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42 U.S.C. § 19052 — Research ethics

submitted 4 years ago by Pub. L. 117-167 to r/title-42-THE-PUBLIC-HEALTH-AND-WELFARE · 473 words · no verdicts yet

in plain englishAI-generated · not legal advice

Congress states that emerging research can have ethical, social, safety, and security implications and that considering them during proposal review may help prevent harm. Within 24 months, the Director must revise proposal instructions, seek guidance from stakeholders, make specified competitive awards, and encourage recipients to update risk-and-benefit considerations in annual reports.

(a) Sense of Congress. Congress states that—

(1) some emerging areas of research may have ethical, social, safety, and security implications that may be apparent as early as the basic-research stage;

(2) including ethical, social, safety, and security considerations in the research-design and review process for Federal awards may help reduce possible harms before they occur;

(3) the Foundation's agreement with the National Academies to conduct a study and make recommendations about governance of research in emerging technologies is a positive step toward this goal; and

(4) the Foundation should continue working with stakeholders to promote best practices for governing research in emerging technologies at every research stage.

(b) Incorporation of ethics considerations. Drawing on stakeholder input, no later than 24 months after August 9, 2022, the Director must revise proposal instructions to require that ethical and societal considerations be included in a funding proposal before the award is made, when those considerations apply. The Director must evaluate those considerations when reviewing proposals, taking into account relevant input from the proposal's peer reviewers. The considerations must affect award decisions when the Director decides that this is necessary. When including these considerations, proposers may include, as appropriate—

(1)(A) any readily foreseeable or quantifiable risks to society, including how the research could enable products, technologies, or other outcomes that could intentionally or unintentionally cause significant societal harm; or

(B) a statement that no readily foreseeable potential ethical, social, safety, or security implications are apparent;

(2) how technical or social solutions can reduce those risks and, as appropriate, a plan to put those reduction measures into effect; and

(3) how research partnerships and collaborations can help reduce possible harm and increase possible benefits to society.

(c) Guidance. The Director must seek stakeholder input to develop clear guidance on what is a readily foreseeable or quantifiable risk as described in subsection (b)(1). To the extent practicable, the Director must harmonize this policy with existing ethics policies or related requirements for human subjects.

(d) Research. The Director must make competitive awards to institutions of higher education or nonprofit organizations, or consortia of those institutions or organizations, to support—

(1) research assessing the possible ethical and societal implications of Foundation-supported research and of products or technologies enabled by that research, including the benefits and risks identified under subsection (b)(1); and

(2) developing and verifying approaches to proactively reduce foreseeable risks to society, including the technical and social solutions identified under subsection (b)(1).

(e) Annual report. The Director must encourage recipients to update their consideration of possible risks and benefits as appropriate in the annual reports that all awardees must provide under their award terms and conditions.

the actual law source: uscode.house.gov ↗public domain
(a) Sense of Congress

It is the sense of Congress that—

(1)

a number of emerging areas of research have potential ethical, social, safety, and security implications that might be apparent as early as the basic research stage;

(2)

the incorporation of ethical, social, safety, and security considerations into the research design and review process for Federal awards, may help mitigate potential harms before they happen;

(3)

the Foundation’s agreement with the National Academies to conduct a study and make recommendations with respect to governance of research in emerging technologies is a positive step toward accomplishing this goal; and

(4)

the Foundation should continue to work with stakeholders to promote best practices for governance of research in emerging technologies at every stage of research.

(b) Incorporation of ethics considerations

Drawing on stakeholder input, not later than 24 months after August 9, 2022, the Director shall revise proposal instructions to require that ethical and societal considerations are to be included as part of a proposal for funding prior to making the award, where such considerations are applicable. Such considerations shall be evaluated by the Director in the review of proposals, taking into account any relevant input from the peer-reviewers for the proposal, and shall factor into award decisions, as deemed necessary by the Director. When incorporating such considerations, proposers may include, as appropriate—

(1)
(A)

any readily foreseeable or quantifiable risks to society, including how the research could enable products, technologies, or other outcomes that could intentionally or unintentionally cause significant societal harm; or

(B)

an assertion that no readily foreseeable potential ethical, social, safety, or security implications are apparent;

(2)

how technical or social solutions can mitigate such risks and, as appropriate, a plan to implement such mitigation measures; and

(3)

how partnerships and collaborations in the research can help mitigate potential harm and amplify potential societal benefits.

(c) Guidance

The Director shall solicit stakeholder input to develop clear guidance on what constitutes a readily foreseeable or quantifiable risk as described in subsection (b)(1), and to the extent practicable harmonize this policy with existing ethical policies or related requirements for human subjects.

(d) Research

The Director shall make awards, on a competitive basis, to institutions of higher education or non-profit organizations (or consortia of such institutions or organizations) to support—

(1)

research to assess the potential ethical and societal implications of Foundation-supported research and products or technologies enabled by such research, including the benefits and risks identified pursuant to subsection (b)(1); and

(2)

the development and verification of approaches to proactively mitigate foreseeable risks to society, including the technical and social solutions identified pursuant to subsection (b)(1).

(e) Annual report

The Director shall encourage recipients to update their consideration of potential risks and benefits as appropriate as part of the annual reports required by all awardees under the award terms and conditions.

Source credit: (Pub. L. 117–167, div. B, title III, § 10343, Aug. 9, 2022, 136 Stat. 1557.)

history & why it existsrecord from the source credit
  • 2022Enacted · Pub. L. 117-167 · 136 Stat. 1557

A history note hasn’t been published yet. The record shows enactment by Pub. L. 117-167 on 2022-08-09.

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