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18 U.S.C. § 3301 — Securities fraud offenses

submitted 16 years ago by Pub. L. 111-203 to r/title-18-CRIMES-AND-CRIMINAL-PROCEDURE · 136 words · no verdicts yet

in plain englishAI-generated · not legal advice

Definition.— In this section, the term “securities fraud offense” means a violation of, or a conspiracy or an attempt to violate— section 1348; section 32 of the Securities Exchange Act of 1934 ( 15 U.S.C. It also states the related conditions, exceptions, definitions, or procedures in the section.

(a) Definition.— In this section, the term “securities fraud offense” means a violation of, or a conspiracy or an attempt to violate—
(1) section 1348;
(2) section 32(a) of the Securities Exchange Act of 1934 ( 15 U.S.C. 78ff(a));
(3) section 24 of the Securities Act of 1933 ( 15 U.S.C. 77x);
(4) section 217 of the Investment Advisers Act of 1940 ( 15 U.S.C. 80b–17);
(5) section 49 of the Investment Company Act of 1940 ( 15 U.S.C. 80a–48); or
(6) section 325 of the Trust Indenture Act of 1939 ( 15 U.S.C. 77yyy).
(b) Limitation.— No person must be prosecuted, tried, or punished for a securities fraud offense, unless the indictment is found or the information is instituted within 6 years after the commission of the offense.

the actual law source: uscode.house.gov ↗public domain
(a)Definition.—

In this section, the term “securities fraud offense” means a violation of, or a conspiracy or an attempt to violate—

(2)

section 32(a) of the Securities Exchange Act of 1934 (15 U.S.C. 78ff(a));

(3)

section 24 of the Securities Act of 1933 (15 U.S.C. 77x);

(4)

section 217 of the Investment Advisers Act of 1940 (15 U.S.C. 80b–17);

(5)

section 49 of the Investment Company Act of 1940 (15 U.S.C. 80a–48); or

(6)

section 325 of the Trust Indenture Act of 1939 (15 U.S.C. 77yyy).

(b)Limitation.—

No person shall be prosecuted, tried, or punished for a securities fraud offense, unless the indictment is found or the information is instituted within 6 years after the commission of the offense.

Source credit: (Added Pub. L. 111–203, title X, § 1079A(b)(1), July 21, 2010, 124 Stat. 2079.)

history & why it existsrecord from the source credit
  • 2010Enacted · Pub. L. 111-203 · 124 Stat. 2079

A history note hasn’t been published yet. The record shows enactment by Pub. L. 111-203 on 2010-07-21.

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