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33 U.S.C. § 1415Penalties

submitted 54 years ago by Pub. L. 92-532 to r/title-33-NAVIGATION-AND-NAVIGABLE-WATERS · 1,172 words · no verdicts yet

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This section sets civil and criminal penalties for violations involving vessel dumping. It also addresses injunctions, permit suspension, private suits, emergencies, and vessel seizure and forfeiture.

(a) Civil penalties. A person who violates this subchapter, its rules, or a permit owes a civil penalty of up to $50,000 per violation, assessed by the Administrator. A person who violates it or its rules by dumping medical waste owes up to $125,000 per violation, after written notice and a hearing opportunity. No penalty may be assessed without notice and that opportunity. The Administrator must consider seriousness, prior violations, and the person’s good-faith effort to comply quickly, and may reduce or cancel a penalty for good cause. If unpaid, the Administrator may ask the Attorney General to sue in the proper Federal district court. (b) Criminal penalties. (1) A person who knowingly violates this subchapter, its rules, or a permit may be fined under title 18, imprisoned up to 5 years, or both. (2) A convicted person must forfeit to the United States (A) property that is proceeds of the violation and (B) property used or intended to commit or help commit it. (c) Separate offenses. Each day of a continuing violation, and dumping from each of several vessels or other sources, is a separate offense for civil penalties and criminal fines. (d) Injunctions. The Attorney General or delegate may seek equitable relief to stop an imminent or continuing violation, and Federal district courts have jurisdiction to grant relief the case requires. (e) Vessel liability. A vessel used in a violation, other than a public vessel covered by section 13 of the Federal Water Pollution Control Act, is liable in rem for the civil penalty or criminal fine and may be proceeded against in a proper Federal district court. It is not liable unless an owner or bareboat charterer consented to or was privy to the violation. (f) Permits. If a permit under section 1412 or 1413 is violated, the Administrator or Secretary may revoke it or suspend it for a stated period, but only after notice and a hearing opportunity. (g) Private civil suits. (1) Except as paragraph (2) provides, anyone may sue on their own behalf to enjoin a person, the United States, or another government instrumentality or agency, to the extent the Eleventh Amendment permits, for violating a prohibition, limit, criterion, or permit under this subchapter. Federal district courts have jurisdiction regardless of amount or citizenship. (2) No suit may begin (A) until 60 days after notice to the Administrator or Secretary and alleged violator; (B) while the Attorney General diligently prosecutes a Federal civil action for compliance; (C) while the Administrator assesses a penalty or the Administrator or Secretary pursues permit suspension or revocation; or (D) while the United States diligently prosecutes a Federal or State criminal action for the violation. (3) (A) Suit may be filed where the violation occurs. (B) If the United States is not a party, the Attorney General may intervene for the United States as of right at the Administrator’s or Secretary’s request. (4) A court may award appropriate litigation costs, including reasonable attorney and expert-witness fees. (5) This remedy does not limit other statutory or common-law rights to enforce standards or seek relief. (h) Emergencies. No civil penalty, criminal fine, or imprisonment applies when vessel materials are dumped in an emergency to protect life at sea. The emergency must be reported as the Administrator requires. (i) Seizure and forfeiture. (1) A vessel used for an act penalized under subsection (b) may be seized and forfeited under the title 21 sections 853 and 881 procedures. (2) This does not apply to an act substantially complying with an Administrator compliance or enforcement agreement under section 1414b(c).
the actual law source: uscode.house.gov ↗public domain
(a) Assessment of civil penalty by Administrator; remission or mitigation; court action for appropriate relief

Any person who violates any provision of this subchapter, or of the regulations promulgated under this subchapter, or a permit issued under this subchapter shall be liable to a civil penalty of not more than $50,000 for each violation to be assessed by the Administrator. In addition, any person who violates this subchapter or any regulation issued under this subchapter by engaging in activity involving the dumping of medical waste shall be liable for a civil penalty of not more than $125,000 for each violation, to be assessed by the Administrator after written notice and an opportunity for a hearing. No penalty shall be assessed until the person charged shall have been given notice and an opportunity for a hearing of such violation. In determining the amount of the penalty, the gravity of the violation, prior violations, and the demonstrated good faith of the person charged in attempting to achieve rapid compliance after notification of a violation shall be considered by said Administrator. For good cause shown, the Administrator may remit or mitigate such penalty. Upon failure of the offending party to pay the penalty, the Administrator may request the Attorney General to commence an action in the appropriate district court of the United States for such relief as may be appropriate.

(b) Criminal penalties

In addition to any action that may be brought under subsection (a)—

(1)

any person who knowingly violates any provision of this subchapter, any regulation promulgated under this subchapter, or a permit issued under this subchapter, shall be fined under title 18 or imprisoned for not more than 5 years, or both; and

(2)

any person who is convicted of such a violation pursuant to paragraph (1) shall forfeit to the United States—

(A)

any property constituting or derived from any proceeds that the person obtained, directly or indirectly, as a result of such violation; and

(B)

any of the property of the person which was used, or intended to be used in any manner or part, to commit or to facilitate the commission of the violation.

(c) Separate offenses

For the purpose of imposing civil penalties and criminal fines under this section, each day of a continuing violation shall constitute a separate offense as shall the dumping from each of several vessels, or other sources.

(d) Injunctive relief

The Attorney General or his delegate may bring actions for equitable relief to enjoin an imminent or continuing violation of this subchapter, of regulations promulgated under this subchapter, or of permits issued under this subchapter, and the district courts of the United States shall have jurisdiction to grant such relief as the equities of the case may require.

(e) Liability of vessels in rem

A vessel, except a public vessel within the meaning of section 13 of the Federal Water Pollution Control Act, as amended, used in a violation, shall be liable in rem for any civil penalty assessed or criminal fine imposed and may be proceeded against in any district court of the United States having jurisdiction thereof; but no vessel shall be liable unless it shall appear that one or more of the owners, or bareboat charterers, was at the time of the violation a consenting party or privy to such violation.

(f) Revocation and suspension of permits

If the provisions of any permit issued under section 1412 or 1413 of this title are violated, the Administrator or the Secretary, as the case may be, may revoke the permit or may suspend the permit for a specified period of time. No permit shall be revoked or suspended unless the permittee shall have been given notice and opportunity for a hearing on such violation and proposed suspension or revocation.

(g) Civil suits by private persons
(1)

Except as provided in paragraph (2) of this subsection any person may commence a civil suit on his own behalf to enjoin any person, including the United States and any other governmental instrumentality or agency (to the extent permitted by the eleventh amendment to the Constitution), who is alleged to be in violation of any prohibition, limitation, criterion, or permit established or issued by or under this subchapter. The district courts shall have jurisdiction, without regard to the amount in controversy or the citizenship of the parties, to enforce such prohibition, limitation, criterion, or permit, as the case may be.

(2)

No action may be commenced—

(A)

prior to sixty days after notice of the violation has been given to the Administrator or to the Secretary, and to any alleged violator of the prohibition, limitation, criterion, or permit; or

(B)

if the Attorney General has commenced and is diligently prosecuting a civil action in a court of the United States to require compliance with the prohibition, limitation, criterion, or permit; or

(C)

if the Administrator has commenced action to impose a penalty pursuant to subsection (a) of this section, or if the Administrator, or the Secretary, has initiated permit revocation or suspension proceedings under subsection (f) of this section; or

(D)

if the United States has commenced and is diligently prosecuting a criminal action in a court of the United States or a State to redress a violation of this subchapter.

(3)
(A)

Any suit under this subsection may be brought in the judicial district in which the violation occurs.

(B)

In any such suit under this subsection in which the United States is not a party, the Attorney General, at the request of the Administrator or Secretary, may intervene on behalf of the United States as a matter of right.

(4)

The court, in issuing any final order in any suit brought pursuant to paragraph (1) of this subsection may award costs of litigation (including reasonable attorney and expert witness fees) to any party, whenever the court determines such award is appropriate.

(5)

The injunctive relief provided by this subsection shall not restrict any right which any person (or class of persons) may have under any statute or common law to seek enforcement of any standard or limitation or to seek any other relief (including relief against the Administrator, the Secretary, or a State agency).

(h) Emergencies

No person shall be subject to a civil penalty or to a criminal fine or imprisonment for dumping materials from a vessel if such materials are dumped in an emergency to safeguard life at sea. Any such emergency dumping shall be reported to the Administrator under such conditions as he may prescribe.

(i) Seizure and forfeiture
(1) In general

Any vessel used to commit an act for which a penalty is imposed under subsection (b) shall be subject to seizure and forfeiture to the United States under procedures established for seizure and forfeiture of conveyances under sections 853 and 881 of title 21.

(2) Limitation on application

This subsection does not apply to an act committed substantially in accordance with a compliance agreement or enforcement agreement entered into by the Administrator under section 1414b(c) of this title.

Source credit: (Pub. L. 92–532, title I, § 105, Oct. 23, 1972, 86 Stat. 1057; Pub. L. 100–688, title III, § 3201(c), (d), Nov. 18, 1988, 102 Stat. 4153; Pub. L. 102–580, title V, § 508, Oct. 31, 1992, 106 Stat. 4869.)

history & why it existsrecord from the source credit
  • 1972Enacted · Pub. L. 92-532 · 86 Stat. 1057
  • 1988Amended · Pub. L. 100-688 · 102 Stat. 4153
  • 1992Amended · Pub. L. 102-580 · 106 Stat. 4869

A history note hasn’t been published yet. The record shows enactment by Pub. L. 92-532 on 1972-10-23.

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