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21 U.S.C. § 357Qualification of drug development tools

submitted 88 years ago by Pub. L. 114-255 to r/title-21-FOOD-AND-DRUGS · 1,729 words · no verdicts yet

in plain englishAI-generated · not legal advice

The Secretary must set up a process to review and 'qualify' drug development tools for specific uses. A qualified tool can then be used by anyone to support drug approval for that use. The Secretary may cancel a qualification if new evidence shows the tool is no longer appropriate. The Secretary must publicly report qualification decisions, except for trade secret or national security information.

(a) The qualification process: (1) The Secretary must set up a process for "qualifying" drug development tools for a specific proposed use, in three steps: (A) a requestor starts by submitting a letter of intent, which the Secretary accepts or declines; (B) if accepted, the requestor submits a qualification plan, which the Secretary accepts or declines; and (C) if that is accepted, the requestor submits a full qualification package, the Secretary decides whether to accept it for review, and if accepted, reviews it under this section. (2) Handling submissions: (A) this covers how the Secretary treats a letter of intent, a qualification plan, or a full qualification package (together called "qualification submissions"); (B) the Secretary decides whether to accept a submission based on factors that may include its scientific merit — but declining to accept a submission is not a final ruling on whether the tool actually qualifies; (C) the Secretary may prioritize reviewing a full qualification package based on factors like the severity, rarity, or prevalence of the disease it targets and whether alternative treatments exist, or whether the Secretary or expert biomedical research groups have flagged it as a public health priority; (D) for reviewing submissions, the Secretary may consult biomedical research consortia — through grants, cooperative agreements, or similar tools — and may consider their recommendations on a qualification plan or a full qualification package. (3) The Secretary must (A) thoroughly review an accepted full qualification package, and (B) decide whether the tool is qualified for its proposed use. (4) The Secretary bases the qualification decision on the scientific merit shown in the reviewed full qualification package. (b) What qualification means: (1) A tool found qualified under (a)(4), for the specific proposed use the requestor named, may then be used by anyone for that use, for the purposes in (2). (2) Subject to (3), a qualified tool may be used to (A) support or obtain approval or licensing of a drug or biological product, including through the accelerated-approval process, or (B) support investigational use of a drug or biological product. (3) Rescinding or modifying qualification: (A) the Secretary may withdraw or change a qualification if it turns out the tool is not appropriate for its proposed use — including based on new information calling the original qualification into question. (B) If the Secretary does this, the requestor is entitled, on request, to a meeting to discuss the Secretary's reasoning before the change takes effect. (c) Transparency: (1) Subject to (3), the Secretary must post on the FDA's website — updated at least twice a year — (A) information about each qualification submission, including its stage in the review process, the date it last changed stage, whether outside scientific experts were used in developing a qualification plan or reviewing a full package, and the submissions themselves (including their data and evidence, and any updates); (B) the Secretary's formal written decisions responding to those submissions; (C) any rescissions or modifications of a qualification decision; (D) summary reviews explaining the conclusions and recommendations behind qualification decisions; and (E) a complete list of (i) every tool qualified under (a), and (ii) every surrogate endpoint that was the basis for approving or licensing a drug or biological product, including under the accelerated-approval process. (2) Making this information public counts as a disclosure authorized by law for purposes of the criminal trade-secrets statute. (3) Limits: (A) nothing here requires the Secretary to disclose (i) confidential commercial or trade-secret information from an approval application that is protected under the Freedom of Information Act or the trade-secrets statute, or (ii) for a tool tied to a countermeasure against bioterrorism, other security threats, or pandemics or epidemics, information the Secretary decides has significant potential to affect national security. (B) If the Secretary withholds information under (A)(ii), the FDA website must still publicly acknowledge that some information was not disclosed, and why (A)(ii) applies. (d) Nothing in this section changes (1) the evidence standards — including the "substantial evidence" standard — used for approving drugs or biologics, or (2) the Secretary's existing authority to approve or license products, as that authority stood before December 13, 2016. (e) Definitions: (1) "Biomarker" (A) means an objectively measured and evaluated characteristic — such as a physiologic, pathologic, or anatomic one — used as an indicator of normal biological processes, disease processes, or the body's response to a treatment; and (B) includes a surrogate endpoint. (2) "Biomedical research consortia" means collaborative groups, possibly structured as public-private partnerships, that may include government agencies, colleges and universities, patient advocacy groups, industry representatives, clinical and scientific experts, and other relevant participants. (3) "Clinical outcome assessment" means (A) a measurement of a patient's symptoms, overall mental state, or how a disease affects their functioning, and (B) includes a patient-reported outcome. (4) "Context of use" means, for a drug development tool, the specific circumstances under which it will be used in drug development and regulatory review. (5) "Drug development tool" includes (A) a biomarker, (B) a clinical outcome assessment, and (C) any other method, material, or measure the Secretary decides helps drug development and regulatory review for this section's purposes. (6) "Patient-reported outcome" means a measurement based on a report directly from the patient about their health condition, without any amendment or interpretation by a clinician or anyone else. (7) "Qualification" and "qualified" mean the Secretary's determination that a drug development tool, and its proposed use, can be relied on to have a specific interpretation and application in drug development and regulatory review. (8) "Requestor" means an entity or entities — including a drug sponsor or a biomedical research consortium — seeking to qualify a tool for a proposed use. (9) "Surrogate endpoint" means a marker — such as a lab measurement, radiographic image, or physical sign — that is not itself a direct measure of clinical benefit, and that either (A) is known to predict clinical benefit and can support standard approval of a drug or biological product, or (B) is reasonably likely to predict clinical benefit and can support accelerated approval.

facts

- Codified at 21 U.S.C. § 357, titled "Qualification of drug development tools," within the Federal Food, Drug, and Cosmetic Act (June 25, 1938, ch. 675, § 507). - Added by Pub. L. 114–255 (21st Century Cures Act), div. A, title III, § 3011(a), enacted December 13, 2016, 130 Stat. 1086. - Subsequently amended once by Pub. L. 116–22, title VII, § 705(e), June 24, 2019, 133 Stat. 964, reflecting an amendment count of 2 in the source credit. - The provision spans 1,729 words, covering the qualification process, effects of qualification, transparency requirements, rules of construction, and key definitions. - Source credit contains two legislative references: the original enacting Pub. L. 114–255 and the amending Pub. L. 116–22.
the actual law source: uscode.house.gov ↗public domain
(a) Process for qualification
(1) In general

The Secretary shall establish a process for the qualification of drug development tools for a proposed context of use under which—

(A)
(i)

a requestor initiates such process by submitting a letter of intent to the Secretary; and

(ii)

the Secretary accepts or declines to accept such letter of intent;

(B)
(i)

if the Secretary accepts the letter of intent, a requestor submits a qualification plan to the Secretary; and

(ii)

the Secretary accepts or declines to accept the qualification plan; and

(C)
(i)

if the Secretary accepts the qualification plan, the requestor submits to the Secretary a full qualification package;

(ii)

the Secretary determines whether to accept such qualification package for review; and

(iii)

if the Secretary accepts such qualification package for review, the Secretary conducts such review in accordance with this section.

(2) Acceptance and review of submissions
(A) In general

Subparagraphs (B), (C), and (D) shall apply with respect to the treatment of a letter of intent, a qualification plan, or a full qualification package submitted under paragraph (1) (referred to in this paragraph as “qualification submissions”).

(B) Acceptance factors; nonacceptance

The Secretary shall determine whether to accept a qualification submission based on factors which may include the scientific merit of the qualification submission. A determination not to accept a submission under paragraph (1) shall not be construed as a final determination by the Secretary under this section regarding the qualification of a drug development tool for its proposed context of use.

(C) Prioritization of qualification review

The Secretary may prioritize the review of a full qualification package submitted under paragraph (1) with respect to a drug development tool, based on factors determined appropriate by the Secretary, including—

(i)

as applicable, the severity, rarity, or prevalence of the disease or condition targeted by the drug development tool and the availability or lack of alternative treatments for such disease or condition; and

(ii)

the identification, by the Secretary or by biomedical research consortia and other expert stakeholders, of such a drug development tool and its proposed context of use as a public health priority.

(D) Engagement of external experts

The Secretary may, for purposes of the review of qualification submissions, through the use of cooperative agreements, grants, or other appropriate mechanisms, consult with biomedical research consortia and may consider the recommendations of such consortia with respect to the review of any qualification plan submitted under paragraph (1) or the review of any full qualification package under paragraph (3).

(3) Review of full qualification package

The Secretary shall—

(A)

conduct a comprehensive review of a full qualification package accepted under paragraph (1)(C); and

(B)

determine whether the drug development tool at issue is qualified for its proposed context of use.

(4) Qualification

The Secretary shall determine whether a drug development tool is qualified for a proposed context of use based on the scientific merit of a full qualification package reviewed under paragraph (3).

(b) Effect of qualification
(1) In general

A drug development tool determined to be qualified under subsection (a)(4) for a proposed context of use specified by the requestor may be used by any person in such context of use for the purposes described in paragraph (2).

(2) Use of a drug development tool

Subject to paragraph (3), a drug development tool qualified under this section may be used for—

(A)

supporting or obtaining approval or licensure (as applicable) of a drug or biological product (including in accordance with section 356(c) of this title) under section 355 of this title or section 351 of the Public Health Service Act [42 U.S.C. 262]; or

(B)

supporting the investigational use of a drug or biological product under section 355(i) of this title or section 351(a)(3) of the Public Health Service Act [42 U.S.C. 262(a)(3)].

(3) Rescission or modification
(A) In general

The Secretary may rescind or modify a determination under this section to qualify a drug development tool if the Secretary determines that the drug development tool is not appropriate for the proposed context of use specified by the requestor. Such a determination may be based on new information that calls into question the basis for such qualification.

(B) Meeting for review

If the Secretary rescinds or modifies under subparagraph (A) a determination to qualify a drug development tool, the requestor involved shall, on request, be granted a meeting with the Secretary to discuss the basis of the Secretary’s decision to rescind or modify the determination before the effective date of the rescission or modification.

(c) Transparency
(1) In general

Subject to paragraph (3), the Secretary shall make publicly available, and update on at least a biannual basis, on the Internet website of the Food and Drug Administration the following:

(A)

Information with respect to each qualification submission under the qualification process under subsection (a), including—

(i)

the stage of the review process applicable to the submission;

(ii)

the date of the most recent change in stage status;

(iii)

whether external scientific experts were utilized in the development of a qualification plan or the review of a full qualification package; and

(iv)

submissions from requestors under the qualification process under subsection (a), including any data and evidence contained in such submissions, and any updates to such submissions.

(B)

The Secretary’s formal written determinations in response to such qualification submissions.

(C)

Any rescissions or modifications under subsection (b)(3) of a determination to qualify a drug development tool.

(D)

Summary reviews that document conclusions and recommendations for determinations to qualify drug development tools under subsection (a).

(E)

A comprehensive list of—

(i)

all drug development tools qualified under subsection (a); and

(ii)

all surrogate endpoints which were the basis of approval or licensure (as applicable) of a drug or biological product (including in accordance with section 356(c) of this title) under section 355 of this title or section 351 of the Public Health Service Act [42 U.S.C. 262].

(2) Relation to Trade Secrets Act

Information made publicly available by the Secretary under paragraph (1) shall be considered a disclosure authorized by law for purposes of section 1905 of title 18.

(3) Applicability
(A) In general

Nothing in this section shall be construed as authorizing or directing the Secretary to disclose—

(i)

any information contained in an application submitted under section 355 of this title or section 351 of the Public Health Service Act [42 U.S.C. 262] that is confidential commercial or trade secret information subject to section 552(b)(4) of title 5 or section 1905 of title 18; or

(ii)

in the case of a drug development tool that may be used to support the development of a qualified countermeasure, security countermeasure, or qualified pandemic or epidemic product, as defined in sections 319F–1, 319F–2, and 319F–3, respectively, of the Public Health Service Act [42 U.S.C. 247d–6a, 247d–6b, 247d–6d], any information that the Secretary determines has a significant potential to affect national security.

(B) Public acknowledgment

In the case that the Secretary, pursuant to subparagraph (A)(ii), does not make information publicly available, the Secretary shall provide on the internet website of the Food and Drug Administration an acknowledgment of the information that has not been disclosed, pursuant to subparagraph (A)(ii).

(d) Rule of construction

Nothing in this section shall be construed—

(1)

to alter the standards of evidence under subsection (c) or (d) of section 355 of this title, including the substantial evidence standard in such subsection (d), or under section 351 of the Public Health Service Act [42 U.S.C. 262] (as applicable); or

(2)

to limit the authority of the Secretary to approve or license products under this chapter or the Public Health Service Act [42 U.S.C. 201 et seq.], as applicable (as in effect before December 13, 2016).

(e) Definitions

In this section:

(1) Biomarker

The term “biomarker”—

(A)

means a characteristic (such as a physiologic, pathologic, or anatomic characteristic or measurement) that is objectively measured and evaluated as an indicator of normal biologic processes, pathologic processes, or biological responses to a therapeutic intervention; and

(B)

includes a surrogate endpoint.

(2) Biomedical research consortia

The term “biomedical research consortia” means collaborative groups that may take the form of public-private partnerships and may include government agencies, institutions of higher education (as defined in section 1001(a) of title 20), patient advocacy groups, industry representatives, clinical and scientific experts, and other relevant entities and individuals.

(3) Clinical outcome assessment

The term “clinical outcome assessment” means—

(A)

a measurement of a patient’s symptoms, overall mental state, or the effects of a disease or condition on how the patient functions; and

(B)

includes a patient-reported outcome.

(4) Context of use

The term “context of use” means, with respect to a drug development tool, the circumstances under which the drug development tool is to be used in drug development and regulatory review.

(5) Drug development tool

The term “drug development tool” includes—

(A)

a biomarker;

(B)

a clinical outcome assessment; and

(C)

any other method, material, or measure that the Secretary determines aids drug development and regulatory review for purposes of this section.

(6) Patient-reported outcome

The term “patient-reported outcome” means a measurement based on a report from a patient regarding the status of the patient’s health condition without amendment or interpretation of the patient’s report by a clinician or any other person.

(7) Qualification

The terms “qualification” and “qualified” mean a determination by the Secretary that a drug development tool and its proposed context of use can be relied upon to have a specific interpretation and application in drug development and regulatory review under this chapter.

(8) Requestor

The term “requestor” means an entity or entities, including a drug sponsor or a biomedical research consortia, seeking to qualify a drug development tool for a proposed context of use under this section.

(9) Surrogate endpoint

The term “surrogate endpoint” means a marker, such as a laboratory measurement, radiographic image, physical sign, or other measure, that is not itself a direct measurement of clinical benefit, and—

(A)

is known to predict clinical benefit and could be used to support traditional approval of a drug or biological product; or

(B)

is reasonably likely to predict clinical benefit and could be used to support the accelerated approval of a drug or biological product in accordance with section 356(c) of this title.

Source credit: (June 25, 1938, ch. 675, § 507, as added Pub. L. 114–255, div. A, title III, § 3011(a), Dec. 13, 2016, 130 Stat. 1086; amended Pub. L. 116–22, title VII, § 705(e), June 24, 2019, 133 Stat. 964.)

history & why it existsrecord from the source credit
  • 1938Enacted · Pub. L. 114-255 · 130 Stat. 1086
  • 2019Amended · Pub. L. 116-22 · 133 Stat. 964
The record indicates that this section was not part of the original Federal Food, Drug, and Cosmetic Act of June 25, 1938 (ch. 675), but was added later as section 507 of that Act by Public Law 114–255, division A, title III, § 3011(a), enacted December 13, 2016. The source credit further shows that the provision was subsequently amended once, by Public Law 116–22, title VII, § 705(e), enacted June 24, 2019. Beyond these two legislative actions, the credit does not describe the substance of the amendment or further amendment history. Historical context: Public Law 114–255 is widely known as the 21st Century Cures Act, a broad piece of legislation enacted in December 2016 addressing biomedical innovation, medical product development, and regulatory modernization at the Food and Drug Administration. The Act is generally understood to have aimed at accelerating the discovery, development, and delivery of new treatments by, among other things, establishing clearer pathways for evaluating tools used in drug development. Public Law 116–22 is commonly known as the SUPPORT for Patients and Communities Act, primarily associated with the federal response to the opioid crisis, though it also contained miscellaneous amendments to other health-related statutes. The specific reasons Congress chose to structure this particular provision as it did, including the qualification process, transparency requirements, and definitions, are not established by the source credit, and the record does not provide section-specific legislative intent beyond what can be inferred from the general purposes of the enacting Act.

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