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42 U.S.C. § 1397gDemonstration projects to address health professions workforce needs

submitted 91 years ago by Pub. L. 111-148 to r/title-42-THE-PUBLIC-HEALTH-AND-WELFARE · 2,151 words · no verdicts yet

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This section authorizes grants for demonstrations that train low-income people for health-care jobs and grants to develop training and certification for personal or home care aides. It sets consultation, Indian-population, evaluation, reporting, funding, and grant-use rules.

(a) Demonstration projects for education, training, and career advancement addressing health-professions workforce needs. (1) The Secretary, consulting the Secretary of Labor, must award grants to eligible entities for projects giving eligible people opportunities for education and training for well-paying health-care occupations expected to have labor shortages or high demand. (2) Requirements. (A) (i) When appropriate, a grantee must provide participating eligible people financial aid, child care, case management, and other support. (ii) Aid, services, and incentives given to an eligible beneficiary do not count as income and cannot affect eligibility for, or the amount of, benefits under a means-tested program. (B) An applicant must show that it consulted and will coordinate with the State TANF agency, the local workforce investment board where the project will occur unless the applicant is that board, the State workforce development board under section 3111 of title 29, and the recognized State Apprenticeship Agency under the National Apprenticeship Act, or the Labor Department’s Office of Apprenticeship if no State agency is recognized. (C) At least three grants must go to an Indian tribe, tribal organization, or Tribal College or University. (3) Reports and evaluation. (A) A grantee must send interim reports and a final report when its participation ends. The reports must assess how effectively the activities improve participating eligible people’s outcomes and address health-profession workforce needs in the project areas. (B) The Secretary must evaluate the projects by grant, contract, or interagency agreement. The evaluation must identify successful activities for creating and sustaining a health-professions workforce, especially for low-income people and entry-level workers, with accessible entry points, high education, training, certification, and professional-development standards, higher wages, and affordable benefits including health coverage responsive to workers’ needs. (C) The Secretary must send Congress interim reports and a final report based on the evaluation. (4) Definitions. (A) “Eligible entity” means a State; Indian tribe or tribal organization; institution of higher education; local workforce development board under section 3122 of title 29; National Apprenticeship Act registered apprenticeship sponsor; or community-based organization. (B) “Eligible individual” means (i) one individual receiving State TANF assistance and (ii) possibly other low-income people described in the applicant’s grant application. (C) “Indian tribe” and “tribal organization” have the meanings in section 5304 of title 25. (D) “Institution of higher education” has the meaning in section 1001 of title 20. (E) “State” means the 50 States, District of Columbia, Puerto Rico, United States Virgin Islands, Guam, and American Samoa. (F) “State TANF program” means the temporary assistance for needy families program funded under part A of subchapter IV. (G) “Tribal College or University” has the meaning in section 1059c(b) of title 20. (b) Demonstration projects for personal or home care aide training and certification. (1) No later than 18 months after March 23, 2010, the Secretary must award grants to eligible State entities to develop core training competencies and certification programs. The Secretary must (A) evaluate those competencies for newly hired aides and the States’ implementation methods using the issues in (3)(B), and (B) ensure that State training hours are at least the hours required by applicable State or Federal law or regulation. (2) Each project must last at least three years. (3) Core competencies. (A) They include: (i) the aide’s role, including agency employment versus direct employment by the consumer or an independent provider; (ii) consumer rights, ethics, confidentiality, and proxy decision-makers for consumers with impaired decision-making; (iii) communication, cultural and linguistic competence and sensitivity, problem-solving, behavior management, and relationship skills; (iv) personal care; (v) health-care support; (vi) nutrition; (vii) infection control; (viii) safety and emergencies; (ix) training for an individual consumer’s needs, including older people, younger people with disabilities, people with developmental disabilities or dementia, and people with mental or behavioral health needs; and (x) self-care. (B) Implementation issues include training length; trainer-to-student ratio; classroom versus home or facility instruction time; trainer qualifications; hands-on and written certification-exam content; and continuing-education requirements. (4) Applications and selection. (A) (i) The Secretary may make agreements with no more than six States. (ii) Each agreement must require the State to implement (3)(A) and develop written materials and protocols, including a certification test for aides completing the competencies. (iii) The Secretary should encourage States to consult community and vocational colleges about curricula and consider them as implementation partners. (B) A State applicant must submit the required information on the Secretary’s schedule, meet (C)’s selection criteria, and meet any additional criteria the Secretary specifies. (C) The Secretary must establish criteria, when applicable, to ensure geographic and demographic diversity; that participating States cover personal-care services under Medicaid; that each State’s existing aide-training standards differ from those of the other participating States and from (3)(A); that a State does not reduce required training hours after selection; and that each State recruits a minimum number of eligible health and long-term-care providers. (D) The Secretary must give States technical help in developing the written materials and protocols. (5) Evaluation and reports. (A) The Secretary must develop an experimental or control-group testing protocol with an independent evaluation contractor. The contractor must evaluate: (i) the effect in each State of the core competencies and implementing curricula on job satisfaction, mastery of job skills, beneficiary and family-caregiver satisfaction, and additional measures set by the Secretary with the expert panel; (ii) the effect on State training infrastructure and resources; and (iii) whether an initial minimum training-hour requirement is needed and, if so, its length. (B) (i) Within two years after March 23, 2010, the Secretary must report to Congress on initial implementation, available evaluation results, and recommended legislative or administrative action. (ii) Within one year after the project ends, the Secretary must report the evaluation results and such recommendations. (6) Definitions. (A) “Eligible health and long-term-care provider” means a personal or home-care agency, including a public authority; nursing home; home health agency as defined in section 1395x(o); or another provider the Secretary approves, if licensed or authorized in a participating State and paid under subchapter XIX. (B) “Personal care services” has the meaning used for subchapter XIX. (C) “Personal or home care aide” means someone who helps an elderly, disabled, ill, or mentally disabled person, including someone with Alzheimer’s disease or other dementia, live at home or in a residential-care facility such as a nursing home or assisted-living facility, by providing routine personal care and other appropriate services. (D) “State” has the meaning used for subchapter XIX. (c) Funding. (1) Subject to (2), the Treasury appropriates $85,000,000 for each fiscal year 2010 through 2019 to the Secretary for subsections (a) and (b). (2) For fiscal years 2010 through 2012, the Secretary must use $5,000,000 each year of that appropriation for subsection (b). No paragraph (1) funds may support subsection (b) projects after fiscal year 2012. (d) Nonapplication. (1) Except as (2) provides, the preceding sections of this division do not apply to grants under this section. (2) Section 1397d(a), except paragraph (6), applies to a grant under this section to the same extent and in the same way it applies to payments to States under this division.
the actual law source: uscode.house.gov ↗public domain
(a) Demonstration projects to provide low-income individuals with opportunities for education, training, and career advancement to address health professions workforce needs
(1) Authority to award grants

The Secretary, in consultation with the Secretary of Labor, shall award grants to eligible entities to conduct demonstration projects that are designed to provide eligible individuals with the opportunity to obtain education and training for occupations in the health care field that pay well and are expected to either experience labor shortages or be in high demand.

(2) Requirements
(A) Aid and supportive services
(i) In general

A demonstration project conducted by an eligible entity awarded a grant under this section shall, if appropriate, provide eligible individuals participating in the project with financial aid, child care, case management, and other supportive services.

(ii) Treatment

Any aid, services, or incentives provided to an eligible beneficiary participating in a demonstration project under this section shall not be considered income, and shall not be taken into account for purposes of determining the individual’s eligibility for, or amount of, benefits under any means-tested program.

(B) Consultation and coordination

An eligible entity applying for a grant to carry out a demonstration project under this section shall demonstrate in the application that the entity has consulted with the State agency responsible for administering the State TANF program, the local workforce investment board in the area in which the project is to be conducted (unless the applicant is such board), the State workforce development board established under section 3111 of title 29, and the State Apprenticeship Agency recognized under the Act of August 16, 1937 (commonly known as the “National Apprenticeship Act”) [29 U.S.C. 50 et seq.] (or if no agency has been recognized in the State, the Office of Apprenticeship of the Department of Labor) and that the project will be carried out in coordination with such entities.

(C) Assurance of opportunities for Indian populations

The Secretary shall award at least 3 grants under this subsection to an eligible entity that is an Indian tribe, tribal organization, or Tribal College or University.

(3) Reports and evaluation
(A) Eligible entities

An eligible entity awarded a grant to conduct a demonstration project under this subsection shall submit interim reports to the Secretary on the activities carried out under the project and a final report on such activities upon the conclusion of the entities’ participation in the project. Such reports shall include assessments of the effectiveness of such activities with respect to improving outcomes for the eligible individuals participating in the project and with respect to addressing health professions workforce needs in the areas in which the project is conducted.

(B) Evaluation

The Secretary shall, by grant, contract, or interagency agreement, evaluate the demonstration projects conducted under this subsection. Such evaluation shall include identification of successful activities for creating opportunities for developing and sustaining, particularly with respect to low-income individuals and other entry-level workers, a health professions workforce that has accessible entry points, that meets high standards for education, training, certification, and professional development, and that provides increased wages and affordable benefits, including health care coverage, that are responsive to the workforce’s needs.

(C) Report to Congress

The Secretary shall submit interim reports and, based on the evaluation conducted under subparagraph (B), a final report to Congress on the demonstration projects conducted under this subsection.

(4) Definitions

In this subsection:

(A) Eligible entity

The term “eligible entity” means a State, an Indian tribe or tribal organization, an institution of higher education, a local workforce development board established under section 3122 of title 29, a sponsor of an apprenticeship program registered under the National Apprenticeship Act [29 U.S.C. 50 et seq.] or a community-based organization.

(B) Eligible individual
(i) In general

The term “eligible individual” means a 1 individual receiving assistance under the State TANF program.

(ii) Other low-income individuals

Such term may include other low-income individuals described by the eligible entity in its application for a grant under this section.

(C) Indian tribe; tribal organization

The terms “Indian tribe” and “tribal organization” have the meaning given such terms in section 5304 of title 25.

(D) Institution of higher education

The term “institution of higher education” has the meaning given that term in section 1001 of title 20.

(E) State

The term “State” means each of the 50 States, the District of Columbia, the Commonwealth of Puerto Rico, the United States Virgin Islands, Guam, and American Samoa.

(F) State TANF program

The term “State TANF program” means the temporary assistance for needy families program funded under part A of subchapter IV.

(G) Tribal College or University

The term “Tribal College or University” has the meaning given that term in section 1059c(b)of title 20.

(b) Demonstration project to develop training and certification programs for personal or home care aides
(1) Authority to award grants

Not later than 18 months after March 23, 2010, the Secretary shall award grants to eligible entities that are States to conduct demonstration projects for purposes of developing core training competencies and certification programs for personal or home care aides. The Secretary shall—

(A)

evaluate the efficacy of the core training competencies described in paragraph (3)(A) for newly hired personal or home care aides and the methods used by States to implement such core training competencies in accordance with the issues specified in paragraph (3)(B); and

(B)

ensure that the number of hours of training provided by States under the demonstration project with respect to such core training competencies are not less than the number of hours of training required under any applicable State or Federal law or regulation.

(2) Duration

A demonstration project shall be conducted under this subsection for not less than 3 years.

(3) Core training competencies for personal or home care aides
(A) In general

The core training competencies for personal or home care aides described in this subparagraph include competencies with respect to the following areas:

(i)

The role of the personal or home care aide (including differences between a personal or home care aide employed by an agency and a personal or home care aide employed directly by the health care consumer or an independent provider).

(ii)

Consumer rights, ethics, and confidentiality (including the role of proxy decision-makers in the case where a health care consumer has impaired decision-making capacity).

(iii)

Communication, cultural and linguistic competence and sensitivity, problem solving, behavior management, and relationship skills.

(iv)

Personal care skills.

(v)

Health care support.

(vi)

Nutritional support.

(vii)

Infection control.

(viii)

Safety and emergency training.

(ix)

Training specific to an individual consumer’s needs (including older individuals, younger individuals with disabilities, individuals with developmental disabilities, individuals with dementia, and individuals with mental and behavioral health needs).

(x)

Self-Care.

(B) Implementation

The implementation issues specified in this subparagraph include the following:

(i)

The length of the training.

(ii)

The appropriate trainer to student ratio.

(iii)

The amount of instruction time spent in the classroom as compared to on-site in the home or a facility.

(iv)

Trainer qualifications.

(v)

Content for a “hands-on” and written certification exam.

(vi)

Continuing education requirements.

(4) Application and selection criteria
(A) In general
(i) Number of States

The Secretary shall enter into agreements with not more than 6 States to conduct demonstration projects under this subsection.

(ii) Requirements for States

An agreement entered into under clause (i) shall require that a participating State—

(I)

implement the core training competencies described in paragraph (3)(A); and

(II)

develop written materials and protocols for such core training competencies, including the development of a certification test for personal or home care aides who have completed such training competencies.

(iii) Consultation and collaboration with community and vocational colleges

The Secretary shall encourage participating States to consult with community and vocational colleges regarding the development of curricula to implement the project with respect to activities, as applicable, which may include consideration of such colleges as partners in such implementation.

(B) Application and eligibility

A State seeking to participate in the project shall—

(i)

submit an application to the Secretary containing such information and at such time as the Secretary may specify;

(ii)

meet the selection criteria established under subparagraph (C); and

(iii)

meet such additional criteria as the Secretary may specify.

(C) Selection criteria

In selecting States to participate in the program, the Secretary shall establish criteria to ensure (if applicable with respect to the activities involved)—

(i)

geographic and demographic diversity;

(ii)

that participating States offer medical assistance for personal care services under the State Medicaid plan;

(iii)

that the existing training standards for personal or home care aides in each participating State—

(I)

are different from such standards in the other participating States; and

(II)

are different from the core training competencies described in paragraph (3)(A);

(iv)

that participating States do not reduce the number of hours of training required under applicable State law or regulation after being selected to participate in the project; and

(v)

that participating States recruit a minimum number of eligible health and long-term care providers to participate in the project.

(D) Technical assistance

The Secretary shall provide technical assistance to States in developing written materials and protocols for such core training competencies.

(5) Evaluation and report
(A) Evaluation

The Secretary shall develop an experimental or control group testing protocol in consultation with an independent evaluation contractor selected by the Secretary. Such contractor shall evaluate—

(i)

the impact of core training competencies described in paragraph (3)(A), including curricula developed to implement such core training competencies, for personal or home care aides within each participating State on job satisfaction, mastery of job skills, beneficiary and family caregiver satisfaction with services, and additional measures determined by the Secretary in consultation with the expert panel;

(ii)

the impact of providing such core training competencies on the existing training infrastructure and resources of States; and

(iii)

whether a minimum number of hours of initial training should be required for personal or home care aides and, if so, what minimum number of hours should be required.

(B) Reports
(i) Report on initial implementation

Not later than 2 years after March 23, 2010, the Secretary shall submit to Congress a report on the initial implementation of activities conducted under the demonstration project, including any available results of the evaluation conducted under subparagraph (A) with respect to such activities, together with such recommendations for legislation or administrative action as the Secretary determines appropriate.

(ii) Final report

Not later than 1 year after the completion of the demonstration project, the Secretary shall submit to Congress a report containing the results of the evaluation conducted under subparagraph (A), together with such recommendations for legislation or administrative action as the Secretary determines appropriate.

(6) Definitions

In this subsection:

(A) Eligible health and long-term care provider

The term “eligible health and long-term care provider” means a personal or home care agency (including personal or home care public authorities), a nursing home, a home health agency (as defined in section 1395x(o) of this title), or any other health care provider the Secretary determines appropriate which—

(i)

is licensed or authorized to provide services in a participating State; and

(ii)

receives payment for services under subchapter XIX.

(B) Personal care services

The term “personal care services” has the meaning given such term for purposes of subchapter XIX.

(C) Personal or home care aide

The term “personal or home care aide” means an individual who helps individuals who are elderly, disabled, ill, or mentally disabled (including an individual with Alzheimer’s disease or other dementia) to live in their own home or a residential care facility (such as a nursing home, assisted living facility, or any other facility the Secretary determines appropriate) by providing routine personal care services and other appropriate services to the individual.

(D) State

The term “State” has the meaning given that term for purposes of subchapter XIX.

(c) Funding
(1) In general

Subject to paragraph (2), out of any funds in the Treasury not otherwise appropriated, there are appropriated to the Secretary to carry out subsections (a) and (b), $85,000,000 for each of fiscal years 2010 through 2019.

(2) Training and certification programs for personal and home care aides

With respect to the demonstration projects under subsection (b), the Secretary shall use $5,000,000 of the amount appropriated under paragraph (1) for each of fiscal years 2010 through 2012 to carry out such projects. No funds appropriated under paragraph (1) shall be used to carry out demonstration projects under subsection (b) after fiscal year 2012.

(d) Nonapplication
(1) In general

Except as provided in paragraph (2), the preceding sections of this division shall not apply to grant 2 awarded under this section.

(2) Limitations on use of grants

Section 1397d(a) of this title (other than paragraph (6)) shall apply to a grant awarded under this section to the same extent and in the same manner as such section applies to payments to States under this division.

Source credit: (Aug. 14, 1935, ch. 531, title XX, § 2008, as added and amended Pub. L. 111–148, title V, § 5507(a), title VI, § 6703(d)(1)(B), Mar. 23, 2010, 124 Stat. 663, 803; Pub. L. 113–93, title II, § 208, Apr. 1, 2014, 128 Stat. 1046; Pub. L. 113–128, title V, § 512(dd)(4), July 22, 2014, 128 Stat. 1718; Pub. L. 114–10, title II, § 217, Apr. 16, 2015, 129 Stat. 153; Pub. L. 115–123, div. E, title VI, § 50611, Feb. 9, 2018, 132 Stat. 232.)

history & why it existsrecord from the source credit
  • 1935Enacted · Pub. L. 111-148 · 124 Stat. 663, 803
  • 2014Amended · Pub. L. 113-93 · 128 Stat. 1046
  • 2014Amended · Pub. L. 113-128 · 128 Stat. 1718
  • 2015Amended · Pub. L. 114-10 · 129 Stat. 153
  • 2018Amended · Pub. L. 115-123 · 132 Stat. 232

A history note hasn’t been published yet. The record shows enactment by Pub. L. 111-148 on 1935-08-14.

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