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35 U.S.C. § 122Confidential status of applications; publication of patent applications

submitted 74 years ago by ch. 950 to r/title-35-PATENTS · 941 words · no verdicts yet

in plain englishAI-generated · not legal advice

The Patent and Trademark Office normally keeps patent applications confidential, but it must publish most applications about 18 months after the earliest filing date that gives them a benefit. Some applications are never published, including ones the applicant certifies won't be filed anywhere else. National security applications are also kept secret, and outsiders may submit relevant prior publications for the examiner to consider before an application is decided.

This section controls how confidential a patent application is, and when it gets published. (a) Confidentiality. Except as subsection (b) allows, the Patent and Trademark Office must keep patent applications confidential. It cannot give out information about an application without the applicant's or owner's permission, unless a law requires it or the Director determines special circumstances call for it. (b) Publication. Paragraph (1)(A) says each application must generally be published about 18 months after the earliest filing date it can claim a benefit from, following procedures the Director sets — though the applicant can request earlier publication. Paragraph (1)(B) says no other information about a published application can be released except as the Director decides, and paragraph (1)(C) makes the Director's decision on releasing (or not releasing) that information final and not reviewable by a court. Paragraph (2) lists exceptions where publication does not happen: applications that are no longer pending; applications under a national-security "secrecy order" (section 181); provisional applications; and design patent applications. It also lets an applicant, at filing, certify the invention hasn't been and won't be filed in another country or under certain international agreements — in which case the application won't be published. The applicant can cancel that certification at any time. If the applicant later does file abroad, they must tell the Director within 45 days, or the application is treated as abandoned. Once that certification is cancelled or the Director is told about a foreign filing, the application gets published under the normal 18-month rule. If foreign filings describe the invention in less detail than the U.S. application, the applicant can submit a redacted (shortened) version for publication — but that redacted version must arrive within 16 months of the earliest filing date, or the normal rule applies, and if the redacted version doesn't fully teach the invention to a skilled reader, certain patent-term-related protections under section 154(d) won't apply to that claim. (c) Protest and Pre-Issuance Opposition. The Director must set up procedures so that, once an application is published, no one can file a protest or other opposition to it being granted a patent without the applicant's written consent. (d) National Security. An application cannot be published under (b)(1) if doing so would harm national security, and the Director must set up procedures to catch these applications early and keep them secret under chapter 17. (e) Preissuance Submissions by Third Parties. Outside parties may submit, in writing, a patent, published application, or other publication relevant to the examination, along with a short explanation of its relevance and a fee, plus a statement that the submission follows the rules. This must happen before the earlier of: a notice of allowance being issued, or the later of six months after the application was first published, or the date of the first rejection of any claim during examination.
the actual law source: uscode.house.gov ↗public domain
(a)Confidentiality.—

Except as provided in subsection (b), applications for patents shall be kept in confidence by the Patent and Trademark Office and no information concerning the same given without authority of the applicant or owner unless necessary to carry out the provisions of an Act of Congress or in such special circumstances as may be determined by the Director.

(b)Publication.—
(1)In general.—
(A)

Subject to paragraph (2), each application for a patent shall be published, in accordance with procedures determined by the Director, promptly after the expiration of a period of 18 months from the earliest filing date for which a benefit is sought under this title. At the request of the applicant, an application may be published earlier than the end of such 18-month period.

(B)

No information concerning published patent applications shall be made available to the public except as the Director determines.

(C)

Notwithstanding any other provision of law, a determination by the Director to release or not to release information concerning a published patent application shall be final and nonreviewable.

(2)Exceptions.—
(A)

An application shall not be published if that application is—

(i)

no longer pending;

(ii)

subject to a secrecy order under section 181;

(iii)

a provisional application filed under section 111(b); or

(iv)

an application for a design patent filed under chapter 16.

(B)
(i)

If an applicant makes a request upon filing, certifying that the invention disclosed in the application has not and will not be the subject of an application filed in another country, or under a multilateral international agreement, that requires publication of applications 18 months after filing, the application shall not be published as provided in paragraph (1).

(ii)

An applicant may rescind a request made under clause (i) at any time.

(iii)

An applicant who has made a request under clause (i) but who subsequently files, in a foreign country or under a multilateral international agreement specified in clause (i), an application directed to the invention disclosed in the application filed in the Patent and Trademark Office, shall notify the Director of such filing not later than 45 days after the date of the filing of such foreign or international application. A failure of the applicant to provide such notice within the prescribed period shall result in the application being regarded as abandoned.

(iv)

If an applicant rescinds a request made under clause (i) or notifies the Director that an application was filed in a foreign country or under a multilateral international agreement specified in clause (i), the application shall be published in accordance with the provisions of paragraph (1) on or as soon as is practical after the date that is specified in clause (i).

(v)

If an applicant has filed applications in one or more foreign countries, directly or through a multilateral international agreement, and such foreign filed applications corresponding to an application filed in the Patent and Trademark Office or the description of the invention in such foreign filed applications is less extensive than the application or description of the invention in the application filed in the Patent and Trademark Office, the applicant may submit a redacted copy of the application filed in the Patent and Trademark Office eliminating any part or description of the invention in such application that is not also contained in any of the corresponding applications filed in a foreign country. The Director may only publish the redacted copy of the application unless the redacted copy of the application is not received within 16 months after the earliest effective filing date for which a benefit is sought under this title. The provisions of section 154(d) shall not apply to a claim if the description of the invention published in the redacted application filed under this clause with respect to the claim does not enable a person skilled in the art to make and use the subject matter of the claim.

(c)Protest and Pre-Issuance Opposition.—

The Director shall establish appropriate procedures to ensure that no protest or other form of pre-issuance opposition to the grant of a patent on an application may be initiated after publication of the application without the express written consent of the applicant.

(d)National Security.—

No application for patent shall be published under subsection (b)(1) if the publication or disclosure of such invention would be detrimental to the national security. The Director shall establish appropriate procedures to ensure that such applications are promptly identified and the secrecy of such inventions is maintained in accordance with chapter 17.

(e)Preissuance Submissions by Third Parties.—
(1)In general.—

Any third party may submit for consideration and inclusion in the record of a patent application, any patent, published patent application, or other printed publication of potential relevance to the examination of the application, if such submission is made in writing before the earlier of—

(A)

the date a notice of allowance under section 151 is given or mailed in the application for patent; or

(B)

the later of—

(i)

6 months after the date on which the application for patent is first published under section 122 by the Office, or

(ii)

the date of the first rejection under section 132 of any claim by the examiner during the examination of the application for patent.

(2)Other requirements.—

Any submission under paragraph (1) shall—

(A)

set forth a concise description of the asserted relevance of each submitted document;

(B)

be accompanied by such fee as the Director may prescribe; and

(C)

include a statement by the person making such submission affirming that the submission was made in compliance with this section.

Source credit: (July 19, 1952, ch. 950, 66 Stat. 801; Pub. L. 93–596, § 1, Jan. 2, 1975, 88 Stat. 1949; Pub. L. 106–113, div. B, § 1000(a)(9) [title IV, § 4502(a)], Nov. 29, 1999, 113 Stat. 1536, 1501A–561; Pub. L. 112–29, §§ 8(a), 20(j), Sept. 16, 2011, 125 Stat. 315, 335; Pub. L. 112–211, title II, § 202(b)(4), Dec. 18, 2012, 126 Stat. 1536.)

history & why it existsrecord from the source credit
  • 1952Enacted · Act of July 19, 1952, ch. 950 · 66 Stat. 801
  • 1975Amended · Pub. L. 93-596 · 88 Stat. 1949
  • 1999Amended · Pub. L. 106-113 · 113 Stat. 1536, 1501
  • 2011Amended · Pub. L. 112-29 · 125 Stat. 315, 335
  • 2012Amended · Pub. L. 112-211 · 126 Stat. 1536

A history note hasn’t been published yet. The record shows enactment by ch. 950 on 1952-07-19.

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