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35 U.S.C. § 316Conduct of inter partes review

submitted 27 years ago by Pub. L. 106-113 to r/title-35-PATENTS · 677 words · no verdicts yet

in plain englishAI-generated · not legal advice

The Patent Office Director must write detailed rules for running inter partes reviews. These rules cover public access, discovery, hearings, and deadlines, including a one-year limit. Patent owners can amend their patent, but challengers must prove unpatentability by a preponderance of the evidence.

(a) Regulations. The Director must write rules covering thirteen specific things: (1) making the case file public, except that a petition or document filed with a motion asking for it to be sealed stays sealed until the Patent Office rules on that motion; (2) setting the standard for showing there are enough grounds to start a review under section 314(a); (3) creating a process for submitting extra information after the petition is filed; (4) setting up how inter partes review works and how it relates to other proceedings under this title; (5) setting standards and procedures for discovery of relevant evidence — limited to (A) deposing witnesses who filed affidavits or declarations, and (B) whatever else justice requires; (6) creating penalties for abusing discovery or the process, or misusing the proceeding to harass someone or cause needless delay or expense; (7) allowing protective orders to govern how confidential information is exchanged and filed; (8) letting the patent owner file a response to the petition after review is instituted, and requiring the owner to submit, through affidavits or declarations, any extra evidence and expert opinions they rely on; (9) setting standards and procedures for the patent owner to move to amend the patent under subsection (d) — to cancel a challenged claim or propose a reasonable number of replacement claims — and making sure the supporting information the owner submits becomes part of the public record; (10) giving either side the right to an oral hearing; (11) requiring the final decision within one year after the Director announces the review has started, though the Director may extend that by up to six months for good cause, and may adjust these deadlines when a case is joined under section 315(c); (12) setting a deadline for requesting that kind of joinder; and (13) giving the petitioner at least one chance to file written comments within a time the Director sets. (b) Considerations. When writing these rules, the Director must weigh their effect on the economy, on the patent system's integrity, on how efficiently the Office runs, and on the Office's ability to finish reviews on time. (c) Patent Trial and Appeal Board. The Board, following section 6, conducts every inter partes review that gets instituted. (d) Amendment of the patent. (1) During a review, the patent owner may file one motion to amend the patent — either to (A) cancel a challenged claim, or (B) propose a reasonable number of replacement claims for each challenged claim. (2) More amendment motions are allowed if the petitioner and patent owner jointly ask, to help settle the case under section 317, or if the Director's regulations otherwise allow it. (3) No amendment may make a claim broader than it was, or add new material that was not already there. (e) Evidentiary standards. The petitioner carries the burden of proving that a claim is unpatentable, and must prove it by a preponderance of the evidence — meaning it is more likely than not to be true.
the actual law source: uscode.house.gov ↗public domain
(a)Regulations.—

The Director shall prescribe regulations—

(1)

providing that the file of any proceeding under this chapter shall be made available to the public, except that any petition or document filed with the intent that it be sealed shall, if accompanied by a motion to seal, be treated as sealed pending the outcome of the ruling on the motion;

(2)

setting forth the standards for the showing of sufficient grounds to institute a review under section 314(a);

(3)

establishing procedures for the submission of supplemental information after the petition is filed;

(4)

establishing and governing inter partes review under this chapter and the relationship of such review to other proceedings under this title;

(5)

setting forth standards and procedures for discovery of relevant evidence, including that such discovery shall be limited to—

(A)

the deposition of witnesses submitting affidavits or declarations; and

(B)

what is otherwise necessary in the interest of justice;

(6)

prescribing sanctions for abuse of discovery, abuse of process, or any other improper use of the proceeding, such as to harass or to cause unnecessary delay or an unnecessary increase in the cost of the proceeding;

(7)

providing for protective orders governing the exchange and submission of confidential information;

(8)

providing for the filing by the patent owner of a response to the petition under section 313 after an inter partes review has been instituted, and requiring that the patent owner file with such response, through affidavits or declarations, any additional factual evidence and expert opinions on which the patent owner relies in support of the response;

(9)

setting forth standards and procedures for allowing the patent owner to move to amend the patent under subsection (d) to cancel a challenged claim or propose a reasonable number of substitute claims, and ensuring that any information submitted by the patent owner in support of any amendment entered under subsection (d) is made available to the public as part of the prosecution history of the patent;

(10)

providing either party with the right to an oral hearing as part of the proceeding;

(11)

requiring that the final determination in an inter partes review be issued not later than 1 year after the date on which the Director notices the institution of a review under this chapter, except that the Director may, for good cause shown, extend the 1-year period by not more than 6 months, and may adjust the time periods in this paragraph in the case of joinder under section 315(c);

(12)

setting a time period for requesting joinder under section 315(c); and

(13)

providing the petitioner with at least 1 opportunity to file written comments within a time period established by the Director.

(b)Considerations.—

In prescribing regulations under this section, the Director shall consider the effect of any such regulation on the economy, the integrity of the patent system, the efficient administration of the Office, and the ability of the Office to timely complete proceedings instituted under this chapter.

(c)Patent Trial and Appeal Board.—

The Patent Trial and Appeal Board shall, in accordance with section 6, conduct each inter partes review instituted under this chapter.

(d)Amendment of the Patent.—
(1)In general.—

During an inter partes review instituted under this chapter, the patent owner may file 1 motion to amend the patent in 1 or more of the following ways:

(A)

Cancel any challenged patent claim.

(B)

For each challenged claim, propose a reasonable number of substitute claims.

(2)Additional motions.—

Additional motions to amend may be permitted upon the joint request of the petitioner and the patent owner to materially advance the settlement of a proceeding under section 317, or as permitted by regulations prescribed by the Director.

(3)Scope of claims.—

An amendment under this subsection may not enlarge the scope of the claims of the patent or introduce new matter.

(e)Evidentiary Standards.—

In an inter partes review instituted under this chapter, the petitioner shall have the burden of proving a proposition of unpatentability by a preponderance of the evidence.

Source credit: (Added Pub. L. 106–113, div. B, § 1000(a)(9) [title IV, § 4604(a)], Nov. 29, 1999, 113 Stat. 1536, 1501A–569; amended Pub. L. 107–273, div. C, title III, § 13202(c)(1), Nov. 2, 2002, 116 Stat. 1902; Pub. L. 112–29, § 6(a), Sept. 16, 2011, 125 Stat. 302.)

history & why it existsrecord from the source credit
  • 1999Enacted · Pub. L. 106-113 · 113 Stat. 1536, 1501
  • 2002Amended · Pub. L. 107-273 · 116 Stat. 1902
  • 2011Amended · Pub. L. 112-29 · 125 Stat. 302

A history note hasn’t been published yet. The record shows enactment by Pub. L. 106-113 on 1999-11-29.

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