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42 U.S.C. § 283kBiomedical and behavioral research facilities

submitted 82 years ago by Pub. L. 103-43 to r/title-42-THE-PUBLIC-HEALTH-AND-WELFARE · 2,214 words · no verdicts yet

in plain englishAI-generated · not legal advice

NIH can give grants to build or renovate biomedical and behavioral research facilities. A 15-member review board must recommend each grant before NIH approves it, and a share of funding is set aside for up-and-coming institutions. If a funded facility stops being used for research within 20 years, the government can recover part of its value.

(a) Modernization and construction of facilities: The Director of NIH, acting through the Office of the Director or through the Director of the National Institute of Allergy and Infectious Diseases, may give grants or contracts to public and nonprofit private organizations. This money can expand, remodel, renovate, or change existing research facilities, or build new ones, subject to the rest of this section. "Construction" and "cost of construction" include building new structures and changing existing ones, including architects' fees — but they do not include the cost of buying land or making improvements outside the building site. (b) Scientific and technical review boards for merit-based review of proposals: This section creates a Scientific and Technical Review Board on Biomedical and Behavioral Research Facilities. The Director of NIH can only approve a grant application under subsection (a) if this Board has recommended it for approval. The Board advises the Director and the Council of Councils (set up under section 282(l) of this title) on running this program. For every grant application, the Board judges its merit, considering the requirements in subsection (c), and reports its findings to the Director and the Council, following the same procedures used under section 289a of this title. For applications it recommends approving, the Board also recommends how much money the grant should be. Each year, the Board writes a public report describing its work that year — summarizing spending under this section, listing the types, numbers, and dollar amounts of applications it recommended but that the Director did not approve, and giving its own recommendations for improving how this section is run. The Board has 15 members appointed by the Director, plus any temporary or ad-hoc members the Director thinks are needed — all of them, including temporary members, get a vote. No more than three Board members can be federal officers or employees. The Director must make sure Board members are highly qualified, by training or experience, to do peer review. Collectively, they must have experience planning, building, financing, and running biomedical or behavioral research organizations; know how to judge whether an institution needs a research facility, including for dentistry, nursing, pharmacy, and allied health; know how to weigh competing grant applications against the country's overall research needs; and have experience with "emerging centers of excellence" as described in subsection (c)(2). The Board can hold workshops and conferences and collect data, and it can create subcommittees that meet as needed. Each member serves a 4-year term (a member filling a vacancy serves out the rest of that term), with staggered terms set by the Director, and a member cannot be reappointed until a full year has passed since their last term ended. Members who are not federal officers or employees are paid, for each day they work on Board business, at the same rate as members of other national advisory councils under this subchapter. (c) Requirements for grants: The Director can only make a grant under subsection (a) if the applicant meets several conditions. The Director must find the applicant competent to do the kind of research the facility is meant for. The applicant must give satisfactory assurances that: the facility will be used for that research for at least 20 years after construction is done; the applicant will have enough money to cover its share of the construction cost; the applicant will have enough money, once construction is finished, to actually use the facility for that research; and the construction will either expand the applicant's research capacity or is needed to keep up or improve the quality of its research. The applicant must also meet the Director's reasonable qualifications on: the scientific and technical merit of the application and how well the proposed facility would expand research capacity and quality; the quality of the research or training planned there; how well the planned research fits the country's need for researchers; and the age and condition of the applicant's existing research facilities. Finally, the applicant must show a real commitment to growing its own research output. Out of the money appropriated for this section each year, the Director must set aside a share for "institutions of emerging excellence" — 25 percent of the first $50,000,000 appropriated, and up to 25 percent of anything appropriated above that. To qualify for this share, an applicant must meet the conditions above and also: have a workable plan to advance its research or training; run research or training programs that specially address a real U.S. health need; have a track record of productive research or research training; and either already be a designated center of excellence under section 293c of this title, or be located in an area with a significant population that has poor health status and that the applicant serves, or be located in an area that currently lacks health care technology, services, or research resources in a way that could hurt that area's health in the future — with the applicant working to protect that population's health. (d) Requirement of application: The Director can only make a grant under subsection (a) if the applicant submits an application in the form, and containing the agreements, assurances, and information, that the Director decides is necessary. (e) Amount of grant; payments: The Director decides how much any grant is, but it cannot go over 50 percent of the necessary construction cost (or 75 percent if the National Institute of Allergy and Infectious Diseases is funding it), or, for a multipurpose facility, 40 percent (or 75 percent for that Institute) of the part of the construction cost the Director decides is proportional to how the facility will actually be used for the funded research. Once an application is approved, the Director must set aside the grant amount from available funds and pay it out — in advance or as reimbursement — in installments that match the pace of construction, as the Director decides. The Director can change that reserved amount later if the application is amended or the estimated construction cost changes. When figuring out the grant amount, the Director leaves out of the construction cost any other federal grant money the applicant has gotten or is assured of getting for the same construction, plus any non-federal matching funds required as a condition of that other federal grant. The Director can waive the 50/75 or 40/75 percent limits, at his or her discretion, for applicants that meet the requirements of subsection (c). (f) Recapture of payments: If, within 20 years after construction is finished, the applicant or facility owner stops being a public or nonprofit private entity (for a grant made through the Office of the Director), or the facility stops being used for the research it was built for (unless the Director decides, under regulations, there's good cause to excuse this) — the United States can recover money from the applicant or owner. The amount recovered has the same ratio to the facility's current value as the federal share of the original construction had to the total construction cost. The current value is set either by agreement between the parties or by a lawsuit in the U.S. District Court for the district where the facility is located. (g) Guidelines: By December 10, 1993 — six months after June 10, 1993 — the Director had to issue guidelines for grants under subsection (a), after consulting with the Council.
the actual law source: uscode.house.gov ↗public domain
(a) Modernization and construction of facilities
(1) In general

The Director of NIH, acting through the Office of the Director of NIH or the Director of the National Institute of Allergy and Infectious Diseases, may make grants or contracts to public and nonprofit private entities to expand, remodel, renovate, or alter existing research facilities or construct new research facilities, subject to the provisions of this section.

(2) Construction and cost of construction

For purposes of this section, the terms “construction” and “cost of construction” include the construction of new buildings and the expansion, renovation, remodeling, and alteration of existing buildings, including architects’ fees, but do not include the cost of acquisition of land or off-site improvements.

(b) Scientific and technical review boards for merit-based review of proposals
(1) In general: approval as precondition to grants
(A) Establishment

There is established a Scientific and Technical Review Board on Biomedical and Behavioral Research Facilities (referred to in this section as the “Board”).

(B) Requirement

The Director of NIH, acting through the Office of the Director of NIH, may approve an application for a grant under subsection (a) only if the Board has under paragraph (2) recommended the application for approval.

(2) Duties
(A) Advice

The Board shall provide advice to the Director of NIH and the Council of Councils established under section 282(l) of this title (in this section referred to as the “Council”) in carrying out this section.

(B) Determination of merit

In carrying out subparagraph (A), the Board shall make a determination of the merit of each application submitted for a grant under subsection (a), after consideration of the requirements established in subsection (c), and shall report the results of the determination to the Director of NIH and the Council. Such determinations shall be conducted in a manner consistent with procedures established under section 289a of this title.

(C) Amount

In carrying out subparagraph (A), the Board shall, in the case of applications recommended for approval, make recommendations to the Director and the Council on the amount that should be provided under the grant.

(D) Annual report

In carrying out subparagraph (A), the Board shall prepare an annual report for the Director of NIH and the Council describing the activities of the Board in the fiscal year for which the report is made. Each such report shall be available to the public, and shall—

(i)

summarize and analyze expenditures made under this section;

(ii)

provide a summary of the types, numbers, and amounts of applications that were recommended for grants under subsection (a) but that were not approved by the Director of NIH; and

(iii)

contain the recommendations of the Board for any changes in the administration of this section.

(3) Membership
(A) In general

Subject to subparagraph (B), the Board shall be composed of 15 members to be appointed by the Director of NIH, acting through the Office of the Director of NIH, and such ad-hoc or temporary members as the Director of NIH, acting through the Office of the Director of NIH, determines to be appropriate. All members of the Board, including temporary and ad-hoc members, shall be voting members.

(B) Limitation

Not more than three individuals who are officers or employees of the Federal Government may serve as members of the Board.

(4) Certain requirements regarding membership

In selecting individuals for membership on the Board, the Director of NIH, acting through the Office of the Director of NIH, shall ensure that the members are individuals who, by virtue of their training or experience, are eminently qualified to perform peer review functions. In selecting such individuals for such membership, the Director of NIH, acting through the Office of the Director of NIH, shall ensure that the members of the Board collectively—

(A)

are experienced in the planning, construction, financing, and administration of entities that conduct biomedical or behavioral research sciences;

(B)

are knowledgeable in making determinations of the need of entities for biomedical or behavioral research facilities, including such facilities for the dentistry, nursing, pharmacy, and allied health professions;

(C)

are knowledgeable in evaluating the relative priorities for applications for grants under subsection (a) in view of the overall research needs of the United States; and

(D)

are experienced with emerging centers of excellence, as described in subsection (c)(2).

(5) Certain authorities
(A) Workshops and conferences

In carrying out paragraph (2), the Board may convene workshops and conferences, and collect data as the Board considers appropriate.

(B) Subcommittees

In carrying out paragraph (2), the Board may establish subcommittees within the Board. Such subcommittees may hold meetings as determined necessary to enable the subcommittee to carry out its duties.

(6) Terms
(A) In general

Except as provided in subparagraph (B), each appointed member of the Board shall hold office for a term of 4 years. Any member appointed to fill a vacancy occurring prior to the expiration of the term for which such member’s predecessor was appointed shall be appointed for the remainder of the term of the predecessor.

(B) Staggered terms

Members appointed to the Board shall serve staggered terms as specified by the Director of NIH, acting through the Office of the Director of NIH, when making the appointments.

(C) Reappointment

No member of the Board shall be eligible for reappointment to the Board until 1 year has elapsed after the end of the most recent term of the member.

(7) Compensation

Members of the Board who are not officers or employees of the United States shall receive for each day the members are engaged in the performance of the functions of the Board compensation at the same rate received by members of other national advisory councils established under this subchapter.

(c) Requirements for grants
(1) In general

The Director of NIH, acting through the Office of the Director of NIH or the National Institute of Allergy and Infectious Diseases, may make a grant under subsection (a) only if the applicant for the grant meets the following conditions:

(A)

The applicant is determined by such Director to be competent to engage in the type of research for which the proposed facility is to be constructed.

(B)

The applicant provides assurances satisfactory to the Director that—

(i)

for not less than 20 years after completion of the construction involved, the facility will be used for the purposes of the research for which it is to be constructed;

(ii)

sufficient funds will be available to meet the non-Federal share of the cost of constructing the facility;

(iii)

sufficient funds will be available, when construction is completed, for the effective use of the facility for the research for which it is being constructed; and

(iv)

the proposed construction will expand the applicant’s capacity for research, or is necessary to improve or maintain the quality of the applicant’s research.

(C)

The applicant meets reasonable qualifications established by the Director with respect to—

(i)

the relative scientific and technical merit of the applications, and the relative effectiveness of the proposed facilities, in expanding the capacity for biomedical or behavioral research and in improving the quality of such research;

(ii)

the quality of the research or training, or both, to be carried out in the facilities involved;

(iii)

the congruence of the research activities to be carried out within the facility with the research and investigator manpower needs of the United States; and

(iv)

the age and condition of existing research facilities.

(D)

The applicant has demonstrated a commitment to enhancing and expanding the research productivity of the applicant.

(2) Institutions of emerging excellence

From the amount appropriated to carry out this section for a fiscal year up to $50,000,000, the Director of NIH, acting through the Office of the Director of NIH, shall make available 25 percent of such amount, and from the amount appropriated to carry out this section for a fiscal year that is over $50,000,000, the Director of NIH, acting through the Office of the Director of NIH, shall make available up to 25 percent of such amount, for grants under subsection (a) to applicants that in addition to meeting the requirements established in paragraph (1), have demonstrated emerging excellence in biomedical or behavioral research, as follows:

(A)

The applicant has a plan for research or training advancement and possesses the ability to carry out the plan.

(B)

The applicant carries out research and research training programs that have a special relevance to a problem, concern, or unmet health need of the United States.

(C)

The applicant has been productive in research or research development and training.

(D)

The applicant—

(i)

has been designated as a center of excellence under section 293c 1 of this title;

(ii)

is located in a geographic area whose population includes a significant number of individuals with health status deficit, and the applicant provides health services to such individuals; or

(iii)

is located in a geographic area in which a deficit in health care technology, services, or research resources may adversely affect the health status of the population of the area in the future, and the applicant is carrying out activities with respect to protecting the health status of such population.

(d) Requirement of application

The Director of NIH, acting through the Office of the Director of NIH or the National Institute of Allergy and Infectious Diseases, may make a grant under subsection (a) only if an application for the grant is submitted to the Director and the application is in such form, is made in such manner, and contains such agreements, assurances, and information as the Director determines to be necessary to carry out this section.

(e) Amount of grant; payments
(1) Amount

The amount of any grant awarded under subsection (a) shall be determined by the Director of NIH, acting through the Office of the Director of NIH or the National Institute of Allergy and Infectious Diseases,,2 except that such amount shall not exceed—

(A)

50 percent (or, in the case of the Institute, 75 percent) of the necessary cost of the construction of a proposed facility as determined by the Director; or

(B)

in the case of a multipurpose facility, 40 percent (or, in the case of the Institute, 75 percent) of that part of the necessary cost of construction that the Director determines to be proportionate to the contemplated use of the facility.

(2) Reservation of amounts

On the approval of any application for a grant under subsection (a), the Director of NIH, acting through the Office of the Director of NIH or the National Institute of Allergy and Infectious Diseases, shall reserve, from any appropriation available for such grants, the amount of such grant, and shall pay such amount, in advance or by way of reimbursement, and in such installments consistent with the construction progress, as the Director may determine appropriate. The reservation of any amount by the Director under this paragraph may be amended by the Director, either on the approval of an amendment of the application or on the revision of the estimated cost of construction of the facility.

(3) Exclusion of certain costs

In determining the amount of any grant under subsection (a), there shall be excluded from the cost of construction an amount equal to the sum of—

(A)

the amount of any other Federal grant that the applicant has obtained, or is assured of obtaining, with respect to construction that is to be financed in part by a grant authorized under this section; and

(B)

the amount of any non-Federal funds required to be expended as a condition of such other Federal grant.

(4) Waiver of limitations

The limitations imposed under paragraph (1) may be waived at the discretion of the Director of NIH, acting through the Office of the Director of NIH or the National Institute of Allergy and Infectious Diseases, for applicants meeting the conditions described in subsection (c).

(f) Recapture of payments

If, not later than 20 years after the completion of construction for which a grant has been awarded under subsection (a)—

(1)

in the case of an award by the Director of NIH, acting through the Office of the Director of NIH, the applicant or other owner of the facility shall cease to be a public or non profit 3 private entity; or

(2)

the facility shall cease to be used for the research purposes for which it was constructed (unless the Director of NIH, acting through the Office of the Director of NIH or the National Institute of Allergy and Infectious Diseases, determines, in accordance with regulations, that there is good cause for releasing the applicant or other owner from obligation to do so),

the United States shall be entitled to recover from the applicant or other owner of the facility the amount bearing the same ratio to the current value (as determined by an agreement between the parties or by action brought in the United States District Court for the district in which such facility is situated) of the facility as the amount of the Federal participation bore to the cost of the construction of such facility.

(g) Guidelines

Not later than 6 months after June 10, 1993, the Director of NIH, acting through the Office of the Director of NIH, after consultation with the Council, shall issue guidelines with respect to grants under subsection (a).

Source credit: (July 1, 1944, ch. 373, title IV, § 404I, formerly § 481A, as added Pub. L. 103–43, title XV, § 1502, June 10, 1993, 107 Stat. 173; amended Pub. L. 105–392, title I, § 101(c), Nov. 13, 1998, 112 Stat. 3537; Pub. L. 106–505, title III, § 303, Nov. 13, 2000, 114 Stat. 2330; Pub. L. 108–276, § 2(b), July 21, 2004, 118 Stat. 841; Pub. L. 109–482, title I, §§ 103(b)(40), 104(b)(1)(M), Jan. 15, 2007, 120 Stat. 3688, 3693; renumbered § 404I and amended Pub. L. 112–74, div. F, title II, § 221(b)(1), Dec. 23, 2011, 125 Stat. 1087.)

history & why it existsrecord from the source credit
  • 1944Enacted · Pub. L. 103-43 · 107 Stat. 173
  • 1998Amended · Pub. L. 105-392 · 112 Stat. 3537
  • 2000Amended · Pub. L. 106-505 · 114 Stat. 2330
  • 2004Amended · Pub. L. 108-276 · 118 Stat. 841
  • 2007Amended · Pub. L. 109-482 · 120 Stat. 3688, 3693
  • 2011Amended · Pub. L. 112-74 · 125 Stat. 1087

A history note hasn’t been published yet. The record shows enactment by Pub. L. 103-43 on 1944-07-01.

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