42 U.S.C. § 1962d–5b — Written agreement requirement for water resources projects
submitted 56 years ago by Pub. L. 91-611 to r/title-42-THE-PUBLIC-HEALTH-AND-WELFARE · 1,717 words · no verdicts yet
Before most covered water-resources construction begins, the Federal and non-Federal parties must sign a written partnership agreement. The section defines eligible non-Federal interests and sets rules for credit, enforcement, delegation, reporting, public access, and effective dates.
(a)(1) After December 31, 1970, construction of a water-resources project* or an acceptable separable element may not begin if it is being done by the Secretary* through the Chief of Engineers, or by a non-Federal interest that will be reimbursed, until each non-Federal interest signs a written partnership agreement with the Secretary or, when appropriate, the district engineer. Each party must agree to perform its responsibilities and requirements for implementing or constructing the project or element. No agreement is required if the Secretary finds that negotiating, signing, and administering it would cost more than the non-Federal contribution and would cost less than $25,000. (2) The agreement may require liquidated damages if one or more parties fail to perform. (3) An agreement with a State*, a State-created political body, or an entity created by the State legislature may say that it does not obligate future appropriations when such an obligation would conflict with constitutional or statutory limits. (4)(A) The agreement may credit toward the non-Federal share the value of in-kind contributions for a project, including an unauthorized project or an environmental-infrastructure assistance project. Credit may include planning and data collection, design, management, mitigation, construction, and construction services supplied by the non-Federal interest; materials or services supplied before the agreement, including work on constructed elements incorporated into the project; and materials or services supplied after the agreement. (B) The Secretary may give this credit only if the material or service is integral to the project. (C)(i)(I) If a non-Federal interest is to receive credit for construction done before the partnership agreement, and that construction was not done by November 8, 2007, the Secretary and the non-Federal interest must sign an agreement requiring the non-Federal interest to do the work before starting construction or issuing a written notice to proceed. (II) Construction done after that agreement, and design work required for it, qualifies for credit even if the design work occurred before the agreement. (ii)(I) If the non-Federal interest is to receive credit for planning done before a feasibility cost-sharing* agreement, the parties must sign an agreement requiring the non-Federal interest to do the planning before starting it. (II) Planning done after that agreement qualifies for credit. (D) Credit may not exceed the non-Federal share of project cost; change requirements to provide land, easements, relocations, rights-of-way, or dredged-material disposal areas; change requirements to pay construction costs under 33 U.S.C. §§ 2211(a)(2) and 2213(a)(1)(A); or exceed the actual, reasonable value of what the non-Federal interest supplied, as determined by the Secretary. (E) In evaluating costs and benefits, the Secretary may not treat construction done under this subsection as part of the future condition without the project. (F) Excess credit for an authorized separable element may be applied to the non-Federal share of another authorized separable element of the same project. (G)(i) If in-kind credit, plus credit for required land, easements, rights-of-way, disposal areas, and relocations, exceeds the non-Federal share of construction cost for a non-navigation project, the Secretary must, subject to available funds, sign an additional reimbursement agreement to pay the difference. (ii) If funds cannot cover all requested agreements, requests are handled in the order received. (H)(i) This paragraph applies to projects authorized after November 16, 1986, including projects begun after that date without specific authorization, and to earlier projects when design deficiencies must be corrected. (ii) This credit authority supplements other credit authority and does not limit it. The Secretary uses this paragraph instead of another credit authority only when the non-Federal interest asks. (b) “Non-Federal interest” means a legally formed public body, including an Indian tribe, tribal organization, or inter-tribal consortium* as defined in the cited provisions, or a nonprofit entity that has the affected local government’s consent and has full authority and ability to perform its agreement and pay damages if needed. (c) Every agreement under this section may be enforced in the appropriate United States district court. (d) After construction starts, the Chief of Engineers may perform cooperation items needed for the project to function if he first tells the non-Federal interest that it failed to perform and gives it a reasonable time to perform. (e) By June 30, 2008, the Secretary must issue policies and guidelines delegating to district engineers, at a minimum, authority to approve policies previously approved by the Secretary; approve policies dictated by law or a final feasibility study, environmental impact statement, or other final decision document; approve agreements complying with the policies and guidelines; and sign agreements unless the Secretary tells the district engineer within 30 days after project authorization that the Secretary will retain the authority to sign. (f) Within two years after November 8, 2007, and each year afterward, the Secretary must report to Congress the number of agreements signed by district engineers and by the Secretary, and, for each Secretary-signed agreement, why delegation was not appropriate. (g) Within 120 days after November 8, 2007, the Chief must ensure that each district engineer makes public, including online, all agreements from the prior 10 years and all agreements for projects then being carried out in that district. Each agreement signed after November 8, 2007, must be made public, including online, within seven days after signing. (h) This section does not apply to a project whose construction began before January 1, 1972, or to assurances for future demands required by the amended Water Supply Act of 1958, 43 U.S.C. § 390b.
After December 31, 1970, the construction of any water resources project*, or an acceptable separable element thereof, by the Secretary* of the Army, acting through the Chief of Engineers, or by a non-Federal interest where such interest will be reimbursed for such construction under any provision of law, shall not be commenced until each non-Federal interest has entered into a written partnership agreement with the Secretary (or, where appropriate, the district engineer for the district in which the project will be carried out) under which each party agrees to carry out its responsibilities and requirements for implementation or construction of the project or the appropriate element of the project, as the case may be; except that no such agreement shall be required if the Secretary determines that the administrative costs associated with negotiating, executing, or administering the agreement would exceed the amount of the contribution required from the non-Federal interest and are less than $25,000.
A partnership agreement described in paragraph (1) may include a provision for liquidated damages in the event of a failure of one or more parties to perform.
In any partnership agreement described in paragraph (1) and entered into by a State*, or a body politic of the State which derives its powers from the State constitution, or a governmental entity created by the State legislature, the agreement may reflect that it does not obligate future appropriations for such performance and payment when obligating future appropriations would be inconsistent with constitutional or statutory limitations of the State or a political subdivision of the State.
A partnership agreement described in paragraph (1) may provide with respect to a project that the Secretary shall credit toward the non-Federal share of the cost of the project, including a project implemented without specific authorization in law or a project under an environmental infrastructure assistance program, the value of in-kind contributions made by the non-Federal interest, including—
the costs of planning (including data collection), design, management, mitigation, construction, and construction services that are provided by the non-Federal interest for implementation of the project;
the value of materials or services provided before execution of the partnership agreement, including efforts on constructed elements incorporated into the project; and
the value of materials and services provided after execution of the partnership agreement.
The Secretary may credit an in-kind contribution under subparagraph (A) only if the Secretary determines that the material or service provided as an in-kind contribution is integral to the project.
In any case in which the non-Federal interest is to receive credit under subparagraph (A) for the cost of construction carried out by the non-Federal interest before execution of a partnership agreement and that construction has not been carried out as of November 8, 2007, the Secretary and the non-Federal interest shall enter into an agreement under which the non-Federal interest shall carry out such work and shall do so prior to the non-Federal interest initiating construction or issuing a written notice to proceed for the construction.
Construction that is carried out after the execution of an agreement to carry out work described in subclause (I) and any design activities that are required for that construction, even if the design activity is carried out prior to the execution of the agreement to carry out work, shall be eligible for credit.
In any case in which the non-Federal interest is to receive credit under subparagraph (A) for the cost of planning carried out by the non-Federal interest before execution of a feasibility cost-sharing* agreement, the Secretary and the non-Federal interest shall enter into an agreement under which the non-Federal interest shall carry out such work and shall do so prior to the non-Federal interest initiating that planning.
Planning that is carried out by the non-Federal interest after the execution of an agreement to carry out work described in subclause (I) shall be eligible for credit.
Credit authorized under this paragraph for a project—
shall not exceed the non-Federal share of the cost of the project;
shall not alter any other requirement that a non-Federal interest provide lands, easements, relocations, rights-of-way, or areas for disposal of dredged material for the project;
shall not alter any requirement that a non-Federal interest pay a portion of the costs of construction of the project under sections 2211(a)(2) and 2213(a)(1)(A) of title 33; and
shall not exceed the actual and reasonable costs of the materials, services, or other things provided by the non-Federal interest, as determined by the Secretary.
In the evaluation of the costs and benefits of a project, the Secretary shall not consider construction carried out by a non-Federal interest under this subsection as part of the future without project condition.
Credit for in-kind contributions provided by a non-Federal interest that are in excess of the non-Federal cost share for an authorized separable element of a project may be applied toward the non-Federal cost share for a different authorized separable element of the same project.
To the extent that credit for in-kind contributions, as limited by subparagraph (D), and credit for required land, easements, rights-of-way, dredged material disposal areas, and relocations provided by the non-Federal interest exceed the non-Federal share of the cost of construction of a project other than a navigation project, the Secretary, subject to the availability of funds, shall enter into a reimbursement agreement with the non-Federal interest, which shall be in addition to a partnership agreement under subparagraph (A), to reimburse the difference to the non-Federal interest.
If appropriated funds are insufficient to cover the full cost of all requested reimbursement agreements under clause (i), the Secretary shall enter into reimbursement agreements in the order in which requests for such agreements are received.
This paragraph shall apply to water resources projects authorized after November 16, 1986, including projects initiated after November 16, 1986, without specific authorization in law, and to water resources projects authorized prior to November 17, 1986, if correction of design deficiencies is necessary.
The authority of the Secretary to provide credit for in-kind contributions pursuant to this paragraph shall be in addition to any other authorization to provide credit for in-kind contributions and shall not be construed as a limitation on such other authorization. The Secretary shall apply the provisions of this paragraph, in lieu of provisions under other crediting authority, only if so requested by the non-Federal interest.
The term “non-Federal interest” means—
a legally constituted public body (including an Indian tribe and a tribal organization (as those terms are defined in section 5304 of title 25)) and an inter-tribal consortium* (as defined in section 3202 of title 25); or
a nonprofit entity with the consent of the affected local government,
that has full authority and capability to perform the terms of its agreement and to pay damages, if necessary, in the event of failure to perform.
Every agreement entered into pursuant to this section shall be enforcible in the appropriate district court of the United States.
After commencement of construction of a project, the Chief of Engineers may undertake performance of those items of cooperation necessary to the functioning of the project for its purposes, if he has first notified the non-Federal interest of its failure to perform the terms of its agreement and has given such interest a reasonable time after such notification to so perform.
Not later than June 30, 2008, the Secretary shall issue policies and guidelines for partnership agreements that delegate to the district engineers, at a minimum—
the authority to approve any policy in a partnership agreement that has appeared in an agreement previously approved by the Secretary;
the authority to approve any policy in a partnership agreement the specific terms of which are dictated by law or by a final feasibility study, final environmental impact statement, or other final decision document for a water resources project;
the authority to approve any partnership agreement that complies with the policies and guidelines issued by the Secretary; and
the authority to sign any partnership agreement for any water resources project unless, within 30 days of the date of authorization of the project, the Secretary notifies the district engineer in which the project will be carried out that the Secretary wishes to retain the prerogative to sign the partnership agreement for that project.
Not later than 2 years after November 8, 2007, and every year thereafter, the Secretary shall submit to Congress a report detailing the following:
The number of partnership agreements signed by district engineers and the number of partnership agreements signed by the Secretary.
For any partnership agreement signed by the Secretary, an explanation of why delegation to the district engineer was not appropriate.
Not later than 120 days after November 8, 2007, the Chief of Engineers shall—
ensure that each district engineer has made available to the public, including on the Internet, all partnership agreements entered into under this section within the preceding 10 years and all partnership agreements for water resources projects currently being carried out in that district; and
make each partnership agreement entered into after November 8, 2007, available to the public, including on the Internet, not later than 7 days after the date on which such agreement is entered into.
This section shall not apply to any project the construction of which was commenced before January 1, 1972, or to the assurances for future demands required by the Water Supply Act of 1958, as amended [43 U.S.C. 390b].
Source credit: (Pub. L. 91–611, title II, § 221, Dec. 31, 1970, 84 Stat. 1831; Pub. L. 92–222, § 4, Dec. 23, 1971, 85 Stat. 799; Pub. L. 99–662, title IX, § 912(a), Nov. 17, 1986, 100 Stat. 4189; Pub. L. 104–106, div. A, title X, § 1064(d), Feb. 10, 1996, 110 Stat. 445; Pub. L. 104–303, title II, § 220, Oct. 12, 1996, 110 Stat. 3696; Pub. L. 106–541, title II, § 201, Dec. 11, 2000, 114 Stat. 2587; Pub. L. 110–114, title II, § 2003(a)–(c), Nov. 8, 2007, 121 Stat. 1067, 1069; Pub. L. 113–121, title I, § 1018(a), June 10, 2014, 128 Stat. 1224; Pub. L. 114–322, title I, § 1131, Dec. 16, 2016, 130 Stat. 1653; Pub. L. 115–270, title I, § 1155(b), Oct. 23, 2018, 132 Stat. 3793; Pub. L. 118–272, div. A, title I, § 1137, Jan. 4, 2025, 138 Stat. 3025.)
- 1970Enacted · Pub. L. 91-611 · 84 Stat. 1831
- 1971Amended · Pub. L. 92-222 · 85 Stat. 799
- 1986Amended · Pub. L. 99-662 · 100 Stat. 4189
- 1996Amended · Pub. L. 104-106 · 110 Stat. 445
- 1996Amended · Pub. L. 104-303 · 110 Stat. 3696
- 2000Amended · Pub. L. 106-541 · 114 Stat. 2587
- 2007Amended · Pub. L. 110-114 · 121 Stat. 1067, 1069
- 2014Amended · Pub. L. 113-121 · 128 Stat. 1224
- 2016Amended · Pub. L. 114-322 · 130 Stat. 1653
- 2018Amended · Pub. L. 115-270 · 132 Stat. 3793
- 2025Amended · Pub. L. 118-272 · 138 Stat. 3025
A history note hasn’t been published yet. The record shows enactment by Pub. L. 91-611 on 1970-12-31.
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