and

(2)

if necessary, as determined by the Secretary—

(A)

notify the Attorney General that the Secretary has received such a notification;

(B)

request that the Attorney General increase the aggregate and individual production quotas under section 826 of this title applicable to such controlled substance and any ingredient therein to a level the Secretary deems necessary to address a shortage of a controlled substance based on the best available market data; and

(C)

if the Attorney General determines that the level requested is not necessary to address a shortage of a controlled substance, the Attorney General shall provide to the Secretary a written response detailing the basis for the Attorney General’s determination.

The Secretary shall make the written response provided under subparagraph (C) available to the public on the Internet Web site of the Food and Drug Administration.

(f) Failure to meet requirements

If a person fails to submit information required under subsection (a) in accordance with subsection (b)—

(1)

the Secretary shall issue a letter to such person informing such person of such failure;

(2)

not later than 30 calendar days after the issuance of a letter under paragraph (1), the person who receives such letter shall submit to the Secretary a written response to such letter setting forth the basis for noncompliance and providing information required under subsection (a); and

(3)

not later than 45 calendar days after the issuance of a letter under paragraph (1), the Secretary shall make such letter and any response to such letter under paragraph (2) available to the public on the Internet Web site of the Food and Drug Administration, with appropriate redactions made to protect information described in subsection (d), except that, if the Secretary determines that the letter under paragraph (1) was issued in error or, after review of such response, the person had a reasonable basis for not notifying as required under subsection (a), the requirements of this paragraph shall not apply.

(g) Expedited inspections and reviews

If, based on notifications described in subsection (a) or any other relevant information, the Secretary concludes that there is, or is likely to be, a drug shortage of a drug described in subsection (a), the Secretary shall, as appropriate—

(1)

prioritize and expedite the review of a supplement to a new drug application submitted under section 355(b) of this title, an abbreviated new drug application submitted under section 355(j) of this title, or a supplement to such an application submitted under section 355(j) of this title, that could help mitigate or prevent such shortage; or

(2)

prioritize and expedite an inspection or reinspection of an establishment that could help mitigate or prevent such drug shortage.

(h) Definitions

For purposes of this section—

(1)

the term “drug”—

(A)

means a drug (as defined in section 321(g) of this title) that is intended for human use and that is subject to section 353(b)(1) of this title; and

(B)

does not include biological products (as defined in section 262 of title 42), unless otherwise provided by the Secretary in the regulations promulgated under subsection (i);

(2)

the term “drug shortage” or “shortage”, with respect to a drug, means a period of time when the demand or projected demand for the drug within the United States exceeds the supply of the drug; and

(3)

the term “meaningful disruption”—

(A)

means a change in production that is reasonably likely to lead to a reduction in the supply of a drug by a manufacturer that is more than negligible and affects the ability of the manufacturer to fill orders or meet expected demand for its product; and

(B)

does not include interruptions in manufacturing due to matters such as routine maintenance or insignificant changes in manufacturing so long as the manufacturer expects to resume operations in a short period of time.

(i) Regulations
(1) In general

Not later than 18 months after July 9, 2012, the Secretary shall adopt a final regulation implementing this section.

(2) Contents

Such regulation shall define, for purposes of this section, the terms “life-supporting”, “life-sustaining”, and “intended for use in the prevention or treatment of a debilitating disease or condition”.

(3) Inclusion of biological products
(A) In general

The Secretary may by regulation apply this section to biological products (as defined in section 262 of title 42), including plasma products derived from human plasma protein and their recombinant analogs, if the Secretary determines such inclusion would benefit the public health. Such regulation shall take into account any supply reporting programs and shall aim to reduce duplicative notification.

(B) Rule for vaccines

If the Secretary applies this section to vaccines pursuant to subparagraph (A), the Secretary shall—

(i)

consider whether the notification requirement under subsection (a) may be satisfied by submitting a notification to the Centers for Disease Control and Prevention under the vaccine shortage notification program of such Centers; and

(ii)

explain the determination made by the Secretary under clause (i) in the regulation.

(4) Procedure

In promulgating a regulation implementing this section, the Secretary shall—

(A)

issue a notice of proposed rulemaking that includes the proposed regulation;

(B)

provide a period of not less than 60 days for comments on the proposed regulation; and

(C)

publish the final regulation not less than 30 days before the regulation’s effective date.

(5) Restrictions

Notwithstanding any other provision of Federal law, in implementing this section, the Secretary shall only promulgate regulations as described in paragraph (4).

(j) Risk management plans

Each manufacturer of a drug described in subsection (a) or of any active pharmaceutical ingredient or any associated medical device used for preparation or administration included in the drug, shall develop, maintain, and implement, as appropriate, a redundancy risk management plan that identifies and evaluates risks to the supply of the drug, as applicable, for each establishment in which such drug or active pharmaceutical ingredient of such drug is manufactured. A risk management plan under this section shall be subject to inspection and copying by the Secretary pursuant to an inspection or a request under section 374(a)(4) of this title.

Source credit: (June 25, 1938, ch. 675, § 506C, as added Pub. L. 105–115, title I, § 131(a), Nov. 21, 1997, 111 Stat. 2332; amended Pub. L. 112–144, title X, § 1001(a), July 9, 2012, 126 Stat. 1099; Pub. L. 114–255, div. A, title III, § 3101(a)(2)(E), Dec. 13, 2016, 130 Stat. 1153; Pub. L. 116–136, div. A, title III, §§ 3111–3112(b), Mar. 27, 2020, 134 Stat. 361, 362; Pub. L. 117–328, div. FF, title II, § 2515(a)(1), (b)(1), Dec. 29, 2022, 136 Stat. 5806.)

history & why it existsrecord from the source credit
  • 1938Enacted · Pub. L. 105-115 · 111 Stat. 2332
  • 2012Amended · Pub. L. 112-144 · 126 Stat. 1099
  • 2016Amended · Pub. L. 114-255 · 130 Stat. 1153
  • 2020Amended · Pub. L. 116-136 · 134 Stat. 361, 362
  • 2022Amended · Pub. L. 117-328 · 136 Stat. 5806

A history note hasn’t been published yet. The record shows enactment by Pub. L. 105-115 on 1938-06-25.

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